DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bok Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Dunn Bowers | Bok Financial Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 20, 2026 | Jul 16, 2026 |
| Christine Kelsey Gullic | Bok Financial Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 7, 2026 | May 12, 2026 |
| Ryan Hickey | Bok Financial Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Apr 24, 2026 |
| Alexander Robert Nuno | Bok Financial Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Jun 5, 2026 (197 d) |
| Steven Andrew Curry | Bok Financial Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 20, 2025 |
| Phyllis Ann Achor | Bok Financial Advisors BD affiliated | Stephens BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2025 | Jan 22, 2026 (149 d) |
| Brandon D. Duran | Bok Financial Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2025 | Sep 11, 2025 |
| Corbin David Knollman | Bok Financial Advisors BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Jul 14, 2025 |
| Christopher Dale Schreckenghost | Bok Financial Advisors BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2025 | May 4, 2026 (459 d) |
| Karesse Renay Bradley | Bok Financial Advisors BD affiliated | Capital Client Group, Inc. no RAUM | Other | Jan 8, 2025 | Jan 21, 2025 |
| Larry Allen Anderson | Bok Financial Advisors BD affiliated | S.B. Value Partners, L.P. other | Other | Jan 3, 2025 | Jan 9, 2025 |
| Catherine Echon Haffner | Bok Financial Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2024 | Dec 2, 2024 |
| George Cameron Decell | Bok Financial Advisors BD affiliated | Bok Financial Private Wealth, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2024 | Sep 26, 2023 |
| Sean Michael Martin | Bok Financial Advisors BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2024 | Apr 9, 2026 (555 d) |
| Justin Michael Kasparek | Bok Financial Advisors BD affiliated | J M Brown Financial Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 28, 2024 | Dec 6, 2024 (100 d) |
| Casey Leroy Coffey | Bok Financial Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Sep 5, 2024 (65 d) |
| Julie Marie Mahanay | Bok Financial Advisors BD affiliated | Lig Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2024 | Jul 25, 2024 (31 d) |
| Kaleigh Naomi Hubbard | Bok Financial Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 1, 2024 | Mar 28, 2024 |
| Kyle Ray Bowen | Bok Financial Advisors BD affiliated | Bok Financial Private Wealth, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2023 | Aug 15, 2019 |
| Sharon Karraker Cohen | Bok Financial Advisors BD affiliated | Parallel Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 15, 2023 | Oct 4, 2023 |
| David Allen Strandin | Bok Financial Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2023 | Jul 25, 2023 |
| Alexa Beth Larsen | Bok Financial Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 22, 2023 | Mar 23, 2023 |
| Kathryn Evangeline Willis | Bok Financial Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 6, 2023 | Jan 18, 2023 |
| Matthew Bradley Mitchell | Bok Financial Advisors BD affiliated | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2023 | Jan 26, 2023 |
| Hany H Ahmad | Bok Financial Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2022 | Nov 28, 2022 |
| Jessi Lee Nippert | Bok Financial Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 12, 2022 | Oct 24, 2022 |
| Lindsey Renae Loredo | Bok Financial Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 12, 2022 | Oct 24, 2022 |
| Melissa K Stone | Bok Financial Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 24, 2022 | Jan 1, 2025 (922 d) |
| Justin Brown | Bok Financial Advisors BD affiliated | Bok Financial Private Wealth, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2022 | May 24, 2021 |
| William Yousey | Bok Financial Advisors BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | Jun 21, 2022 |
| Chandra Ellen Halverson | Bok Financial Advisors BD affiliated | Creative Planning Institutional Advisors, LLC institutional | Other | Jun 3, 2022 | Oct 6, 2022 (125 d) |
| Terri Havenstrite | Bok Financial Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2022 | Dec 14, 2022 (210 d) |
| Melinda Jane Perry | Bok Financial Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2022 | Jan 20, 2022 |
| Jeffrey Lynn Akright | Bok Financial Advisors BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2021 | Jan 21, 2022 (44 d) |
| Daniel Brownlow | Bok Financial Advisors BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2021 | Dec 14, 2021 |
| Nicole Hargrove | Bok Financial Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 4, 2021 | Dec 9, 2021 (35 d) |
| Kimberley Sue Proffitt | Bok Financial Advisors BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Nov 16, 2021 |
| Royce Bentley Farnam | Bok Financial Advisors BD affiliated | Cavanal Hill Investment Management, Inc. other | Other | Sep 10, 2021 | Nov 8, 2023 (789 d) |
| Kevin Joe Hall | Bok Financial Advisors BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2021 | Nov 2, 2021 (53 d) |
| Pamela J Truemper | Bok Financial Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 3, 2021 | Aug 10, 2021 |
| Edward H. Arnold | Bok Financial Advisors BD affiliated | Bok Financial Private Wealth, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2021 | Jul 14, 2021 |
| Yassire Sanie | Bok Financial Advisors BD affiliated | Arvest Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2021 | Jul 9, 2021 |
| Michael Mrlik | Bok Financial Advisors BD affiliated | Dash Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2021 | Jun 17, 2021 |
| Bradley Robert Conover | Bok Financial Advisors BD affiliated | Sharkey Howes & Javer Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2021 | Jun 9, 2021 (72 d) |
| Mark Gerald Duffy | Bok Financial Advisors BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2020 | Dec 16, 2020 |
| Donald Roderick Thacker | Bok Financial Advisors BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2020 | Dec 16, 2020 |
| David L. Limerick | Bok Financial Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2020 | Nov 13, 2020 |
| Steven Michael Robinson | Bok Financial Advisors BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2020 | Jan 15, 2021 (114 d) |
| Kory Andrew Allsop | Bok Financial Advisors BD affiliated | Arvest Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2020 | Mar 3, 2020 |
| Lisa D Dawson | Bok Financial Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2020 | Mar 9, 2020 |
| Clayton Norman Fisher | Bok Financial Advisors BD affiliated | Fas Wealth Partners, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2020 | Jan 20, 2020 |
| Roger Preston Littlefield | Bok Financial Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2020 | Jan 23, 2020 |
| Michael Robb | Bok Financial Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 24, 2019 | Nov 15, 2021 (692 d) |
| Michael Sean Dugan | Bok Financial Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2019 | Nov 11, 2019 |
| Aaron Scott Clark | Bok Financial Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2019 | Nov 11, 2019 |
| Lisa Ann Moberly | Bok Financial Advisors BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2019 | Nov 12, 2019 |
| James Phillip Wayne Carr | Bok Financial Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 21, 2019 | Apr 30, 2020 (161 d) |
| Kimberly Larsen | Bok Financial Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 8, 2019 | Nov 18, 2019 (41 d) |
| Jacarri Claiborne Williams | Bok Financial Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2019 | Sep 23, 2019 |
| Luz Velasquez | Bok Financial Advisors BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2019 | Oct 23, 2019 |
Page 1 of 3Next
174 moves match.