DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cliftonlarsonallen Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cedric McclainUBS Financial Services Inc. wirehouseCliftonlarsonallen Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 18, 2026Aug 18, 2026
Nathan Daniel BodartCreative Planning independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 14, 2026Aug 13, 2026
Peter J SellwoodCharles Schwab & Co., Inc. national BDCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 14, 2026Jul 29, 2026
Jesse Martin BryanAdvice And Planning Services BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 9, 2026Jul 22, 2026
Nicholas KavelarisStrategic Advisers LLC national BDCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 8, 2026Jun 8, 2026
Ryan A MaglioInvesco Advisers, Inc. asset managerCliftonlarsonallen Wealth Advisors, LLC BD affiliatedOtherMay 18, 2026May 21, 2026
Edward Robert StoberNepsis, Inc. independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2026May 13, 2026 (36 d)
Kevin Joseph WeluIntegrity Alliance, LLC BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 1, 2026Apr 1, 2026
Jolene R PottsOnedigital institutionalCliftonlarsonallen Wealth Advisors, LLC BD affiliatedOtherMar 30, 2026Mar 25, 2026
Christine Renee RossWells Fargo Advisors wirehouseCliftonlarsonallen Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 9, 2026May 12, 2026 (123 d)
Zachary MooreRaymond James & Associates, Inc. national BDCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 2, 2025Dec 5, 2025
Joseph William HibertJ.P. Morgan Securities LLC wirehouseCliftonlarsonallen Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 2, 2025Oct 21, 2025
Catherine Howard CraigRaymond James Financial Services Advisors, Inc BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 6, 2025Jan 27, 2026 (235 d)
Alexander Brady PerryAlpha Capital Family Office, LLC independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 9, 2025May 14, 2025
Andrew RichardsonJ.P. Morgan Securities LLC wirehouseCliftonlarsonallen Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 28, 2025Apr 2, 2025
Andrew Joseph ChenManchester Financial Inc independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 13, 2025Mar 27, 2025
Tanner PhelpsAmeriprise Financial Services, LLC national BDCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 7, 2025Jan 7, 2025
Alexander Steven BlackFidelity Personal And Workplace Advisors BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 19, 2024Nov 25, 2024
Brian Richard BevanMorgan Stanley wirehouseCliftonlarsonallen Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 19, 2024Jul 17, 2024
Blake X. LenkMorgan Stanley wirehouseCliftonlarsonallen Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 12, 2024Jun 6, 2024 (86 d)
Benjamin Matthew WestermanOnedigital institutionalCliftonlarsonallen Wealth Advisors, LLC BD affiliatedOtherJan 8, 2024Jan 9, 2025 (367 d)
Samuel K MullinsAvaii Wealth Management, LLC independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 3, 2023Jan 12, 2024 (101 d)
Ryan Michael BaumbachAmeriprise Financial Services, LLC national BDCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 20, 2023Mar 13, 2024 (328 d)
Scott Desmond BrubakerHayashi & Wayland Investment Services, LLC unclassifiedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedOtherDec 29, 2022Nov 1, 2022
Jason Howard SkistadCharles Schwab & Co., Inc. national BDCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 8, 2022Nov 30, 2022
John Ryan FonaasTransamerica Retirement Advisors, LLC BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 7, 2022Dec 7, 2022
Joseph Thomas NiehoffMML Investors Services, LLC BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2022Nov 2, 2022
Joseph ReinaFidelity Personal And Workplace Advisors BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 30, 2022Nov 4, 2022
Eric John LueptowCetera Investment Advisers LLC BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 18, 2022Aug 25, 2022
Geremy Lee ZeziniCharles Schwab & Co., Inc. national BDCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2022Aug 16, 2022
Stacey Lynn IrelandRaymond James & Associates, Inc. national BDCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 7, 2022Jun 9, 2022
Charles Sebastian ClaussenPruco Securities, LLC BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 16, 2022May 3, 2022
Maggie Webster PiccirilloFidelity Personal And Workplace Advisors BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 10, 2022Jun 2, 2022
Omer AbramovichCarlson Capital Management, LLC independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 25, 2022Mar 21, 2022
Casey Ready O'DonovanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCliftonlarsonallen Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 18, 2021Jan 19, 2023 (427 d)
James Crawford LoganMesirow Financial Investment Management, Inc. mixed wealthCliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 29, 2021Jan 28, 2021
Timothy Luke LaughlinJ.P. Morgan Securities LLC wirehouseCliftonlarsonallen Wealth Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 1, 2020Dec 2, 2020
Charles Christopher DhanrajBlackrock Investment Management, LLC otherCliftonlarsonallen Wealth Advisors, LLC BD affiliatedOtherNov 10, 2020Nov 9, 2020
Andrew Peter MulderEquitable Advisors, LLC national BDCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 5, 2020Sep 30, 2021 (421 d)
Blaise Tyler HeckmanMML Investors Services, LLC BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 4, 2020Aug 10, 2020 (159 d)
Michelle Linne BestAdvice And Planning Services BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 8, 2019Dec 11, 2019 (64 d)
Tatum Cassandra UeckeHantz Financial Services, Inc. independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 19, 2019Nov 18, 2020 (457 d)
Eric James LeonhardtThrivent Investment Management Inc. BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2019Aug 20, 2019
Mark John FenlonSchenck Investment Solutions LLC independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 14, 2019Jan 2, 2020 (294 d)
Julie Ann LefevreSchenck Investment Solutions LLC independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2019Mar 19, 2019
Dave Allen IsaacsonSchenck Investment Solutions LLC independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2019Mar 7, 2019
Sandra Ann RisgaardSchenck Investment Solutions LLC independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2019Mar 7, 2019
Jeffrey David DayeSchenck Investment Solutions LLC independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2019Mar 7, 2019
Joseph Christian WiserEvergreen Capital Management LLC independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 25, 2018May 27, 2021 (945 d)
Christopher Albert WietheNorthwestern Mutual Investment Services,LLC no RAUMCliftonlarsonallen Wealth Advisors, LLC BD affiliatedOtherSep 24, 2018Nov 9, 2018 (46 d)
Trevor John CzerniejewskiAmeriprise Financial Services, LLC national BDCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 26, 2018Sep 6, 2018 (42 d)
Timothy Henry BolinskiJanney Montgomery Scott LLC BD affiliatedCliftonlarsonallen Wealth Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2018May 29, 2018
Dale Miles SkogstadDimensional Fund Advisors LP otherCliftonlarsonallen Wealth Advisors, LLC BD affiliatedOtherMar 28, 2018Apr 6, 2018
Karen K WegnerLPL Financial LLC independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 23, 2018Apr 22, 2018
Hannah WalshThrivent Investment Management Inc. otherCliftonlarsonallen Wealth Advisors, LLC BD affiliatedOtherFeb 7, 2018Jun 12, 2018 (125 d)
Jeremiah James LurkenU.S. Bancorp Investments, Inc. otherCliftonlarsonallen Wealth Advisors, LLC otherOtherNov 17, 2017Nov 20, 2017
John Thomas DavisPrincipal Securities, Inc. otherCliftonlarsonallen Wealth Advisors, LLC otherOtherSep 11, 2017Sep 18, 2017
Simon B ManoyanForvis Mazars Wealth Advisors, LLC otherCliftonlarsonallen Wealth Advisors, LLC otherOtherApr 11, 2017Aug 25, 2017 (136 d)
Brian Douglas KleistRussell Investments otherCliftonlarsonallen Wealth Advisors, LLC otherOtherFeb 28, 2017Mar 3, 2017
James Vincent MariInvest Financial Corporation otherCliftonlarsonallen Wealth Advisors, LLC otherOtherJan 18, 2017Jan 19, 2017
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108 moves match.