DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Creativeone Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Josh Neil Christian | Creativeone Securities, LLC BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2026 | Sep 1, 2026 |
| Thomas Erwin Munker | Creativeone Securities, LLC BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2025 | Dec 17, 2025 |
| Harry Tuller Johnson | Creativeone Securities, LLC BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2025 | Dec 4, 2025 |
| Bradley Alan Binkley | Creativeone Securities, LLC BD affiliated | Biy Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 6, 2025 | Oct 23, 2025 |
| William Lawrence Curry | Creativeone Securities, LLC BD affiliated | Delaware Advisory Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2024 | May 20, 2025 (140 d) |
| Chad Eric Lewis | Creativeone Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 12, 2024 | Dec 13, 2024 |
| Andrew Keith Mcgill | Creativeone Securities, LLC BD affiliated | Maxus Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 3, 2024 | Dec 3, 2024 (183 d) |
| Steven Jay Puckett | Creativeone Securities, LLC BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2024 | Mar 13, 2024 |
| Jesse Perry Black | Creativeone Securities, LLC BD affiliated | Integrity Advisory Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2024 | Mar 4, 2024 |
| Michael Allen Lee | Creativeone Securities, LLC BD affiliated | Gibbs Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2024 | Jan 8, 2024 |
| Lawrence Rembert Mickle | Creativeone Securities, LLC BD affiliated | Kingsview Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2023 | Nov 1, 2023 |
| James Porter Rankin | Creativeone Securities, LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2023 | Nov 10, 2023 (32 d) |
| Mark Radley Emberton | Creativeone Securities, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2023 | May 4, 2023 |
| Enrico Giovanni Cacciapuoti | Creativeone Securities, LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Mar 30, 2023 (89 d) |
| Mark Charles Dimaria | Creativeone Securities, LLC BD affiliated | Winnacle Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Dec 24, 2024 (724 d) |
| Anthony Pagano | Creativeone Securities, LLC BD affiliated | Joseph P. Lucia & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2022 | Mar 27, 2023 (146 d) |
| Courtney Denae Rader | Creativeone Securities, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Aug 26, 2024 (720 d) |
| Michael H Miller | Creativeone Securities, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2022 | Jun 30, 2022 |
| Philip Brown | Creativeone Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2022 | Aug 30, 2022 (75 d) |
| Amy Marie Roberts | Creativeone Securities, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 | Sep 30, 2025 (1232 d) |
| Steven Michael Milligan | Creativeone Securities, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2022 | Apr 29, 2022 |
| Wayburn Allen Costellow | Creativeone Securities, LLC BD affiliated | Magnolia Wealth Management LLC unclassified | Other | Jan 3, 2022 | Jan 6, 2022 |
| Amy Leigh Goodwin | Creativeone Securities, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2021 | Nov 30, 2021 |
| Angela May Hudson | Creativeone Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2021 | Mar 21, 2024 (906 d) |
| Michael Warren Gray | Creativeone Securities, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2021 | Mar 1, 2021 |
| Alan Kent Suiter | Creativeone Securities, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Sep 8, 2020 |
| John Andrew Wright | Creativeone Securities, LLC BD affiliated | Stellar Assets L.L.C. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2020 | Jan 2, 2025 (1463 d) |
| Kathy K Jurgensen | Creativeone Securities, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Dec 11, 2020 | Jun 16, 2021 (187 d) |
| Melinda Jo Wells | Creativeone Securities, LLC BD affiliated | American Independent Securities Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2020 | Dec 3, 2024 (1495 d) |
| Don M Dumas | Creativeone Securities, LLC BD affiliated | Tcfg Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2020 | Jun 8, 2020 |
| Michael Alan Wienandt | Creativeone Securities, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2020 | Feb 25, 2020 |
| Mitzi Nicole Swaffar | Creativeone Securities, LLC BD affiliated | Midwest Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2019 | Dec 4, 2019 |
| Russell D Rhodes | Creativeone Securities, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2019 | Mar 16, 2020 (153 d) |
| Seth C. Bergen | Creativeone Securities, LLC BD affiliated | Glass Jacobson Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2019 | Oct 17, 2019 |
| Steven T Ewen | Creativeone Securities, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2019 | Aug 26, 2019 |
| David M Afraimi | Creativeone Securities, LLC BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 8, 2019 | Jul 1, 2019 |
| Rick O'Neal | Creativeone Securities, LLC BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2019 | Jun 28, 2019 |
| Ivan Russell Thornberry | Creativeone Securities, LLC BD affiliated | Palomar Advisors Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2019 | Jan 2, 2019 |
| Steven Glenn Reed | Creativeone Securities, LLC BD affiliated | Reed Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2018 | Mar 8, 2019 (67 d) |
| Celestine Emejuru Njoku | Creativeone Securities, LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Feb 6, 2020 (402 d) |
| John L. Ruth | Creativeone Securities, LLC BD affiliated | Build Asset Management asset manager | Other | Dec 31, 2018 | Apr 5, 2019 (95 d) |
| Joshua Warren Tschirgi | Creativeone Securities, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 3, 2019 |
| Roberto Antonio Trejo | Creativeone Securities, LLC BD affiliated | Emerald Blue Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2018 | Nov 28, 2018 |
| Devin Lee King | Creativeone Securities, LLC BD affiliated | King Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 29, 2018 | Nov 28, 2018 |
| Christopher Michael Chatto | Creativeone Securities, LLC BD affiliated | Verity Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2018 | Nov 15, 2018 |
| Matthew Carlin | Creativeone Securities, LLC BD affiliated | Ae Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2018 | Nov 9, 2018 |
| Sean Christopher Devlin | Creativeone Securities, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2018 | Dec 26, 2018 (133 d) |
| David Andrew Henderson | Creativeone Securities, LLC BD affiliated | Jenkins Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2017 | Jan 2, 2018 |
| Richard Homer Brown | Creativeone Securities, LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2017 | Jan 9, 2020 (739 d) |
| Harinne Lee Kim | Creativeone Securities, LLC BD affiliated | Espy Asset Management LLC unclassified | Other | Dec 31, 2017 | Jan 23, 2018 |
| Timothy Robert Tereick | Creativeone Securities, LLC BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2017 | Aug 12, 2019 (589 d) |
| Ronald Herbert Bruton | Creativeone Securities, LLC BD affiliated | Trutoro independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2017 | Dec 5, 2019 (704 d) |
| Truman Wendell Faeh | Creativeone Securities, LLC BD affiliated | Lincoln Capital, LLC other | Other | Dec 31, 2017 | Jan 9, 2018 |
| Gerald Ray Barnes | Creativeone Securities, LLC BD affiliated | Fsg Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2017 | Mar 5, 2018 (64 d) |
| Steven Jay Puckett | Creativeone Securities, LLC BD affiliated | Fsg Financial Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2017 | Mar 5, 2018 (64 d) |
| Lars Larsen | Creativeone Securities, LLC BD affiliated | Creativeone Wealth, LLC other | Other | Dec 15, 2017 | Dec 11, 2017 |
| Christopher Lowell Nowack | Creativeone Securities, LLC other | Sii Investments, Inc. other | Other | Aug 11, 2017 | Aug 15, 2017 |
| Albert Eugene Naticchioni | Creativeone Securities, LLC other | Secure Investment Management, LLC other | Other | Aug 1, 2017 | Aug 8, 2017 |
| Nancy Williams Schilreff | Creativeone Securities, LLC other | Horter Investment Management, LLC other | Other | Jul 3, 2017 | Jul 12, 2017 |
| Matthew Nikhilesh Gallagher | Creativeone Securities, LLC other | Creativeone Wealth, LLC other | Other | May 15, 2017 | May 15, 2017 |
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84 moves match.