| Shuxin Wu | John Hancock Personal Financial Services, LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | Jun 22, 2026 (34 d) |
| Gregory Brogan | John Hancock Personal Financial Services, LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 16, 2026 |
| Lawrence Leslie Riddell | John Hancock Personal Financial Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2026 | Jan 22, 2026 |
| Nicholas Dimitri Lailas | John Hancock Personal Financial Services, LLC BD affiliated | Orca Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2025 | May 1, 2026 (129 d) |
| John Andres Agudelo | John Hancock Personal Financial Services, LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2025 | Apr 16, 2026 (115 d) |
| Tess L Coutu | John Hancock Personal Financial Services, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Nov 10, 2025 |
| Kole Christopher Kelly | John Hancock Personal Financial Services, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Nov 17, 2025 |
| Benjamin Roy Warren | John Hancock Personal Financial Services, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 11, 2025 |
| Timothy Ian Mcnally | John Hancock Personal Financial Services, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 23, 2025 |
| Christopher James Mcmorrow | John Hancock Personal Financial Services, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 21, 2025 |
| Wesley Garrett Collard | John Hancock Personal Financial Services, LLC BD affiliated | Cerity Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2025 | Sep 16, 2025 |
| Andrew W Kenney | John Hancock Personal Financial Services, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 28, 2025 |
| Jack P Prudente | John Hancock Personal Financial Services, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2025 | Jun 4, 2025 |
| Alberto Munoz | John Hancock Personal Financial Services, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 3, 2025 | Feb 3, 2025 |
| Ellen Margaret Darling | John Hancock Personal Financial Services, LLC BD affiliated | Mma Securities LLC no RAUM | Other | Jan 6, 2025 | Feb 3, 2025 |
| Connor Freeman Spiro | John Hancock Personal Financial Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Jan 13, 2025 (73 d) |
| Charles Joseph Reichelt | John Hancock Personal Financial Services, LLC BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2024 | Feb 3, 2025 (147 d) |
| Lucas P Pavlatos | John Hancock Personal Financial Services, LLC BD affiliated | Wincap Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2024 | Jun 10, 2024 |
| Julia Laginess | John Hancock Personal Financial Services, LLC BD affiliated | Star Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 22, 2024 | Mar 19, 2025 (301 d) |
| Alfredo Augusto Monteiro | John Hancock Personal Financial Services, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Feb 14, 2024 |
| Justin Woolf | John Hancock Personal Financial Services, LLC BD affiliated | Usi Securities, Inc. no RAUM | Other | Jan 10, 2024 | Feb 15, 2024 (36 d) |
| Rourke Magwood | John Hancock Personal Financial Services, LLC BD affiliated | Natixis Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2024 | Jan 18, 2024 |
| Zachary John Ciampa | John Hancock Personal Financial Services, LLC BD affiliated | Wincap Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2023 | Dec 6, 2023 |
| James Giovanni Novello | John Hancock Personal Financial Services, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2023 | Jul 3, 2024 (232 d) |
| Sean Mccann | John Hancock Personal Financial Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2023 | Sep 25, 2023 (66 d) |
| Yarziah Raymond Reeves | John Hancock Personal Financial Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Jun 2, 2023 | Jun 8, 2023 |
| Christopher Kwiatek | John Hancock Personal Financial Services, LLC BD affiliated | Stancorp Investment Advisers, Inc. other | Other | May 26, 2023 | May 8, 2024 (348 d) |
| Kimberly Decena Malenich | John Hancock Personal Financial Services, LLC BD affiliated | Blackrock Investment Management, LLC other | Other | Jun 29, 2022 | Aug 11, 2022 (43 d) |
| James M Ogrady | John Hancock Personal Financial Services, LLC BD affiliated | Mma Securities LLC no RAUM | Other | Jun 23, 2022 | Sep 27, 2022 (96 d) |
| Jordan Smith | John Hancock Personal Financial Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | Feb 27, 2023 (298 d) |
| Christopher Anthony Esposito | John Hancock Personal Financial Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Sep 19, 2024 (899 d) |
| Timothy Dick | John Hancock Personal Financial Services, LLC BD affiliated | Dakota Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2022 | Jun 1, 2022 (61 d) |
| Jacob Reilly | John Hancock Personal Financial Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2022 | May 1, 2022 (34 d) |
| Douglas Patrick Gower | John Hancock Personal Financial Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2022 | Jan 19, 2022 |
| Anthony Henriquez | John Hancock Personal Financial Services, LLC BD affiliated | Natixis Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2021 | Aug 10, 2021 (64 d) |
| Jia H Chen | John Hancock Personal Financial Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2021 | Apr 22, 2022 (319 d) |
| John Mcquade Cole | John Hancock Personal Financial Services, LLC BD affiliated | John Hancock Investment Management LLC asset manager | Other | Jan 9, 2021 | Jan 13, 2021 |
| Brad Langley Croall | John Hancock Personal Financial Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2021 | Jan 11, 2022 (371 d) |
| Daniel David Le | John Hancock Personal Financial Services, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2020 | Aug 6, 2020 |
| Jeffrey Neal Bograd | John Hancock Personal Financial Services, LLC BD affiliated | Fourth Quarter Retirement Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 13, 2020 | Mar 31, 2020 (78 d) |
| Misty Lynn Lynch | John Hancock Personal Financial Services, LLC BD affiliated | Beck Bode LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2020 | Jan 23, 2020 |
| Brittany Marie Russell-Porter | John Hancock Personal Financial Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2020 | Jan 15, 2020 |
| Ezekiel Waisel | John Hancock Personal Financial Services, LLC BD affiliated | Shp Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2019 | Feb 5, 2020 (47 d) |
| Nathaniel Ramsay | John Hancock Personal Financial Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 19, 2019 | Aug 2, 2021 (683 d) |
| Brian Newbold | John Hancock Personal Financial Services, LLC BD affiliated | Empower Advisory Group, LLC institutional | Other | Jun 19, 2019 | Aug 27, 2019 (69 d) |
| Kelsey Lynn Slonieski | John Hancock Personal Financial Services, LLC BD affiliated | Natixis Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2019 | May 31, 2018 |
| Michael D Wynne | John Hancock Personal Financial Services, LLC BD affiliated | John Hancock Investment Management LLC asset manager | Other | May 1, 2019 | Apr 30, 2019 |
| Kevin Mcatamney | John Hancock Personal Financial Services, LLC independent RIA | Empower Advisory Group, LLC institutional | Other | Feb 26, 2019 | Feb 27, 2019 |
| Kyle Carney | John Hancock Personal Financial Services, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Feb 22, 2019 | Jan 8, 2019 |
| Steven John Rugo | John Hancock Personal Financial Services, LLC independent RIA | Empower Advisory Group, LLC institutional | Other | Sep 7, 2018 | Dec 20, 2018 (104 d) |
| Christopher Michael Indrisano | John Hancock Personal Financial Services, LLC independent RIA | Beaumont Financial Partners LLC independent RIA | RIA to RIA | Jun 21, 2018 | Jul 30, 2018 (39 d) |
| Conor R Macphee | John Hancock Personal Financial Services, LLC other | Eaton Vance Management mixed wealth | Other | Jan 29, 2018 | Feb 12, 2018 |
| Jonathan Robert Davis | John Hancock Personal Financial Services, LLC other | Manulife Investment Management (US) LLC other | Other | Dec 1, 2017 | Dec 15, 2017 |
| Dale Robert Powers | John Hancock Personal Financial Services, LLC other | Alpha Pension Group, Inc. institutional | Other | Nov 17, 2017 | Jun 4, 2019 (564 d) |
| Renrick Rhys Pesce | John Hancock Personal Financial Services, LLC other | Manulife Investment Management (US) LLC other | Other | Jun 30, 2017 | Sep 11, 2017 (73 d) |
| Jason Robert Friday | John Hancock Personal Financial Services, LLC other | Signator Investors, Inc. other | Other | Feb 10, 2017 | Feb 10, 2017 |
| Jeffrey Matthew Zielinski | John Hancock Personal Financial Services, LLC other | New York Life Investment Management LLC other | Other | Aug 1, 2016 | Jul 28, 2016 |