DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Cfs Wealth Management CRD 135579 | Macon, GA | independent RIA | $189M | 100% | 3 | $63.0M | 1 | 0 |
| Elm3 Financial Group, LLC CRD 140594 | Alpharetta, GA | independent RIA | $189M | 99% | 4 | $47.3M | 2 | 0 |
| Wright Wealth LLC CRD 321215 | Atlanta, GA | independent RIA | $188M | 100% | 7 | $26.9M | 7 | 0 |
| F•••••••• C••••••••• G•••• I•• CRD 108062 | Cumming, GA | independent RIA | $188M | 98% | 6 | $31.4M | 2 | 0 |
| R•••• C•••••• M••••••••• L•• CRD 127200 | John Creek, GA | independent RIA | $186M | 98% | 3 | $62.0M | 1 | 0 |
| A•• I••••••••• P•••••••• L•• CRD 322109 | Atlanta, GA | asset manager | $186M | 0.0% | 0 | n/a | 0 | 1 |
| A•••• I••••••••• A••••••• CRD 324861 | Alpharetta, GA | independent RIA | $184M | 99% | 2 | $92.0M | 3 | 0 |
| G••••• M• H••••• C••••••••• L•• CRD 112409 | Atlanta, GA | independent RIA | $183M | 98% | 5 | $36.6M | 0 | 0 |
| B••••••••• L•• I••••••••• C•••••• CRD 108856 | Marietta, GA | independent RIA | $180M | 94% | 3 | $59.9M | 0 | 0 |
| T••• S••••• F•••••••• L•• CRD 287997 | Atlanta, GA | independent RIA | $179M | 98% | 1 | $179M | 0 | 0 |
| N•••••• W••••• M••••••••• CRD 297125 | Alpharetta, GA | independent RIA | $177M | 80% | 2 | $88.5M | 0 | 0 |
| C••••••••• W••••• M••••••••• I••• CRD 112918 | Atlanta, GA | independent RIA | $174M | 99% | 2 | $87.0M | 0 | 0 |
| O•••••• M••••••••• L•• CRD 324401 | Alpharetta, GA | asset manager | $169M | 0.0% | 1 | $169M | 1 | 40 |
| T•• M•••••• G••••• I••• CRD 126576 | Martinez, GA | independent RIA | $167M | 100% | 2 | $83.6M | 0 | 0 |
| T•• K••••••• F•••••••• A•••••••• L•• CRD 168760 | Atlanta, GA | independent RIA | $165M | 100% | 1 | $165M | 0 | 0 |
| D••••• R••••• • S••••• W••••• M••••••••• CRD 159708 | Fayetteville, GA | independent RIA | $162M | 81% | 3 | $54.1M | 1 | 12 |
| G••• F•••••••• M••••••••• L•• CRD 109270 | Atlanta, GA | independent RIA | $162M | 100% | 1 | $162M | 0 | 0 |
| M••••••••• A•••••••• L•• CRD 338634 | Atlanta, GA | independent RIA | $161M | 72% | 7 | $23.0M | 0 | 0 |
| W•••••••• A•••• M••••••••• CRD 284608 | Thomasville, GA | independent RIA | $160M | 60% | 1 | $160M | 0 | 0 |
| S••••••••• F••••••••• L•• CRD 166199 | Calhoun, GA | independent RIA | $159M | 82% | 6 | $26.4M | 1 | 0 |
| G•••••• W••••• P•••••••• L•• CRD 314602 | Griffin, GA | independent RIA | $157M | 84% | 4 | $39.4M | 0 | 0 |
| C•••• C•••••• A•••••••• L•• CRD 151978 | Atlanta, GA | independent RIA | $156M | 95% | 1 | $156M | 0 | 0 |
| L••• C••••••• L•• CRD 306282 | Atlanta, GA | asset manager | $155M | 0.0% | 0 | n/a | 1 | 6 |
| M•••• C•••••• P•••••••• L•• CRD 300626 | Atlanta, GA | independent RIA | $153M | 89% | 5 | $30.6M | 1 | 3 |
| W••• E•• C••••••• L•• CRD 292743 | Atlanta, GA | asset manager | $152M | 0.0% | 0 | n/a | 1 | 1 |
| T•• R••• W••••• M••••••••• G••••• I••• CRD 117500 | Atlanta, GA | independent RIA | $152M | 100% | 2 | $75.9M | 0 | 0 |
| T•••••••• C•••••• M••••••••• I••• CRD 214512 | Watkinsville, GA | independent RIA | $151M | 86% | 7 | $21.5M | 2 | 2 |
| U•••••• I••••••••• M••••••••• CRD 326056 | Atlanta, GA | independent RIA | $151M | 100% | 2 | $75.3M | 0 | 0 |
| P•••••• C••••••• L•• CRD 172783 | Kennesaw, GA | independent RIA | $150M | 96% | 2 | $75.0M | 0 | 0 |
| S•••••• • S••••• C••• CRD 125741 | Watkinsville, GA | independent RIA | $149M | 98% | 2 | $74.4M | 2 | 0 |
| P••••••• T•• • A•••••••• L•• CRD 158729 | Atlanta, GA | independent RIA | $147M | 92% | 6 | $24.6M | 2 | 0 |
| C•••• M••••••••• A•••••••• L•• CRD 326369 | Atlanta, GA | asset manager | $142M | 0.0% | 0 | n/a | 0 | 1 |
| J• L• P•••••• W••••• M••••••••• L•• CRD 174308 | Macon, GA | independent RIA | $142M | 100% | 2 | $71.1M | 0 | 0 |
| F••• L•• CRD 287851 | Alpharetta, GA | mixed wealth | $138M | 30% | 15 | $9.2M | 2 | 0 |
| L••• P•••••••• L•• CRD 158607 | Atlanta, GA | asset manager | $131M | 0.0% | 0 | n/a | 0 | 7 |
| S•• J••• • A••••••••• I••• CRD 124778 | Roswell, GA | independent RIA | $128M | 96% | 3 | $42.8M | 0 | 0 |
| N••••••• F•••••••• S•••••••• L•• CRD 126666 | Johns Creek, GA | independent RIA | $128M | 100% | 2 | $64.1M | 0 | 0 |
| T•• M•••• G•••• I••• CRD 125217 | Atlanta, GA | independent RIA | $128M | 100% | 2 | $64.0M | 1 | 0 |
| T•• A••••••• F••• CRD 139125 | Alpharetta, GA | independent RIA | $126M | 100% | 1 | $126M | 0 | 0 |
| V•• W••••• A••••••• CRD 335528 | Decatur, GA | independent RIA | $126M | 100% | 1 | $126M | 0 | 0 |
| B••••••• A•••••••• I••• CRD 134455 | Atlanta, GA | independent RIA | $125M | 100% | 2 | $62.7M | 0 | 0 |
| T••••••• C•••••• C••••••• L•• CRD 281556 | Savannah, GA | independent RIA | $124M | 100% | 2 | $62.1M | 1 | 0 |
| W••••• S•••• M••••••••• L•• CRD 299164 | Savannah, GA | independent RIA | $123M | 86% | 1 | $123M | 1 | 0 |
| S••••••••• D•••• A••••••• L•• CRD 126538 | Marietta, GA | independent RIA | $121M | 99% | 3 | $40.4M | 0 | 0 |
| A••••••• W••••• A•••••••• L•• CRD 145791 | Johns Creek, GA | independent RIA | $120M | 97% | 2 | $60.1M | 1 | 0 |
| S•••••• C•••••• CRD 161132 | Marietta, GA | independent RIA | $120M | 100% | 2 | $59.8M | 0 | 0 |
| C•• F•••••••• G••••• L•• CRD 292413 | Atlanta, GA | independent RIA | $119M | 93% | 3 | $39.8M | 1 | 0 |
| F•••••••• D•••••••• CRD 125383 | Atlanta, GA | independent RIA | $118M | 100% | 3 | $39.4M | 0 | 0 |
| C••••••••• F•••••••• CRD 125494 | Atlanta, GA | independent RIA | $118M | 100% | 3 | $39.3M | 1 | 0 |
| M•••••••• F•••••••• P••••••• I••• CRD 136857 | Atlanta, GA | independent RIA | $116M | 100% | 3 | $38.6M | 0 | 0 |
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330 advisers match.