DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Grove Point Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Roger Anthony RuzHuntington Financial Advisors BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 5, 2024Nov 18, 2024 (105 d)
Walter Lawrence ZifferKrpg Advisors, LLC unclassifiedGrove Point Advisors, LLC BD affiliatedOtherDec 31, 2023Apr 1, 2021
Robert Lewis BakerEdward Jones national BDGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 28, 2023Jul 28, 2023
Joshua Thomas ChamblinRaymond James Financial Services Advisors, Inc BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 5, 2023Mar 30, 2023
Kenneth Thomas SpeightEagle Strategies LLC BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 30, 2023Mar 17, 2023
Andrea Ruth KlipfelIndependent Financial Group, LLC BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2023Mar 7, 2023
Kevin John KlipfelIndependent Financial Group, LLC BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2023Mar 7, 2023
Ryan Taylor LangeCwm, LLC BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 3, 2023Jul 5, 2023 (124 d)
Daniel Norman DowdSecurities America Advisors, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 23, 2023Mar 9, 2023
James Wesley ThompsonWoodbury Financial Services, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 21, 2023Feb 16, 2023
Robert Laurence KundeWoodbury Financial Services, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 13, 2023Feb 10, 2023
Thomas G. GervasePruco Securities, LLC BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 16, 2022Dec 14, 2022
Aaron PolunEquitable Advisors, LLC national BDGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 16, 2022Nov 14, 2022
Eugene Joseph GarnerSpirit Of America Management Corp asset managerGrove Point Advisors, LLC BD affiliatedOtherNov 8, 2022Nov 30, 2022
Donald Robert HarivelLPL Financial LLC independent RIAGrove Point Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 26, 2022Oct 18, 2022
John Edward BoeckelLPL Financial LLC independent RIAGrove Point Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 26, 2022Oct 18, 2022
Kirk Driver MillerAmeriprise Financial Services, LLC national BDGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 13, 2022Oct 5, 2022
Leonardo Dasilva GelainSecurities America Advisors, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 30, 2022Aug 26, 2022
Gregory Owen FrazierWoodbury Financial Services, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2022Aug 1, 2022
Hal LippmanCetera Advisor Networks LLC BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 7, 2022Jul 21, 2022
Trinity Elaine GrallCommonwealth Financial Network national BDGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2022Aug 2, 2022
Nicholas Thomas BattagliaAssetmark, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 5, 2022Jul 1, 2022
Mandy Jo HoeschenSecurities America Advisors, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 6, 2022Jun 21, 2022
Trevor Zane WhitsonWells Fargo Advisors wirehouseGrove Point Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 31, 2022Aug 15, 2022 (76 d)
James Ronald KingCrown Capital Securities, L.P. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2022May 25, 2022
Jeremy Garrett KingValic Financial Advisors, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 19, 2022May 13, 2022
Allie Renee KingValic Financial Advisors, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 19, 2022May 13, 2022
Denise Marie McgeeCetera Advisor Networks LLC BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 20, 2022Apr 19, 2022
Hondamir Ken BurhonPnc Wealth Management BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 11, 2022Mar 9, 2022
Kenley Varghese GeorgeFirst Command Advisory Services BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 23, 2022Mar 15, 2023 (385 d)
Heather Lynn ReynoldsCetera Advisor Networks LLC BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 18, 2022Mar 1, 2022
Bruce C. BranstineEsi Financial Advisors BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 3, 2022Jan 28, 2022
Kimberly A DouglasE*Trade Capital Management, LLC independent RIAGrove Point Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 8, 2021Dec 10, 2021
Douglas Paul CaesareLPL Financial LLC BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 6, 2021Nov 24, 2021
Thomas Clyde TavennerKrpg Advisors, LLC unclassifiedGrove Point Advisors, LLC BD affiliatedOtherDec 3, 2021Apr 1, 2021
Mark Evan WeinsteinE*Trade Capital Management, LLC independent RIAGrove Point Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 13, 2021Sep 7, 2021
James E. WhiteOppenheimer & Co. Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 2, 2021Jul 7, 2021
Andrew J. MikaPegasus Financial Group LLC independent RIAGrove Point Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 28, 2021Jun 28, 2021
Joshua Ryan JohnsonRaymond James & Associates, Inc. national BDGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 5, 2021May 13, 2021
Timothy Richard McsweeneyLPL Financial LLC BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 26, 2021Apr 7, 2021
William Joseph FaheyH. Beck, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 19, 2021Jun 9, 2021 (82 d)
Steven MorganH. Beck, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 24, 2021Mar 14, 2022 (383 d)
Michael MacleanMorgan Stanley wirehouseGrove Point Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 8, 2021Apr 13, 2021 (95 d)
Michael Stephen MuldoonSpire Wealth Management, LLC BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 23, 2020Jul 8, 2022 (837 d)
Allen Richard DearingAnnex Wealth Management, LLC independent RIAGrove Point Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2019Apr 1, 2021 (702 d)
John Gerard SobiechAnnex Wealth Management, LLC independent RIAGrove Point Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2019Apr 1, 2021 (702 d)
Clifton Howard McwhorterAnnex Wealth Management, LLC independent RIAGrove Point Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2019Apr 1, 2021 (702 d)
Dean Arthur StromAnnex Wealth Management, LLC independent RIAGrove Point Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2019Apr 1, 2021 (702 d)
Rodney KirknerH. Beck, Inc. BD affiliatedGrove Point Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2018Nov 27, 2023 (1851 d)
Eugene Alan ChengH. Beck, Inc. otherGrove Point Advisors, LLC BD affiliatedOtherAug 8, 2017Jul 16, 2021 (1438 d)
Frank IdreesGreenleaf Advisors otherGrove Point Advisors, LLC BD affiliatedOtherSep 12, 2016Apr 1, 2021 (1662 d)
Robert Michael TroyanoRmt Wealth Management, LLC unclassifiedGrove Point Advisors, LLC BD affiliatedOtherAug 15, 2016Apr 1, 2021 (1690 d)
Michael Kenneth WeberGreenberg Graham Advisors LLC otherGrove Point Advisors, LLC BD affiliatedOtherJan 9, 2012Apr 1, 2021 (3370 d)
Dwayne Martin DillsU.S. Financial Advisors otherGrove Point Advisors, LLC BD affiliatedOtherFeb 21, 2007May 4, 2022 (5551 d)
John Chrisman RobertsonT. Rowe Price Advisory Services, Inc. no RAUMGrove Point Advisors, LLC BD affiliatedOtherJun 1, 2006Feb 4, 2022 (5727 d)
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55 moves match.