DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Growth Catalyst Partners, L.P. CRD 311410 | Chicago, IL | asset manager | $1.0B | 0.0% | 0 | n/a | 1 | 15 |
| Longford Capital CRD 284049 | Chicago, IL | asset manager | $1.0B | 0.0% | 0 | n/a | 1 | 4 |
| Burling Wealth Partners CRD 332198 | Chicago, IL | independent RIA | $1.0B | 99% | 6 | $167M | 1 | 0 |
| W•••• E••••• G••••• I••• CRD 29087 | Schaumburg, IL | BD affiliated | $1.0B | 100% | 57 | $17.6M | 37 | 0 |
| H••••••• C•••••• M••••••••• L•• CRD 156524 | Oak Brook, IL | asset manager | $997M | 0.0% | 0 | n/a | 0 | 20 |
| L•••• F•••••••• L•• CRD 297573 | Naperville, IL | independent RIA | $994M | 100% | 7 | $142M | 1 | 0 |
| K••••••• M••••••••• L•• CRD 153099 | Chicago, IL | asset manager | $993M | 0.0% | 0 | n/a | 0 | 4 |
| A••••••• R••••••• I•• CRD 108254 | Chicago, IL | mixed wealth | $991M | 38% | 7 | $142M | 0 | 2 |
| M•••• C•••••• P••••••• M••••••••• L••••• CRD 156890 | Chicago, IL | asset manager | $991M | 0.0% | 0 | n/a | 0 | 2 |
| I•••••••• P••••••• CRD 326896 | Chicago, IL | independent RIA | $971M | 98% | 0 | n/a | 0 | 2 |
| C•••••• A••••••• A•••••••• L•• CRD 311619 | C••••••, IL | asset manager | $970M | 0.0% | 0 | n/a | 4 | 9 |
| T•• M••••• F•••••••• G••••• L•• CRD 109816 | Chicago, IL | independent RIA | $949M | 98% | 9 | $105M | 1 | 0 |
| R••••••• G•••• • C•• CRD 109792 | Deerfield, IL | independent RIA | $938M | 77% | 5 | $188M | 0 | 0 |
| C•••• S••••• A•••• M••••••••• L•• CRD 285814 | Chicago, IL | asset manager | $938M | 0.0% | 0 | n/a | 0 | 3 |
| H••••••• I••••••••• C••••••••• CRD 106923 | Winnetka, IL | independent RIA | $935M | 76% | 3 | $312M | 0 | 0 |
| F•••••••• S•••••••• A••••••• G•••• CRD 125218 | Chicago, IL | independent RIA | $935M | 96% | 8 | $117M | 0 | 0 |
| T••••••• C•••••• A•••••••• L•• CRD 317391 | Northbrook, IL | independent RIA | $927M | 100% | 3 | $309M | 0 | 0 |
| G•• C••••••• L•• CRD 298976 | Chicago, IL | asset manager | $925M | 0.0% | 0 | n/a | 0 | 4 |
| A•••• C•••••• CRD 317544 | Lake Forest, IL | independent RIA | $907M | 93% | 5 | $181M | 0 | 0 |
| R••••••••• W••••• M••••••••• CRD 168346 | Chicago, IL | independent RIA | $906M | 100% | 4 | $227M | 0 | 0 |
| S••••• I••••••••• M••••••••• CRD 158489 | Chicago, IL | independent RIA | $903M | 78% | 4 | $226M | 2 | 0 |
| S••••• F•••••• A•••• M••••••••• L•• CRD 145026 | Elmhurst, IL | mixed wealth | $897M | 21% | 4 | $224M | 0 | 0 |
| P•••••• C•••••• CRD 155566 | Chicago, IL | asset manager | $870M | 0.0% | 0 | n/a | 0 | 0 |
| K•• F•••••••• L•• CRD 165136 | Chicago, IL | mixed wealth | $866M | 20% | 1 | $866M | 0 | 0 |
| X• I••••••••• CRD 284005 | Chicago, IL | asset manager | $866M | 0.0% | 2 | $433M | 0 | 0 |
| G•••••••• R•••••••• I••• CRD 131825 | Chicago, IL | asset manager | $864M | 2.5% | 4 | $216M | 0 | 0 |
| A•••• C•••••• M••••••••• L•• CRD 125303 | Chicago, IL | institutional | $863M | 0.2% | 5 | $173M | 0 | 1 |
| L••••• S••••• L•• CRD 110517 | Geneva, IL | independent RIA | $852M | 99% | 12 | $71.0M | 4 | 0 |
| R••••••••• C•••••• CRD 290557 | Chicago, IL | asset manager | $847M | 0.0% | 0 | n/a | 1 | 5 |
| S•••••••• I••••••••• S••••••••• I••• CRD 143128 | Orland Park, IL | independent RIA | $830M | 90% | 10 | $83.0M | 3 | 0 |
| M•••••••• F•••••••• P••••••••• CRD 122866 | Burr Ridge, IL | independent RIA | $827M | 100% | 5 | $165M | 0 | 0 |
| C•••• S••••••••• L•• CRD 337985 | Chicago, IL | asset manager | $825M | 0.0% | 2 | $413M | 0 | 0 |
| G••••••• C•••••• G•••• CRD 156816 | Chicago, IL | asset manager | $818M | 0.0% | 0 | n/a | 3 | 4 |
| W•••••• A•••• M••••••••• L•• CRD 164003 | Winnetka, IL | asset manager | $806M | 0.0% | 0 | n/a | 0 | 5 |
| C••••••• A•••• M••••••••• L•• CRD 306903 | Morton, IL | independent RIA | $800M | 99% | 23 | $34.8M | 7 | 0 |
| C•••••• W••••• M••••••••• L•• CRD 133877 | Chicago, IL | independent RIA | $793M | 95% | 8 | $99.1M | 2 | 0 |
| C••••••••• W••••• M••••••••• L••• CRD 157998 | Glen Carbon, IL | independent RIA | $792M | 72% | 6 | $132M | 1 | 0 |
| P•••••••• P•••••••• L••••• CRD 156493 | Chicago, IL | asset manager | $787M | 0.0% | 0 | n/a | 0 | 4 |
| F••••• W••••• M••••••••• CRD 104708 | Chicago, IL | independent RIA | $781M | 100% | 5 | $156M | 0 | 0 |
| N•• V••••• W••••• M••••••••• L•• CRD 164775 | Highland Park, IL | independent RIA | $781M | 100% | 1 | $781M | 0 | 0 |
| W••••• F•••••••• S•••••••• L••••• CRD 127385 | Geneseo, IL | independent RIA | $779M | 100% | 9 | $86.6M | 3 | 0 |
| I•••••••• E••• C•••••• M••••••••• L•• CRD 285034 | Chicago, IL | asset manager | $772M | 0.0% | 1 | $772M | 0 | 4 |
| P•••••••• C•••••• M••••••••• L• CRD 328318 | Chicago, IL | other | $769M | 17% | 1 | $769M | 1 | 3 |
| H•••••• I••••••••• S•••••••• L•• CRD 159390 | Oakbrook Terrace, IL | independent RIA | $758M | 81% | 28 | $27.1M | 12 | 0 |
| K•••• F•••••••• A•••• A•••••••• L••• CRD 121399 | Loves Park, IL | independent RIA | $758M | 100% | 14 | $54.1M | 1 | 0 |
| I•••••••• F•••••••• P••••••• CRD 341913 | Naperville, IL | independent RIA | $757M | 99% | 10 | $75.7M | 0 | 0 |
| M••••• W••••• P••••••• CRD 110493 | Northfield, IL | independent RIA | $756M | 100% | 2 | $378M | 1 | 0 |
| T•••• C•••••• W••••• M••••••••• I•• CRD 142728 | St. Charles, IL | independent RIA | $755M | 100% | 22 | $34.3M | 11 | 0 |
| A•• A•••• M••••••••• CRD 288165 | Chicago, IL | asset manager | $754M | 0.0% | 0 | n/a | 0 | 13 |
| O•• C•• M••••••••• L•• CRD 288373 | Chicago, IL | asset manager | $744M | 0.0% | 0 | n/a | 2 | 4 |
The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
678 advisers match.