DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cliftonlarsonallen Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexander Brady Perry | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Aug 19, 2026 |
| Justin Scott Fowler | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Mbm Wealth Consultants, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2026 | May 1, 2026 |
| Catherine Howard Craig | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Aug 18, 2026 (145 d) |
| Michael J Mcgraw | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Thrivent Asset Management, LLC asset manager | Other | Mar 9, 2026 | May 6, 2026 (58 d) |
| Jonathan Meinholz | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Apr 1, 2026 (91 d) |
| Joseph Thomas Niehoff | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Jan 29, 2026 (38 d) |
| Brady Palzkill | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2025 | Jan 9, 2026 |
| Brian David Ream | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Sax Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2025 | Mar 11, 2026 (124 d) |
| Jamie Renee Hampton | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 29, 2025 |
| Eric James Leonhardt | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 29, 2025 |
| Nathan Nicolaisen | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Redspire Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 18, 2025 | Aug 28, 2025 (71 d) |
| Maggie Webster Piccirillo | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Onedigital institutional | Other | May 5, 2025 | May 12, 2025 |
| Eric John Lueptow | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 25, 2025 | Apr 11, 2025 |
| James Vincent Mari | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 5, 2025 |
| Joseph Reina | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 15, 2024 | Dec 9, 2024 |
| Blake X. Lenk | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2024 | Jul 21, 2025 (347 d) |
| Charles Sebastian Claussen | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Transcend Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 | Sep 10, 2024 (39 d) |
| Henry Allen Wright | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Obsidiant Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 30, 2024 | Oct 7, 2024 (160 d) |
| Michen Sirleaf | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 3, 2024 | Jun 12, 2024 (70 d) |
| James Crawford Logan | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Voya Retirement Advisors, LLC other | Other | Mar 29, 2024 | Apr 30, 2024 (32 d) |
| Andrew John Frye | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Mar 8, 2024 (60 d) |
| Casey Ready O'Donovan | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Tci Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2023 | Dec 2, 2024 (350 d) |
| Jason Howard Skistad | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Feb 21, 2024 (134 d) |
| Austin Michael Preece | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Wealth Planning Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 25, 2023 | Aug 30, 2023 |
| Geremy Lee Zezini | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Nov 28, 2023 (141 d) |
| Jordan Marie Elling | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Marquette Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2023 | May 10, 2023 (37 d) |
| Matthew Ryan Delaney | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Boulay Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 20, 2023 | Jun 6, 2023 (106 d) |
| Stephen Bien | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 5, 2023 | May 11, 2026 (1222 d) |
| Stacey Lynn Ireland | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2023 | Feb 14, 2023 (43 d) |
| Laura Nilius | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Aug 28, 2024 (629 d) |
| Lucas Albert Whelan | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Colliers Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2022 | Dec 12, 2022 |
| Benjamin J Schmidt | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 28, 2022 | Jan 13, 2023 (46 d) |
| Blaise Tyler Heckman | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Captrust institutional | Other | Aug 15, 2022 | Aug 22, 2022 |
| Nicholas Neil Gearhart | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Brighton Jones LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2022 | Sep 19, 2022 (108 d) |
| Jeffrey David Daye | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2022 | Apr 27, 2022 |
| Gregory Paul Rodger | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Bentley Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 3, 2022 | Dec 4, 2023 (641 d) |
| Allison Modrak | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 7, 2022 | May 24, 2022 (137 d) |
| Craig Allen Mccormick | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Jun 29, 2023 (556 d) |
| Scott Thomas Moser | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Brighton Jones LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2021 | Oct 14, 2021 |
| Laura Rose Haupt | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2021 | Sep 20, 2021 |
| Camille Vukodinovich | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Meristem Family Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Oct 14, 2021 (90 d) |
| Simon B Manoyan | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Aug 25, 2021 (55 d) |
| Daniel Hartmann | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Jul 7, 2021 |
| Hannah Walsh | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | Jun 7, 2021 (35 d) |
| Jessica Leigh Rusnock | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Verity Investment Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2021 | Jun 1, 2021 (46 d) |
| Christopher Albert Wiethe | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2021 | Feb 16, 2021 |
| Christopher Michael Schuch | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2021 | Jul 22, 2021 (181 d) |
| Sandra Ann Risgaard | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Provise Management Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2021 | Jun 29, 2021 (161 d) |
| Lawrence Richard Fiorini | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2021 | Jan 8, 2021 |
| Michelle Linne Best | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2021 | Feb 3, 2021 |
| David John Christianson | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Nepsis, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2020 | Dec 1, 2020 |
| Dave Allen Isaacson | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Morgan Dempsey Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2019 | Nov 27, 2019 |
| Scott Alexander Davis | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2019 | Jun 29, 2023 (1368 d) |
| Kade Joseph Hammes | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Storybook Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 3, 2019 | Sep 10, 2019 |
| Dale Miles Skogstad | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Marquette Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2019 | Sep 14, 2019 (33 d) |
| Julie Ann Lefevre | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2019 | Jul 13, 2021 (728 d) |
| Joseph Daniel Young | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 31, 2019 | Jun 5, 2019 |
| Samuel David Sexton | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | All Star Financial Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2019 | Jun 28, 2019 (98 d) |
| Drake Arlon Qualls | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2019 | Feb 28, 2019 (42 d) |
| Trevor John Czerniejewski | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 2, 2019 | Mar 13, 2019 (70 d) |
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93 moves match.