DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from First Command Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chad Mcclintock Holland | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2026 | Sep 14, 2026 |
| Austin Dale Edmunds | First Command Advisory Services BD affiliated | Tritonpoint Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2026 | Sep 14, 2026 |
| Abigail Marie Mcdaris Woods | First Command Advisory Services BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Aug 10, 2026 |
| Travis J Hooser | First Command Advisory Services BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2026 | Sep 4, 2026 |
| Randall Warren Harris | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Sep 1, 2026 |
| Gregory Mabra | First Command Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 20, 2026 |
| Roman Ortega | First Command Advisory Services BD affiliated | Corrales & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Jul 20, 2026 |
| Ashley Watts Crane | First Command Advisory Services BD affiliated | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2026 | Jul 31, 2026 |
| Emily Cronkey | First Command Advisory Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Jul 23, 2026 |
| Carl Rene Alvarez | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Aug 3, 2026 |
| Christopher Cantrell Tucker | First Command Advisory Services BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Sep 1, 2026 (57 d) |
| Quinten Michael Lewandowski | First Command Advisory Services BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Aug 6, 2026 (36 d) |
| Jody C Knutsen | First Command Advisory Services BD affiliated | Invicta Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 23, 2026 | Jul 1, 2026 |
| Austin David Jones | First Command Advisory Services BD affiliated | Solano Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Jun 4, 2026 |
| Matthew Paul Rose | First Command Advisory Services BD affiliated | Invicta Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2026 | Jul 23, 2026 (50 d) |
| William E Eldridge | First Command Advisory Services BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2026 | May 13, 2026 |
| Jayden Patterson | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 19, 2026 | May 19, 2026 |
| Daniel Maurino | First Command Advisory Services BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 12, 2026 | May 11, 2026 |
| James Hampton Nash | First Command Advisory Services BD affiliated | Clark Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2026 | Jul 22, 2026 (78 d) |
| Nikolaos Kostakis | First Command Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 5, 2026 | Jun 10, 2026 (36 d) |
| Fiorella Requeno Solorzano | First Command Advisory Services BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | May 5, 2026 | Sep 16, 2026 (134 d) |
| David Joshua Marr | First Command Advisory Services BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | May 5, 2026 |
| Michelle Makynen | First Command Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2026 | Apr 24, 2026 |
| Shima Emami | First Command Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2026 | May 7, 2026 |
| Jesse Michael Underwood | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 2, 2026 |
| Brandon Michael Cisneros | First Command Advisory Services BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | May 11, 2026 (32 d) |
| Caleb Soukhamneut | First Command Advisory Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2026 | Aug 11, 2026 (124 d) |
| Mark Frederick Parcells | First Command Advisory Services BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 27, 2026 |
| Sebastian Castano | First Command Advisory Services BD affiliated | John Hancock Personal Financial Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 30, 2026 |
| Nathan Darke | First Command Advisory Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2026 | Sep 16, 2026 (174 d) |
| Andrew John Gilkeson | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2026 | Aug 10, 2026 (138 d) |
| Sebastian M Jones | First Command Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Sep 8, 2026 (168 d) |
| Antonio E Perez | First Command Advisory Services BD affiliated | Slagle Financial, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 11, 2026 | Mar 2, 2026 |
| John W Reichler | First Command Advisory Services BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2026 | Mar 24, 2026 |
| Ana Pasion | First Command Advisory Services BD affiliated | The Wealth Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Mar 6, 2026 |
| Dione Carroll | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 2, 2026 | Feb 25, 2026 |
| Richard Tafur Bernard | First Command Advisory Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Mar 11, 2026 |
| John Thorton Kalafatis | First Command Advisory Services BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 6, 2026 |
| Cole Frierdich | First Command Advisory Services BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Jun 15, 2026 (118 d) |
| Olivia Danielle Inglett | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Apr 22, 2026 (69 d) |
| Charles Glenn | First Command Advisory Services BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2026 | Apr 16, 2026 (70 d) |
| Eric Thomas Henry | First Command Advisory Services BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | May 6, 2026 (92 d) |
| Jeffrey Lawrence Wire | First Command Advisory Services BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Feb 9, 2026 |
| Alex David Deaner | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 15, 2026 | Mar 6, 2026 (50 d) |
| Mark Julius Belozeroff | First Command Advisory Services BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2026 | Jan 14, 2026 |
| Aaron Dearl Dunda | First Command Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 2, 2026 |
| Anthony Benavente Ishmael | First Command Advisory Services BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Dec 17, 2025 |
| Matthew Lee Meneses | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 22, 2025 | Mar 4, 2026 (72 d) |
| Jay Michael Aaron Kammerer | First Command Advisory Services BD affiliated | Stonebridge Wealth Systems LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2025 | Dec 23, 2025 |
| Nicholas Mazaleski | First Command Advisory Services BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 25, 2025 | Jul 31, 2026 (248 d) |
| Hieu Phi Nguyen | First Command Advisory Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2025 | Jun 5, 2026 (199 d) |
| Matthew T Anderson | First Command Advisory Services BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Jan 22, 2026 (71 d) |
| Sandy L Wade | First Command Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Peter Ward Gooding | First Command Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Oct 3, 2025 |
| Charleston Graham Daly | First Command Advisory Services BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 30, 2025 | Jan 7, 2026 (69 d) |
| Anthony Edwin Echang | First Command Advisory Services BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2025 | Dec 1, 2025 (34 d) |
| Valetta Arshaemichelle Burgess | First Command Advisory Services BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Dec 8, 2025 (47 d) |
| Robert W Yerkey | First Command Advisory Services BD affiliated | Hornor, Townsend & Kent, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2025 | Nov 24, 2025 (33 d) |
| Toby Dyer | First Command Advisory Services BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2025 | Sep 30, 2025 |
| Tanner Robert Elwood | First Command Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 15, 2025 | Sep 2, 2026 (322 d) |
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536 moves match.