DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Summit Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Matthew Flurie | Summit Financial, LLC BD affiliated | Beam Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2026 | Aug 6, 2026 |
| Richard Hakim Drew | Summit Financial, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2026 | Sep 16, 2026 (86 d) |
| Kelley Jo Belmonte | Summit Financial, LLC BD affiliated | Modern Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Aug 3, 2026 (60 d) |
| Steven Wayne Lieberman | Summit Financial, LLC BD affiliated | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 11, 2026 |
| Diane Kathrine Taylor | Summit Financial, LLC BD affiliated | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 11, 2026 |
| Aashka Desai Singh | Summit Financial, LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2026 | Jun 22, 2026 (52 d) |
| Mitchel Pagano | Summit Financial, LLC BD affiliated | Moneta Group Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2026 | Jan 13, 2026 |
| William F Wagner | Summit Financial, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2026 | Jan 8, 2026 |
| Ava Arjmand | Summit Financial, LLC BD affiliated | Advocacy Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2025 | Oct 27, 2025 |
| Todd Jay Rollins | Summit Financial, LLC BD affiliated | World Equity Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2024 | Jan 2, 2025 |
| Erik Charles Dellith | Summit Financial, LLC BD affiliated | Dellith Wealth Advisory state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 6, 2024 | Apr 10, 2026 (490 d) |
| William Stark Mcneer | Summit Financial, LLC BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Apr 30, 2025 (168 d) |
| Andrew Keith Hendricks | Summit Financial, LLC BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | May 6, 2025 (174 d) |
| Daniel Patrick Callahan | Summit Financial, LLC BD affiliated | Ironview Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Dec 17, 2025 (399 d) |
| George Philp Ramsay | Summit Financial, LLC BD affiliated | Telos Capital Partners state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 13, 2024 | Jul 9, 2025 (238 d) |
| Kirk A Matenaer | Summit Financial, LLC BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Apr 30, 2025 (168 d) |
| Cody Wyatt Cummings | Summit Financial, LLC BD affiliated | Vicus Capital, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2024 | Dec 12, 2024 (55 d) |
| Neill B Hatcher | Summit Financial, LLC BD affiliated | Innovative Advisory Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2024 | Apr 30, 2024 |
| Craig Barry Weiss | Summit Financial, LLC BD affiliated | Onepoint Bfg Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2024 | Apr 22, 2024 |
| Kevin Kull | Summit Financial, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 18, 2023 | Dec 19, 2023 |
| Jonathan Andrew Strelec | Summit Financial, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2023 | Nov 14, 2023 |
| Cal Christopher Cacciaguida | Summit Financial, LLC BD affiliated | Sterling Financial Planning Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2023 | Aug 15, 2023 (46 d) |
| Rahil Ravindra Patel | Summit Financial, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2023 | Feb 16, 2024 (287 d) |
| Kevin Daniel Barry | Summit Financial, LLC BD affiliated | Cantata Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 23, 2023 | Aug 30, 2024 (526 d) |
| Kenneth Santos Silva-Ballard | Summit Financial, LLC BD affiliated | First Affirmative Financial Network LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2023 | Jan 17, 2024 (301 d) |
| Paul Jacques Stawinski | Summit Financial, LLC BD affiliated | Garden State Investment Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2023 | Apr 13, 2023 |
| Craig Alexander Amico | Summit Financial, LLC BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2022 | Dec 12, 2022 |
| Martin James Mcginley | Summit Financial, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2022 | Apr 20, 2022 |
| Nathan Scott Pugliese | Summit Financial, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Nov 1, 2021 |
| David Jonathan Linsen | Summit Financial, LLC BD affiliated | Abner Herrman & Brock, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Oct 13, 2021 (89 d) |
| Nella Zelensky | Summit Financial, LLC BD affiliated | Miraberg Wealth LLC unclassified | Other | Apr 30, 2021 | Nov 10, 2021 (194 d) |
| Paul Forrest Thompson | Summit Financial, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2021 | Mar 18, 2021 |
| Matthew Isaac Secemski | Summit Financial, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2020 | Sep 30, 2020 (35 d) |
| Shant Tashjian | Summit Financial, LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2020 | Jan 19, 2021 (364 d) |
| Steven Crevar | Summit Financial, LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2019 | Nov 13, 2019 |
| David Guangren Xi | Summit Financial, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2019 | Feb 8, 2022 (862 d) |
| Russell Paige Smith | Summit Financial, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2019 | Aug 27, 2019 |
| Lindsey Nicole Kohler | Summit Financial, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2019 | Jul 17, 2019 |
| Victor Dominick Maccagnan | Summit Financial, LLC BD affiliated | M Holdings Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | May 15, 2019 |
| Justin Benjamin Erfer | Summit Financial, LLC BD affiliated | Private Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2019 | May 28, 2019 |
| Richard Henry Carrier | Summit Financial, LLC BD affiliated | Rockefeller Capital Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2019 | Mar 3, 2020 (396 d) |
| Margaret Jane Gore | Summit Financial, LLC BD affiliated | Glen Eagle Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2019 | Feb 1, 2019 |
Page 1 of 1
42 moves match.