DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Highland Financial Advisors, LLC CRD 125838 | Wayne, NJ | independent RIA | $640M | 91% | 8 | $80.0M | 0 | 0 |
| Venture Investment Associates CRD 160002 | Peapack, NJ | asset manager | $637M | 0.0% | 0 | n/a | 1 | 14 |
| Union Grove Venture Partners CRD 170880 | Summit, NJ | asset manager | $635M | 0.0% | 0 | n/a | 3 | 8 |
| V••••• R••••••••• CRD 173064 | Ridgewood, NJ | independent RIA | $634M | 99% | 7 | $90.5M | 2 | 0 |
| K•••••• I••••••••• G•••• CRD 322605 | West Deptford, NJ | independent RIA | $633M | 100% | 5 | $127M | 1 | 0 |
| B•••• F••••• A••••••• CRD 108512 | Summit, NJ | independent RIA | $624M | 98% | 1 | $624M | 1 | 0 |
| C•••• W••• W••••• M••••••••• L•• CRD 338582 | Red Bank, NJ | independent RIA | $617M | 100% | 2 | $309M | 0 | 0 |
| N••• W••••• P••••••• CRD 166539 | Princeton, NJ | independent RIA | $613M | 100% | 7 | $87.5M | 0 | 0 |
| A••••• C•••••• M••••••••• L•• CRD 155860 | Englewood, NJ | asset manager | $610M | 0.0% | 0 | n/a | 0 | 20 |
| J•••• C•••••• M••••••••• L•• CRD 325411 | Clifton, NJ | institutional | $597M | 0.0% | 0 | n/a | 0 | 1 |
| V••••• W••••• S•••••••• CRD 332536 | Cranford, NJ | independent RIA | $595M | 93% | 3 | $198M | 0 | 0 |
| M•••••• S••••••• T••••••••• L•• CRD 333019 | Jersey City, NJ | asset manager | $583M | 0.0% | 0 | n/a | 0 | 0 |
| A••• W••••• M••••••••• L•• CRD 298085 | Toms River, NJ | independent RIA | $580M | 84% | 5 | $116M | 1 | 1 |
| R••••••• A•••••••• L•• CRD 173760 | Somerville, NJ | other | $565M | 14% | 4 | $141M | 0 | 0 |
| D••••• • B•••• I••••••••• A••••••• L•• CRD 109318 | Princeton, NJ | independent RIA | $562M | 98% | 4 | $141M | 0 | 0 |
| B•••••• I••••••••• L•• CRD 151585 | Saddle Brook, NJ | other | $561M | 11% | 2 | $280M | 1 | 0 |
| P•••••• A•••• M••••••••• I•• CRD 104766 | Morristown, NJ | independent RIA | $554M | 83% | 3 | $185M | 1 | 0 |
| T•• C•••••• M••••••••• G••••• L•• CRD 131889 | Summit, NJ | independent RIA | $553M | 90% | 2 | $277M | 0 | 0 |
| S••••••••• W••••• P•••••••• L•• CRD 308026 | Red Bank, NJ | independent RIA | $542M | 92% | 4 | $135M | 0 | 0 |
| W•• I••••••••• L•• CRD 106336 | Red Bank, NJ | independent RIA | $540M | 51% | 6 | $89.9M | 0 | 0 |
| N•• C•••••• M••••••••• L•• CRD 151109 | Ramsey, NJ | independent RIA | $539M | 100% | 3 | $180M | 1 | 0 |
| A••••• W••••• CRD 112973 | East Hanover, NJ | independent RIA | $539M | 98% | 14 | $38.5M | 0 | 0 |
| M••••••• H••• I••••••••• P••••••• CRD 175187 | Atlantic Highlands, NJ | independent RIA | $539M | 67% | 3 | $180M | 0 | 0 |
| M••••••••• A••••••• CRD 129045 | Tinton Falls, NJ | independent RIA | $534M | 97% | 7 | $76.3M | 1 | 0 |
| S•••••• C•••••• M••••••••• CRD 331387 | Summit, NJ | asset manager | $527M | 0.0% | 0 | n/a | 2 | 0 |
| A••••••• W••••• M••••••••• G••••• L•• CRD 169573 | Flemington, NJ | independent RIA | $517M | 100% | 5 | $103M | 5 | 0 |
| A•••••••• W••••• P•••••••• L•• CRD 299544 | Parsippany, NJ | independent RIA | $505M | 96% | 4 | $126M | 0 | 0 |
| B•••• C•••• F•••••••• A•••••••• L•• CRD 154623 | Mount Olive, NJ | independent RIA | $504M | 100% | 4 | $126M | 3 | 0 |
| S•••••••• R••••••• L•• CRD 310615 | Jersey City, NJ | asset manager | $499M | 0.0% | 0 | n/a | 0 | 1 |
| C••••••••• W••••• M••••••••• L•• CRD 171541 | Montclair, NJ | independent RIA | $495M | 100% | 1 | $495M | 0 | 0 |
| M•••••• C•••••• L•• CRD 311029 | Jersey City, NJ | asset manager | $493M | 0.0% | 2 | $246M | 2 | 3 |
| C•••••• F•••••••• P••••••• CRD 151014 | Haddon Heights, NJ | independent RIA | $490M | 99% | 7 | $70.1M | 3 | 0 |
| A•••• A••••••• G••••• I••• CRD 106618 | Kinnelon, NJ | independent RIA | $480M | 100% | 2 | $240M | 0 | 0 |
| B•• P•••••• W••••• M••••••••• CRD 174761 | Rumson, NJ | independent RIA | $470M | 90% | 5 | $93.9M | 1 | 2 |
| S•••• C••••••• L•• CRD 312119 | Wyckoff, NJ | independent RIA | $459M | 96% | 2 | $230M | 0 | 0 |
| W•••• V•••••• P•••••••• L•• CRD 168610 | Fort Lee, NJ | asset manager | $456M | 0.0% | 0 | n/a | 0 | 10 |
| M••••••• A•••• M••••••••• I••• CRD 121184 | Wall Township, NJ | independent RIA | $456M | 99% | 4 | $114M | 0 | 0 |
| S•••••••• W••••• M••••••••• P•••••••• L•• CRD 298315 | Montvale, NJ | independent RIA | $454M | 99% | 5 | $90.8M | 1 | 0 |
| Q••••• W••••• M••••••••• L•• CRD 284546 | Moorestown, NJ | independent RIA | $449M | 100% | 5 | $89.9M | 0 | 0 |
| S••• R••••••••• M••••••••• L•• CRD 315039 | Morristown, NJ | asset manager | $444M | 0.0% | 0 | n/a | 0 | 0 |
| C••••• C•••••• I••••••••• CRD 160537 | Livingston, NJ | asset manager | $444M | 9.4% | 0 | n/a | 1 | 3 |
| S•••••• M••••••••• L•• CRD 162808 | Chatham, NJ | asset manager | $443M | 0.0% | 0 | n/a | 2 | 1 |
| T• C•••••• M••••••••• L•• CRD 169326 | Sewell, NJ | independent RIA | $439M | 92% | 4 | $110M | 0 | 0 |
| P•••••••• F•••••••• S••••••• CRD 147872 | Mine Hill, NJ | independent RIA | $436M | 95% | 10 | $43.6M | 4 | 0 |
| P•••••••• C•••••• M••••••••• L•• CRD 113926 | Red Bank, NJ | independent RIA | $435M | 89% | 4 | $109M | 1 | 2 |
| O••• 3•• W•••••• I••• CRD 124878 | Plainsboro, NJ | independent RIA | $426M | 95% | 5 | $85.1M | 3 | 0 |
| P••••••• I••••••••• A•••••••• L•• CRD 334370 | Bridgewater, NJ | independent RIA | $425M | 92% | 8 | $53.1M | 3 | 0 |
| S••••• C•••••• A•••••••• L•• CRD 333325 | Somers Point, NJ | other | $423M | 4.4% | 1 | $423M | 0 | 0 |
| G•••••• C•••••• A••••••• CRD 150123 | Princeton, NJ | independent RIA | $421M | 78% | 4 | $105M | 0 | 0 |
| R•••••••• I••••••••• CRD 121220 | Springfield, NJ | independent RIA | $419M | 70% | 4 | $105M | 3 | 7 |
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388 advisers match.