DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Creativeone Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Edmond ClementsCwm, LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 15, 2026Apr 20, 2026
Madeline Nicole KeyAe Wealth Management, LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 15, 2026Apr 22, 2026
Brandon A JewRaymond James & Associates, Inc. national BDCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 23, 2026Mar 23, 2026
Angie D TrandaiIntegrity Alliance, LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 18, 2026Feb 13, 2026
Tancuong TrandaiIntegrity Alliance, LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 18, 2026Feb 13, 2026
Glen Jay BarberCape Investment Advisory, Inc. independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 24, 2025Nov 8, 2025
Josh Neil ChristianEdward Jones national BDCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 7, 2025Apr 4, 2025
Antonio Thomas SavareseOsaic Wealth, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 12, 2025Mar 10, 2025
William Campbell Monroe IIICape Investment Advisory, Inc. independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 10, 2024Dec 4, 2024
Mark Edward HuguninVoya Financial Advisors, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2024Sep 9, 2024
Daniel James RundahlIntegrity Alliance, LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 2, 2024Jul 2, 2024
Fredric Eugene GoodmanOsaic Wealth, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 5, 2024Mar 1, 2024
Mark Martin RubinCreativeone Wealth, LLC independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2023Jul 14, 2021
Karen Marie ZichtTransamerica Financial Advisors, LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2023Jan 11, 2024
Louis Adam GoldmanAmerican Portfolios Advisors, Inc BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 20, 2023Mar 13, 2024 (145 d)
James Porter RankinCreativeone Wealth, LLC independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 9, 2023Nov 3, 2022
William Lawrence CurryAlexander Capital Wealth Management LLC independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 9, 2023Oct 24, 2023
Gerald Holton DeatherageCetera Advisors LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 13, 2023Jul 13, 2023
David Benjamin KaySecurities America Advisors, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 15, 2023Apr 21, 2023
David BarolSecurities America Advisors, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 20, 2023Mar 28, 2023
Harry Tuller JohnsonIntegrity Alliance, LLC independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 4, 2022Aug 4, 2022
Jeffrey Charles BabcockCalton & Associates, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 29, 2022Apr 29, 2022
Steven Jay PuckettFsg Financial Services, Inc. state registeredCreativeone Securities, LLC BD affiliatedOtherJan 31, 2022Feb 23, 2022
Jimmy Ray NashFirst Heartland Consultants, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 29, 2021Nov 1, 2021
Steven Michael MilliganOsaic Institutions, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 1, 2021Sep 30, 2021
Bryan C WoodellHornor, Townsend & Kent, LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 1, 2021Oct 14, 2021
Byron Keith LarkinCetera Advisors LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2021Sep 2, 2021
James Vernon RegierCetera Advisor Networks LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 2, 2021Jul 1, 2021
Philip BrownMcadam LLC independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 1, 2021Aug 18, 2021 (48 d)
Robert Dale OlveraRaymond James Financial Services Advisors, Inc BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 19, 2021Apr 27, 2021
Christine Mary TruttmannBiltmore Investment Management, LLC otherCreativeone Securities, LLC BD affiliatedOtherJul 27, 2020Jan 31, 2024 (1283 d)
Wayburn Allen CostellowCenter Street Advisors, Inc. independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 10, 2020Jun 10, 2020
Kevin Christopher LutzPbmares Wealth Management LLC independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 5, 2020Jun 8, 2020
Greg Charles GreerLg Advisory Group, LLC unclassifiedCreativeone Securities, LLC BD affiliatedOtherMar 12, 2020Feb 26, 2020
Enrico Giovanni CacciapuotiMutual Of Omaha Investor Services, Inc. no RAUMCreativeone Securities, LLC BD affiliatedOtherOct 28, 2019Mar 18, 2020 (142 d)
Lawrence Rembert MickleCapital Investment Advisory Services, LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 27, 2019May 5, 2021 (586 d)
Eric Evan EversonIntegrity Alliance, LLC independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 18, 2019Aug 27, 2026 (2597 d)
Tyler Don SullivanEdward Jones national BDCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 15, 2019Dec 4, 2024 (2060 d)
Mark Charles DimariaG. A. Repple & Company BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 11, 2019Jan 2, 2020 (325 d)
Joseph Reid GillelandOsaic Wealth, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2018Jan 2, 2019
Michael Jon BinstockCambridge Investment Research Advisors, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 24, 2018Dec 13, 2018
Jeremy Wingo WithersSignator Investors, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 1, 2018Oct 31, 2018
James Paul SmithSignator Investors, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 31, 2018Nov 1, 2018
Timothy C AngelosSignator Investors, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 31, 2018Nov 1, 2018
Russell D RhodesEdward Jones national BDCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 22, 2018Oct 17, 2018
Kathy K JurgensenSagepoint Financial, Inc. BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2018Apr 9, 2019 (179 d)
Michele George SavareseKestra Advisory Services, LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2018Aug 16, 2018
Michael Alan WienandtKestra Advisory Services, LLC BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2018Aug 16, 2018
Gilbert Michael SabatkaNfsg Corporation BD affiliatedCreativeone Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2018Apr 25, 2018
Matthew Ray BottNational Planning Corporation ("Npc Of America" In Fl & Ny) otherCreativeone Securities, LLC BD affiliatedOtherFeb 21, 2018Jan 1, 2025 (2506 d)
Vernon James HenryCambridge Investment Research Advisors, Inc. otherCreativeone Securities, LLC BD affiliatedOtherFeb 13, 2018Feb 13, 2018
Michael G NashIntegrity Alliance, LLC independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2017Jan 2, 2018
Roger Lyle GambleBfc Planning, Inc. otherCreativeone Securities, LLC BD affiliatedOtherDec 14, 2017Dec 14, 2017
Michael Edward AndriesSecurities America Advisors, Inc. otherCreativeone Securities, LLC otherOtherNov 14, 2017Nov 13, 2017
Joshua Warren TschirgiSomerset Wealth Management, LLC state registeredCreativeone Securities, LLC otherOtherOct 10, 2017Sep 19, 2017
Michael James AxtonAmeritas Advisory Services otherCreativeone Securities, LLC BD affiliatedOtherJul 31, 2017Nov 21, 2024 (2670 d)
Alan Kent SuiterSaxony Capital Management, LLC otherCreativeone Securities, LLC otherOtherMay 25, 2017May 5, 2017
Michael Rosario MannoneHornor, Townsend & Kent, LLC otherCreativeone Securities, LLC otherOtherJan 31, 2017Jun 1, 2017 (121 d)
Gerald Ray BarnesOnpointe Advisory And Financial Services, LLC otherCreativeone Securities, LLC otherOtherJan 4, 2017May 15, 2017 (131 d)
Thomas Bastiano ScarpaciIc Advisory Services, Inc. otherCreativeone Securities, LLC BD affiliatedOtherDec 31, 2016Jan 13, 2022 (1839 d)
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137 moves match.