DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Fellowship Financial Planning CRD 330347 | Spokane, WA | independent RIA | $465M | 100% | 6 | $77.6M | 1 | 0 |
| Chaney Capital Management Inc. CRD 116511 | Lynnwood, WA | independent RIA | $456M | 100% | 6 | $75.9M | 1 | 0 |
| Robinswood Financial CRD 143417 | Kirkland, WA | independent RIA | $453M | 97% | 7 | $64.7M | 0 | 0 |
| W•••••••• M••••••••• L•• CRD 161921 | Seattle, WA | asset manager | $444M | 0.0% | 0 | n/a | 0 | 27 |
| J•••• R• M••••• C••••••••• I•• CRD 109542 | Vancouver, WA | independent RIA | $443M | 83% | 2 | $221M | 0 | 0 |
| H••••• W••••• M••••••••• I••• CRD 148315 | Vancouver, WA | independent RIA | $419M | 99% | 7 | $59.9M | 0 | 0 |
| A•••••••• W••••• A••••••• L•• CRD 304623 | Bellevue, WA | independent RIA | $413M | 99% | 5 | $82.5M | 2 | 0 |
| L••••••• A••••••• I•• CRD 104540 | Seattle, WA | independent RIA | $412M | 96% | 3 | $137M | 0 | 0 |
| M•••••••• W••••• M••••••••• I••• CRD 288429 | Vancouver, WA | independent RIA | $410M | 89% | 8 | $51.2M | 3 | 0 |
| M• G•• W••••• CRD 327967 | Spokane, WA | independent RIA | $404M | 98% | 3 | $135M | 1 | 0 |
| M••••••• F•••••••• G•••• CRD 317970 | Bellevue, WA | independent RIA | $404M | 98% | 7 | $57.7M | 1 | 0 |
| H••••• C••• W••••• M••••••••• CRD 318677 | Bainbridge Island, WA | independent RIA | $404M | 81% | 7 | $57.6M | 0 | 0 |
| H••• C•••••• M••••••••• CRD 123174 | Seattle, WA | independent RIA | $401M | 100% | 1 | $401M | 0 | 0 |
| T•••• P•••••• P••••••• L••• CRD 160930 | Kirkland, WA | other | $395M | 0.0% | 0 | n/a | 1 | 3 |
| B••••••• A•••• M••••••••• L•• CRD 129194 | B•••••••, WA | independent RIA | $394M | 94% | 2 | $197M | 0 | 0 |
| S•••••••• A••••••• CRD 114437 | Olympia, WA | independent RIA | $387M | 100% | 6 | $64.5M | 1 | 0 |
| S•••••• A•••••••• I••• CRD 188511 | Bellingham, WA | independent RIA | $386M | 96% | 7 | $55.2M | 0 | 0 |
| C•••• I••••••••• G•••• CRD 143601 | Vancouver, WA | independent RIA | $385M | 100% | 3 | $128M | 2 | 0 |
| P•••••• A•••• M••••••••• L•• CRD 115157 | Gig Harbor, WA | independent RIA | $385M | 96% | 5 | $77.0M | 1 | 0 |
| H•••••• I••••••••• M••••••••• L••••• CRD 111166 | Edmonds, WA | independent RIA | $382M | 83% | 5 | $76.3M | 1 | 0 |
| R•••••• C•••••• P••••••• L• CRD 315967 | Seattle, WA | asset manager | $379M | 0.0% | 0 | n/a | 0 | 3 |
| M•• A•• A••••••••• L•• CRD 329889 | Tacoma, WA | independent RIA | $379M | 98% | 3 | $126M | 2 | 0 |
| A•••••• S•••• W••••• M••••••••• L•• CRD 307997 | Vancouver, WA | independent RIA | $377M | 71% | 49 | $7.7M | 35 | 0 |
| B••• M••••••• C•••••• I••• CRD 151151 | Seattle, WA | independent RIA | $375M | 96% | 9 | $41.7M | 0 | 1 |
| W••••••• P••••••• L•• CRD 300994 | Seattle, WA | asset manager | $374M | 0.0% | 3 | $125M | 0 | 9 |
| D••••• F•••••••• G•••• L•• CRD 116257 | Spokane Valley, WA | independent RIA | $374M | 100% | 4 | $93.5M | 1 | 0 |
| K••••• K••••• R•••• • A•••• L•• CRD 104531 | Seattle, WA | independent RIA | $373M | 68% | 3 | $124M | 0 | 0 |
| M• P••••••• C••• L•• CRD 299424 | Vancouver, WA | independent RIA | $365M | 100% | 2 | $183M | 0 | 0 |
| S••••• C•••••• G•••• I•• CRD 111277 | Seattle, WA | independent RIA | $361M | 99% | 5 | $72.1M | 0 | 0 |
| W••••••••• F••••••••• L•• CRD 306208 | Lynnwood, WA | independent RIA | $353M | 100% | 2 | $177M | 0 | 0 |
| E•••••• C••• C•••••• M••••••••• CRD 123636 | Seattle, WA | mixed wealth | $348M | 42% | 12 | $29.0M | 9 | 0 |
| W••• W•••••• I•• CRD 337346 | Seattle, WA | independent RIA | $348M | 100% | 11 | $31.6M | 0 | 0 |
| L•••••••• W••••• M••••••••• L•• CRD 151115 | Spokane, WA | independent RIA | $346M | 95% | 3 | $115M | 3 | 0 |
| A•••••••• A•••• M••••••••• L•• CRD 330361 | Seattle, WA | asset manager | $346M | 0.0% | 0 | n/a | 0 | 22 |
| C••••••••• W••••• M••••••••• CRD 116958 | Lynnwood, WA | independent RIA | $338M | 99% | 6 | $56.4M | 0 | 0 |
| A•••• P••• I••••••••• L•• CRD 155049 | Bainbridge Island, WA | independent RIA | $336M | 100% | 4 | $84.0M | 0 | 0 |
| H••••••• P•••••• C•••••• C•••• CRD 157778 | Bellevue, WA | other | $333M | 0.0% | 0 | n/a | 0 | 0 |
| B••• F•••••••• A•••••••• L•• CRD 115969 | Seattle, WA | independent RIA | $332M | 99% | 2 | $166M | 1 | 0 |
| R•••••• F••••• W•••••• I••• CRD 332062 | Tacoma, WA | independent RIA | $331M | 91% | 3 | $110M | 0 | 0 |
| W••••• A•••• M••••••• CRD 14377 | Spokane, WA | independent RIA | $322M | 99% | 9 | $35.8M | 1 | 0 |
| T•••••••• W••••• A••••••• CRD 118273 | Seattle, WA | independent RIA | $322M | 100% | 5 | $64.3M | 1 | 0 |
| T•• A•••••••• L•• CRD 281758 | Mercer Island, WA | asset manager | $317M | 0.0% | 0 | n/a | 1 | 3 |
| W••••••••• CRD 269840 | Bellevue, WA | independent RIA | $316M | 100% | 1 | $316M | 1 | 0 |
| T•• F••••• G••••• L•• CRD 282351 | Mercer Island, WA | independent RIA | $314M | 100% | 0 | n/a | 0 | 0 |
| T••••• C•••••• M••••••••• CRD 135769 | Yakima, WA | mixed wealth | $314M | 40% | 2 | $157M | 0 | 0 |
| C••••••• A••••••• P•••••••• L•• CRD 171616 | Spokane, WA | independent RIA | $313M | 95% | 18 | $17.4M | 3 | 2 |
| G••••••••• D••••• • E••••• P•••• C••• CRD 142448 | Spokane, WA | independent RIA | $311M | 100% | 9 | $34.6M | 1 | 0 |
| W••• I••••• CRD 327641 | Bellingham, WA | independent RIA | $304M | 99% | 7 | $43.5M | 0 | 0 |
| N••••••• C•••••• R••••••••• S•••••••• I••• CRD 163327 | Spokane, WA | institutional | $304M | 0.0% | 10 | $30.4M | 1 | 0 |
| B••••••••• I••••••••• M••••••••• CRD 150841 | Seattle, WA | independent RIA | $303M | 100% | 3 | $101M | 0 | 0 |
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271 advisers match.