DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Command Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Edwin Widmer | Osaic Wealth, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Sep 2, 2026 |
| Rachel Lin Witt | Principal Securities, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2026 | Aug 11, 2026 (41 d) |
| Daniel Anthony Pennant | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2026 | Jul 29, 2026 (34 d) |
| Steven Schlegel | Hornor, Townsend & Kent, LLC independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 5, 2026 | Jul 10, 2026 (35 d) |
| Eder Bracamontes Helguera | LPL Financial LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | May 20, 2026 |
| David Neate | Mariner Advisor Network BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2026 | Jun 9, 2026 |
| Elisabeth Rachel Tatola | Morgan Stanley wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2026 | May 20, 2026 |
| Diana Fernandez | Amerant Investments, Inc. independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2026 | Apr 27, 2026 |
| Kenneth Laneaux | Valic Financial Advisors, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Mar 20, 2026 |
| Christine Cortes | Ameriprise Financial Services, LLC national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Mar 19, 2026 |
| Elias Dau | Ameriprise Financial Services, LLC national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Aug 3, 2026 (139 d) |
| Kari Anne Doorn | Strategic Advisers LLC national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2026 | Mar 17, 2026 |
| Andrew Hamsher | LPL Financial LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 25, 2026 |
| Christian Christopher Yates | Edward Jones national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Jul 22, 2026 (138 d) |
| David H Cortez | Wells Fargo Advisors wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2026 | Jul 23, 2026 (143 d) |
| Jacob Warren Rayl | LPL Financial LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Apr 24, 2026 (59 d) |
| Peter Mars | LPL Enterprise, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Mar 23, 2026 (32 d) |
| Ryan Derek Holbert | Cambridge Investment Research Advisors, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Mar 23, 2026 (34 d) |
| Sebastian Castano | Florida Financial Advisors, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Mar 3, 2026 |
| John William Shafer | LPL Enterprise, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Feb 5, 2026 |
| Colin Benjamin Wright | LPL Enterprise, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Jan 20, 2026 |
| Kenneth Hopkins | Edward Jones national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 19, 2026 |
| Mitchell Thomas Glasser | Advisory Services Network independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Jan 13, 2026 | Apr 16, 2026 (93 d) |
| Alfonso Durazo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 13, 2026 | Jan 21, 2026 |
| Spencer Orr | Madison Avenue Securities, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 20, 2026 |
| Robin Christina Luckett | Allworth Financial, L.P. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2026 | Aug 11, 2026 (214 d) |
| Lakisha Brown | Cetera Investment Advisers LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Feb 10, 2026 (35 d) |
| Jeffrey Neal Miller | Nfsg Corporation BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Jun 24, 2026 (223 d) |
| Casey James Griffin | Cetera Investment Advisers LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 11, 2025 |
| Kevin William Olson | Charles Schwab & Co., Inc. national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Dec 8, 2025 (38 d) |
| Dione Carroll | J.P. Morgan Securities LLC wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 23, 2025 | Oct 20, 2025 |
| Janelle L Aldridge | LPL Enterprise, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2025 | Jul 1, 2026 (285 d) |
| Michael Mccann | Strategic Advisers LLC national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2025 | May 6, 2026 (237 d) |
| Steven Morgan | Grove Point Advisors, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Nov 17, 2025 (73 d) |
| Nikolaos Kostakis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2025 | Apr 16, 2026 (225 d) |
| Azure Lynn Bradger | Osaic Wealth, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Oct 7, 2025 (40 d) |
| Jonathan Arnold | LPL Financial LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2025 | Aug 21, 2025 |
| Stephanie George Schuller | Cetera Investment Advisers LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Sep 8, 2025 (35 d) |
| Mark Stutz | Cuso Financial Services, L.P. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Sep 16, 2025 (46 d) |
| Elizabeth Anne Grausso | Morgan Stanley wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 9, 2025 | Jan 21, 2026 (196 d) |
| Grant Gotschall | Ameriprise Financial Services, LLC national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jul 24, 2025 |
| Brandon Michael Cisneros | Ernst & Young Investment Advisers Llp no RAUM | First Command Advisory Services BD affiliated | Other | Jun 16, 2025 | Aug 6, 2025 (51 d) |
| Daniel Brown | Charles Schwab & Co., Inc. national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2025 | Jul 21, 2026 (423 d) |
| Erin Elizabeth Doherty | Msh Capital Advisors LLC independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 29, 2025 | Jul 9, 2026 (436 d) |
| Nicole Lee Marie Guimonds | Stirlingshire Investments independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2025 | May 12, 2025 |
| David Wayne Campbell | Tucker Asset Management LLC independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2025 | Aug 18, 2025 (116 d) |
| Michael Faulhaber | Esi Financial Advisors independent RIA | First Command Advisory Services BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2025 | Apr 17, 2025 |
| Jeremy J Newton | LPL Enterprise, LLC no RAUM | First Command Advisory Services BD affiliated | Other | Mar 19, 2025 | Apr 22, 2026 (399 d) |
| Alfred Mayes | LPL Enterprise, LLC no RAUM | First Command Advisory Services BD affiliated | Other | Mar 14, 2025 | Apr 1, 2025 |
| Michael Cooper | Thrivent Investment Management Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Nov 6, 2025 (251 d) |
| Jessica Culbert | LPL Financial LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Mar 18, 2025 (39 d) |
| Sean Obrien | Kestra Advisory Services, LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Mar 19, 2025 (42 d) |
| Troy Franco Liddi | Knights Of Columbus Asset Advisors LLC institutional | First Command Advisory Services BD affiliated | Other | Jan 30, 2025 | Mar 26, 2025 (55 d) |
| Stephanie Renee Ames | Raymond James & Associates, Inc. national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Jan 20, 2026 (357 d) |
| David Belanger | Citigroup Global Markets Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 16, 2025 |
| Jayden Patterson | Fidelity Personal And Workplace Advisors BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Feb 18, 2025 (40 d) |
| Kimberly B Sparks | Cetera Investment Advisers LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Mar 26, 2025 (83 d) |
| Justin Nathaniel Kibler | Morgan Stanley wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 29, 2024 | Feb 4, 2025 (67 d) |
| James Cummins | Vanguard Advisers, Inc. BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Jul 24, 2026 (610 d) |
| Paul Correia | Santander Securities BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2024 | Apr 2, 2025 (156 d) |
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285 moves match.