DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Newedge Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Anthony Rojas | Newedge Advisors BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2026 | Sep 8, 2026 |
| Lesley Kay Degenhart | Newedge Advisors BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2026 | Sep 8, 2026 |
| Timothy John Halchuck | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 5, 2026 |
| Robert E. Montavon | Newedge Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 4, 2026 |
| Thomas Charles Schwab | Newedge Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 4, 2026 |
| Thomas Robert Montavon | Newedge Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 4, 2026 |
| Michelle Scrivani | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2026 | Aug 3, 2026 |
| Matthew Damon Minichello | Newedge Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 9, 2026 | Aug 11, 2026 (33 d) |
| Sally Byrd Jilek | Newedge Advisors BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 10, 2026 |
| Erin Danielle Bluske | Newedge Advisors BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Aug 5, 2026 (44 d) |
| Aidan J Mcdaniel | Newedge Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 22, 2026 | Jun 24, 2026 |
| Bennett Edward Gross | Newedge Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 1, 2026 |
| Tyler Austin Robuck | Newedge Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 1, 2026 |
| Christopher Wahl | Newedge Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 4, 2026 |
| Aleksandra Tukan | Newedge Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 3, 2026 |
| Brandon Gabriel Weed | Newedge Advisors BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2026 | May 11, 2026 |
| Cory Dale Mcelyea | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Apr 20, 2026 |
| Bennett Lyle Duffy | Newedge Advisors BD affiliated | Montz Harcus Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2026 | Apr 7, 2026 |
| Samuel Levin | Newedge Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 13, 2026 | Jul 24, 2026 (133 d) |
| Alec Vincent Greathouse | Newedge Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Feb 12, 2026 | Mar 24, 2026 (40 d) |
| Adam Richard Setser | Newedge Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 12, 2026 |
| Simon Mahonri Abegg | Newedge Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Apr 13, 2026 (90 d) |
| Robert Michael Mcaleer | Newedge Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Jan 31, 2026 |
| Caleb Robert David Boy | Newedge Advisors BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2026 | Jan 7, 2026 |
| James Lewis Jacobs | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Sep 17, 2025 |
| Sean R Lavelle | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2025 | Feb 2, 2026 (53 d) |
| Timothy Hance Starkey | Newedge Advisors BD affiliated | Liftpoint Family Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 14, 2025 | Sep 25, 2025 |
| Evan J Steinfeld | Newedge Advisors BD affiliated | Liftpoint Family Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 14, 2025 | Sep 25, 2025 |
| Randy Michael Penkwitz | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Oct 24, 2025 |
| Kevin Michael Flynn | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Oct 23, 2025 |
| Courtney Nicole Doerfler | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Oct 23, 2025 |
| Zachary James Huppert | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Oct 23, 2025 |
| Brooke Taylor Stanford | Newedge Advisors BD affiliated | Stanford Wealth Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 3, 2025 | Jan 22, 2026 (80 d) |
| Michael James Neill | Newedge Advisors BD affiliated | Marathon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2025 | Oct 7, 2025 |
| Charles G Brown IV | Newedge Advisors BD affiliated | Marathon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2025 | Oct 1, 2025 |
| Connor James Gallivan | Newedge Advisors BD affiliated | Marathon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2025 | Oct 21, 2025 |
| Jonathan Paul Yeager | Newedge Advisors BD affiliated | Marathon Financial Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 22, 2025 | Sep 22, 2025 |
| Jesse David Christensen | Newedge Advisors BD affiliated | New Edge Wealth BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2025 | May 12, 2025 |
| Andrew Morgan Frederick | Newedge Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 28, 2025 | Apr 6, 2026 (221 d) |
| Michael L Allison | Newedge Advisors BD affiliated | Blueprint Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2025 | Aug 25, 2025 |
| Clint Lee Harris | Newedge Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 6, 2025 | Aug 6, 2025 |
| Guy Cameron Clark | Newedge Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2025 | May 20, 2026 (292 d) |
| Andrew Vella | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Jul 15, 2025 |
| Zachary Thomas Desmond | Newedge Advisors BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2025 | May 21, 2025 |
| Liet C Han | Newedge Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 10, 2025 | Jun 11, 2025 |
| Ethan Kaufman | Newedge Advisors BD affiliated | Cantor Fitzgerald Investment Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2025 | Jul 23, 2025 (62 d) |
| Kody Carl Followwill | Newedge Advisors BD affiliated | Castleview Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2025 | Jun 2, 2025 (31 d) |
| Alexander Joseph Angst | Newedge Advisors BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2025 | Apr 3, 2025 |
| Kent Rodney Beal | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2025 | Mar 12, 2025 |
| Phillip Austin Gebhardt | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2025 | Mar 10, 2025 |
| Elizabeth Rose Tyger | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2025 | Mar 12, 2025 |
| Anthony John Hayes | Newedge Advisors BD affiliated | Holland Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2024 | Jan 22, 2025 (34 d) |
| Teresa A Johnson | Newedge Advisors BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2024 | Nov 19, 2024 |
| Javier Francisco Reyes | Newedge Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2024 | Dec 2, 2024 |
| Michael Lader | Newedge Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 4, 2024 |
| Christopher Harrington Davis | Newedge Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 6, 2024 | Nov 13, 2024 |
| Reid Michael Fiorio | Newedge Advisors BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 4, 2024 |
| Kristine Marie Moore | Newedge Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Aug 11, 2026 (687 d) |
| Lindsay Nichole Wolf | Newedge Advisors BD affiliated | Tsg Advice Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2024 | Sep 14, 2024 |
| Tammy Lynn Symons | Newedge Advisors BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 9, 2024 | Aug 10, 2024 |
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130 moves match.