DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bok Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Matthew Laporte | Wells Fargo Advisors wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 23, 2026 | Jul 1, 2026 |
| Grant Douglas Simmons | Edward Jones national BD | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Jun 22, 2026 |
| Levi William Gunn | Cetera Investment Advisers LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Apr 15, 2026 |
| Megan Barnoski | Cetera Investment Advisers LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Jan 5, 2026 |
| Eduardo Cano | Cetera Investment Advisers LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Mar 13, 2026 (95 d) |
| Jeremy Aguilar | Madison Avenue Securities, LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Jan 12, 2026 (53 d) |
| Andrew Louis Nelson | LPL Financial LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Dec 19, 2025 (31 d) |
| Amanda June Wittiger | Truist Advisory Services, Inc. BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2025 | Jul 9, 2025 |
| Nora Calderon Gil | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2025 | Jun 24, 2025 |
| George Venegas Pedraza | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 10, 2025 | Nov 4, 2025 (147 d) |
| Jason Lee Duck | Drawbridge Capital independent RIA | Bok Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 8, 2025 | May 7, 2025 |
| Kelly Ann Landen | J.P. Morgan Securities LLC wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 2, 2025 | May 20, 2025 |
| Robert David Jones | Independent Financial Group, LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 29, 2025 |
| Zebrick Yancarlo De Leon | J.P. Morgan Securities LLC wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2025 | Apr 10, 2025 |
| Trenton Mark Hattler | Osaic Wealth, Inc. BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2025 | Feb 25, 2025 |
| Josef Rau | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2025 | Aug 4, 2025 (214 d) |
| Catherine Echon Haffner | Bok Financial Private Wealth, Inc. independent RIA | Bok Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2024 | Sep 25, 2023 |
| Daniel Brownlow | Avantax Advisory Services BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jul 15, 2024 |
| Donald Lee Fitzsimmons | Key Investment Services LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2024 | Dec 6, 2024 (204 d) |
| Angela Dawn Raley | Hilltop Securities Inc. BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2024 | Apr 8, 2024 |
| William Lee Reaves | Advice And Planning Services BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Apr 10, 2024 |
| Kathryn Evangeline Willis | J.P. Morgan Securities LLC wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 16, 2024 | Mar 5, 2024 |
| Brandon D. Duran | Morgan Stanley wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 1, 2024 | Feb 20, 2024 |
| Jimmy Dwayne Harmon | Fbl Wealth Management, LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Apr 9, 2024 (109 d) |
| Danielle Christine Shahin | Future U Financial Inc. state registered | Bok Financial Advisors BD affiliated | Other | Dec 5, 2023 | Apr 25, 2024 (142 d) |
| George Cameron Decell | United Capital Financial Advisors BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Sep 26, 2023 |
| Alessandro Ugge | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 26, 2023 | Sep 25, 2023 |
| Karesse Renay Bradley | Vanguard Advisers, Inc. BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Aug 13, 2024 (326 d) |
| Peter Mark Froggatt | Edward Jones national BD | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2023 | Aug 14, 2023 |
| Taylor Griffith Budd | Woodbury Financial Services, Inc. BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2023 | Sep 8, 2023 (109 d) |
| Ashley Micheal Rowland | Cetera Investment Advisers LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2023 | May 15, 2023 |
| David William Mcclanahan | Citigroup Global Markets Inc. BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Sep 30, 2024 (518 d) |
| Kaleigh Naomi Hubbard | First Command Advisory Services BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2023 | May 23, 2023 (56 d) |
| Justin Michael Kasparek | Commonwealth Financial Network national BD | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2023 | May 3, 2023 (47 d) |
| Yassire Sanie | Arvest Wealth Management independent RIA | Bok Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2023 | Feb 13, 2023 |
| Reid Samuel Walters | Arvest Wealth Management independent RIA | Bok Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2023 | Feb 8, 2023 (33 d) |
| Gerald Ezequiel Montoya | Wells Fargo Advisors wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 23, 2022 | Mar 20, 2024 (483 d) |
| Ossie Patton | Cetera Investment Advisers LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 30, 2022 |
| Corbin David Knollman | Edward Jones national BD | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 25, 2022 |
| Alexander Robert Nuno | Comerica Securities independent RIA | Bok Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 11, 2022 | Oct 19, 2022 |
| Larry Allen Anderson | S.B. Value Partners, L.P. other | Bok Financial Advisors BD affiliated | Other | Oct 5, 2022 | Oct 11, 2022 |
| Daniel Michael Pilmaier | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2022 | Aug 9, 2022 |
| Ryan Hickey | Woodbury Financial Services, Inc. BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Oct 24, 2022 (101 d) |
| Amy Catherine Woods | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 26, 2022 | Apr 20, 2022 |
| Erin Elizabeth Darby | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 11, 2022 | May 3, 2022 |
| Marilynda Robertson Kuehn | Wells Fargo Advisors wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 15, 2022 | Feb 2, 2022 |
| Marshea Denise Lewis | Wells Fargo Advisors wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 18, 2022 | Jan 12, 2022 |
| Christy Lynne Finken | Bok Financial Asset Management, Inc. institutional | Bok Financial Advisors BD affiliated | Other | Dec 14, 2021 | Sep 16, 2019 |
| Daniel James Sprusansky | Kestra Advisory Services, LLC BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2021 | Aug 18, 2022 (272 d) |
| Rebecca Rose Parrish | Northwestern Mutual Investment Services,LLC no RAUM | Bok Financial Advisors BD affiliated | Other | Oct 27, 2021 | Nov 1, 2021 |
| Chad Lynn Wood | J.P. Morgan Securities LLC wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 16, 2021 | Oct 15, 2021 |
| Michael Robb | Bok Financial Private Wealth, Inc. independent RIA | Bok Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 20, 2021 | Jun 28, 2018 |
| Jamie Scott | Edward Jones national BD | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2021 | Aug 3, 2021 |
| Pamela J Truemper | Morgan Stanley wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 2, 2021 | Feb 3, 2021 |
| Jacob John Wire | U.S. Bancorp Investments, Inc. BD affiliated | Bok Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2020 | Oct 22, 2025 (1771 d) |
| Sara Alicia Fagot | Wells Fargo Advisors wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 8, 2020 | Jul 30, 2025 (1786 d) |
| Britany Harmon Hargis | Wells Fargo Advisors wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 27, 2020 | Apr 27, 2020 |
| Hany H Ahmad | Wells Fargo Advisors wirehouse | Bok Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2020 | Jan 9, 2020 |
| David Allen Strandin | Quadcap Wealth Management, LLC independent RIA | Bok Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 30, 2019 | Jan 17, 2020 (109 d) |
| Melinda Jane Perry | Cadent Capital Advisors, LLC independent RIA | Bok Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 26, 2019 | Aug 12, 2019 |
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205 moves match.