DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at John Hancock Personal Financial Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Robert KelleyFederated Global Investment Management Corp. asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherJun 1, 2026Jun 10, 2026
Thomas VillalobosEsi Financial Advisors independent RIAJohn Hancock Personal Financial Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 26, 2026Jun 9, 2026
Sebastian CastanoFirst Command Advisory Services BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 31, 2026Apr 30, 2026
Alexander A PageVoya Financial Advisors, Inc. BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 27, 2025Jan 23, 2026 (88 d)
William Bruce WrigleyVentum Advisors Corp. independent RIAJohn Hancock Personal Financial Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 8, 2025Oct 1, 2025 (176 d)
Jason Lynn BoydMissionsquare Retirement BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 10, 2025Oct 29, 2025 (261 d)
Giacomo Francesco ArmientoVentum Advisors Corp. independent RIAJohn Hancock Personal Financial Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 21, 2024Nov 12, 2024
Shelly Lynn LairarVentum Advisors Corp. independent RIAJohn Hancock Personal Financial Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 16, 2024Oct 29, 2024
Fran Charles JacksonValic Financial Advisors, Inc. BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 29, 2024Aug 23, 2024
Douglas Eugene AllenNationwide Investment Advisors, LLC BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 12, 2024Jul 17, 2024 (35 d)
Dillon Michael FitzpatrickJohn Hancock Investment Management LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherMay 16, 2024May 15, 2024
Geoffrey Hunt HardawayFidelity Personal And Workplace Advisors BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 29, 2024Jun 18, 2024 (110 d)
Charles Sandor TothMorgan Stanley wirehouseJohn Hancock Personal Financial Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 26, 2024Apr 30, 2026 (825 d)
Blake M WelchJohn Hancock Investment Management LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherNov 16, 2023Nov 21, 2023
Nicholas Dimitri LailasAmeriprise Financial Services, LLC national BDJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2023Nov 3, 2023 (171 d)
Matthew Ryan BeebeJohn Hancock Investment Management LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherJun 9, 2022Mar 30, 2022
Griffith Eugene GrahamWells Fargo Advisors wirehouseJohn Hancock Personal Financial Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 12, 2022Jun 25, 2022 (44 d)
Tanya Michelle RocchioMissionsquare Retirement institutionalJohn Hancock Personal Financial Services, LLC BD affiliatedOtherJul 12, 2021Jul 28, 2021
Miguel A TiradoTransamerica Retirement Advisors, LLC BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2021Jul 7, 2021 (51 d)
Allen George SawyerCitizens Securities, Inc. BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 5, 2021Mar 30, 2021
Kole Christopher KellyEaton Vance Management mixed wealthJohn Hancock Personal Financial Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 23, 2020Feb 17, 2021 (56 d)
Zachary John CiampaCharles Schwab Investment Advisory, Inc independent RIAJohn Hancock Personal Financial Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 4, 2020May 13, 2020
Matthew Carson DenoManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherApr 13, 2020Jan 24, 2020
Scott Christopher WardManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherApr 13, 2020Jan 30, 2020
Robert Joseph HartiganManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherApr 13, 2020Jan 30, 2020
Stephen David SchumanManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherApr 13, 2020Feb 20, 2020
Christopher KwiatekManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherApr 13, 2020Jan 24, 2020
Mark Raymond LowbridgeManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherApr 13, 2020Mar 4, 2020
Christine A PollockManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherApr 13, 2020Jan 24, 2020
Christina Marie FratturaManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherApr 13, 2020Mar 27, 2020
Brad Langley CroallManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherApr 13, 2020Feb 11, 2020
Eberardo MariscalManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherApr 13, 2020Feb 3, 2020
John Peter HansenManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherApr 13, 2020Feb 11, 2020
James M OgradyManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherApr 13, 2020Feb 7, 2020
Patricia Fearing BlackwellManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherApr 13, 2020Feb 11, 2020
Heather Lynn MeyersL.M. Kohn & Company independent RIAJohn Hancock Personal Financial Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 21, 2020Feb 20, 2020
Ellen Margaret DarlingJohn Hancock Investment Management LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherDec 13, 2019Dec 24, 2019
Daniel David LeEdward Jones national BDJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 11, 2019Feb 11, 2020 (62 d)
David S RichardsCharles Schwab & Co., Inc. national BDJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2019May 19, 2021 (533 d)
Yolanda Hyacinth DegrangeTransamerica Retirement Advisors, LLC BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2019Oct 25, 2019 (67 d)
Jia H ChenGoldman Sachs Wealth Services, L.P. BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 13, 2019Sep 17, 2019 (96 d)
Joseph Frank LuizCitizens Securities, Inc. BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 2, 2019Jun 18, 2019 (47 d)
Alberto MunozIngham Retirement Group otherJohn Hancock Personal Financial Services, LLC independent RIAOtherMar 4, 2019Mar 19, 2019
Maria C WilczewskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJohn Hancock Personal Financial Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 28, 2019Aug 26, 2019 (210 d)
Steven Michael BenzingTrustage Investment Management institutionalJohn Hancock Personal Financial Services, LLC BD affiliatedOtherDec 20, 2018Sep 30, 2019 (284 d)
Yarziah Raymond ReevesValic Financial Advisors, Inc. BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 16, 2018May 29, 2019 (194 d)
Daniel William CarlsonSignator Investors, Inc. BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2018Aug 15, 2019 (286 d)
Richard Thomas LaniganSignator Investors, Inc. BD affiliatedJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2018Sep 16, 2026 (2875 d)
Lawrence Leslie RiddellSignator Investors, Inc. BD affiliatedJohn Hancock Personal Financial Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2018Jun 18, 2018
Misty Lynn LynchSignator Investors, Inc. BD affiliatedJohn Hancock Personal Financial Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2018Jun 18, 2018
Brittany Marie Russell-PorterSignator Investors, Inc. BD affiliatedJohn Hancock Personal Financial Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2018Jun 20, 2018
Ezekiel WaiselSignator Investors, Inc. BD affiliatedJohn Hancock Personal Financial Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2018Jun 19, 2018
Gregory BroganSignator Investors, Inc. BD affiliatedJohn Hancock Personal Financial Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 2, 2018Jun 18, 2018
Jeffrey Neal BogradSignator Investors, Inc. BD affiliatedJohn Hancock Personal Financial Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 2, 2018Oct 10, 2018
Wesley Garrett CollardAmeriprise Financial Services, LLC national BDJohn Hancock Personal Financial Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2018Jan 23, 2020 (486 d)
Andrew Paul O'BrienManulife Investment Management (US) LLC asset managerJohn Hancock Personal Financial Services, LLC BD affiliatedOtherMay 18, 2018May 7, 2020 (720 d)
Kimberly Decena MalenichEdward Jones national BDJohn Hancock Personal Financial Services, LLC otherOtherJun 2, 2017Aug 7, 2017 (66 d)
Alfredo Augusto MonteiroPrincipal Securities, Inc. otherJohn Hancock Personal Financial Services, LLC BD affiliatedOtherJan 9, 2017Mar 21, 2022 (1897 d)
Kelsey Lynn SlonieskiHennion & Walsh Asset Management, Inc. otherJohn Hancock Personal Financial Services, LLC otherOtherNov 29, 2016Dec 22, 2017 (388 d)
Dale Robert PowersSignator Investors, Inc. otherJohn Hancock Personal Financial Services, LLC otherOtherJul 6, 2016Sep 21, 2016 (77 d)
Page 1 of 2Next
68 moves match.