DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Boone Capital Management LLC CRD 316230 | Atlanta, GA | asset manager | $963M | 0.0% | 0 | n/a | 0 | 1 |
| Builder Investment Group CRD 107671 | Atlanta, GA | independent RIA | $953M | 95% | 3 | $318M | 0 | 0 |
| American Financial Advisors, LLC. CRD 115824 | Marietta, GA | independent RIA | $950M | 98% | 2 | $475M | 0 | 0 |
| P•••••••• G•••• CRD 334742 | Atlanta, GA | asset manager | $941M | 0.0% | 0 | n/a | 0 | 3 |
| T••••• E••• C•••••• P•••••••• L• CRD 335659 | Atlanta, GA | asset manager | $933M | 0.0% | 0 | n/a | 0 | 1 |
| P•• W••••• M••••••••• CRD 297517 | Alpharetta, GA | independent RIA | $931M | 95% | 7 | $133M | 6 | 0 |
| A•••• M••••••••• L•• CRD 310520 | Alpharetta, GA | asset manager | $918M | 0.0% | 0 | n/a | 1 | 7 |
| C•••••• C•••••• G•••• I•• CRD 106174 | Savannah, GA | independent RIA | $878M | 86% | 0 | n/a | 1 | 2 |
| C••••• A••••••• G•••• CRD 117410 | Athens, GA | independent RIA | $865M | 98% | 7 | $124M | 0 | 0 |
| I•••••• W••••• CRD 289908 | Atlanta, GA | independent RIA | $843M | 100% | 4 | $211M | 0 | 0 |
| E•••• M••••••• P••••••• CRD 285104 | Atlanta, GA | asset manager | $841M | 0.0% | 1 | $841M | 0 | 17 |
| M•••••• C•••••• M••••••••• L••••• CRD 137605 | Atlanta, GA | asset manager | $805M | 0.0% | 0 | n/a | 0 | 4 |
| V••••••• C•••••• L•• CRD 304272 | Atlanta, GA | independent RIA | $800M | 100% | 10 | $80.0M | 3 | 0 |
| E•••• R••• I••••••••• C••••••• L•• CRD 313832 | Atlanta, GA | independent RIA | $787M | 71% | 3 | $262M | 0 | 0 |
| R••••• P••• W••••• A•••••••• L•• CRD 298259 | Atlanta, GA | independent RIA | $786M | 91% | 9 | $87.3M | 0 | 0 |
| F••••••••• W••••• M••••••••• L•• CRD 220515 | Alpharetta, GA | independent RIA | $773M | 98% | 7 | $110M | 0 | 0 |
| 4••• G••••• L•• CRD 287619 | Atlanta, GA | other | $773M | 0.0% | 0 | n/a | 0 | 7 |
| R••••••••• F••• M••••••••• CRD 126573 | Atlanta, GA | institutional | $770M | 0.0% | 1 | $770M | 1 | 0 |
| I••••••••• P••••••••• S••••••• L•• CRD 105527 | Savannah, GA | institutional | $764M | 0.0% | 0 | n/a | 1 | 0 |
| B••••• G••••• A•••••• N••••••• L•• CRD 288833 | Atlanta, GA | independent RIA | $745M | 100% | 55 | $13.5M | 33 | 0 |
| N••••••• W••••• M••••••••• CRD 282635 | Marietta, GA | mixed wealth | $740M | 40% | 9 | $82.2M | 1 | 0 |
| M••••• C•••• W••••• A•••••••• L•• CRD 297796 | Atlanta, GA | independent RIA | $728M | 94% | 5 | $146M | 0 | 0 |
| S•••• • H••••• W••••• M••••••••• L•• CRD 109540 | Atlanta, GA | independent RIA | $727M | 99% | 6 | $121M | 0 | 0 |
| W•••••••• W••••• M••••••••• I••• CRD 283472 | W••••••••, GA | independent RIA | $727M | 91% | 26 | $27.9M | 25 | 0 |
| A•••••• P••••••• L•• CRD 335467 | Atlanta, GA | independent RIA | $689M | 100% | 3 | $230M | 0 | 0 |
| F•••••••• W••••• P•••••••• L•• CRD 297634 | Augusta, GA | independent RIA | $672M | 72% | 7 | $96.0M | 1 | 0 |
| I•• W••••• CRD 132022 | Atlanta, GA | independent RIA | $667M | 95% | 7 | $95.2M | 0 | 0 |
| B••••••• W••••• A••••••• L•• CRD 150008 | Milton, GA | independent RIA | $666M | 69% | 6 | $111M | 0 | 0 |
| R•••••• M••••• • P••••••• L•• CRD 226629 | Atlanta, GA | independent RIA | $636M | 97% | 2 | $318M | 0 | 0 |
| S••••••• • H••••••• F•••••••• A••••••• I•• CRD 105302 | Atlanta, GA | independent RIA | $624M | 98% | 6 | $104M | 0 | 0 |
| A••••••• I••••••••• M••••••••• U• I••• CRD 168148 | Atlanta, GA | asset manager | $607M | 0.0% | 0 | n/a | 0 | 8 |
| W••••••••• W••••• M••••••••• L•• CRD 134834 | Alpharetta, GA | independent RIA | $585M | 93% | 5 | $117M | 1 | 0 |
| P•••••• A•••••••• L•• CRD 128335 | Atlanta, GA | independent RIA | $584M | 67% | 12 | $48.6M | 1 | 0 |
| E•• W••••• M••••••••• L•• CRD 302075 | Atlanta, GA | independent RIA | $579M | 92% | 10 | $57.9M | 6 | 0 |
| D••••• T••••• A•••••••• L•• CRD 287750 | Atlanta, GA | asset manager | $576M | 0.0% | 0 | n/a | 0 | 0 |
| F••••• W••• L•• CRD 126456 | Athens, GA | independent RIA | $572M | 100% | 3 | $191M | 1 | 0 |
| A••••• P•••••• A•••••• L•• CRD 287467 | Atlanta, GA | asset manager | $562M | 0.0% | 2 | $281M | 0 | 52 |
| W••••• S•••••• A••••••• L•• CRD 321031 | Alpharetta, GA | independent RIA | $559M | 100% | 9 | $62.1M | 8 | 0 |
| W••••• C•••••• M••••••••• L•• CRD 135037 | Suwanee, GA | independent RIA | $538M | 91% | 3 | $179M | 0 | 0 |
| N•••••••• C•••••• L•• CRD 173663 | Atlanta, GA | independent RIA | $536M | 51% | 4 | $134M | 0 | 0 |
| F•••••••• I••••••••• L•• CRD 142769 | Atlanta, GA | independent RIA | $535M | 94% | 2 | $268M | 0 | 0 |
| S••••• G••••• L•• CRD 333854 | Atlanta, GA | other | $531M | 0.0% | 0 | n/a | 0 | 0 |
| B••••••• F•••••••• A•••••••• I••• CRD 116690 | Atlanta, GA | independent RIA | $529M | 98% | 5 | $106M | 1 | 0 |
| W•••• W••••• M••••••••• I•• CRD 125282 | Marietta, GA | independent RIA | $514M | 98% | 5 | $103M | 0 | 0 |
| H•••••••• C•••••• P••••••• CRD 338408 | Atlanta, GA | independent RIA | $509M | 78% | 4 | $127M | 0 | 0 |
| F•••• A••••••• N•••••••• L•• CRD 166212 | Atlanta, GA | independent RIA | $506M | 100% | 77 | $6.6M | 62 | 0 |
| I•••••••• A•••• M••••••••• O• G•••••• I•• CRD 106796 | Atlanta, GA | independent RIA | $502M | 63% | 7 | $71.7M | 1 | 0 |
| H• A••••••• L•• CRD 165200 | Sandy Springs, GA | independent RIA | $500M | 95% | 6 | $83.4M | 0 | 0 |
| P•••• F•••• W••••• A•••••••• L•• CRD 300057 | Atlanta, GA | independent RIA | $491M | 89% | 5 | $98.2M | 0 | 0 |
| R••••••• F•••••••• A•••••••• L•• CRD 143884 | Atlanta, GA | independent RIA | $488M | 97% | 15 | $32.6M | 0 | 0 |
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330 advisers match.