DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Hudson Value Partners, LLC CRD 301325 | Palm Beach, FL | independent RIA | $678M | 98% | 4 | $170M | 3 | 1 |
| Summit Wealth Partners, LLC CRD 283648 | Orlando, FL | independent RIA | $676M | 97% | 12 | $56.3M | 6 | 0 |
| Advantage Wealth Partners CRD 329635 | Fort Myers, FL | independent RIA | $675M | 96% | 5 | $135M | 1 | 0 |
| T••••••••• C•••••• L•• CRD 291297 | Sarasota, FL | independent RIA | $661M | 98% | 15 | $44.1M | 14 | 1 |
| H••••••• C••••••• L•• CRD 307798 | West Palm Beach, FL | asset manager | $657M | 1.5% | 0 | n/a | 1 | 18 |
| P•••• C•••••• •••••••• C••••••••• CRD 155389 | Tampa, FL | asset manager | $656M | 0.0% | 0 | n/a | 2 | 1 |
| C••••••••• W••••• CRD 142106 | Lake Mary, FL | independent RIA | $653M | 89% | 14 | $46.7M | 3 | 0 |
| D••• K• E••••••• I••• CRD 35971 | Venice, FL | independent RIA | $649M | 77% | 4 | $162M | 0 | 0 |
| P••••• I••••••••• A•••••••• L•• CRD 160333 | Miami, FL | independent RIA | $648M | 91% | 2 | $324M | 0 | 1 |
| A••••• F•• A••••••• L•• CRD 135152 | Orlando, FL | asset manager | $641M | 0.0% | 0 | n/a | 0 | 0 |
| E•• P••••••• CRD 307661 | Ponte Vedra Beach, FL | asset manager | $641M | 0.0% | 0 | n/a | 0 | 6 |
| V•••••• C••••••• L•• CRD 170518 | Miami, FL | independent RIA | $631M | 98% | 8 | $78.9M | 4 | 1 |
| C••••••• W••••• M••••••••• CRD 335042 | Miami, FL | independent RIA | $627M | 100% | 3 | $209M | 0 | 0 |
| B•• F•••••••• A••••••• CRD 110295 | Ponte Vedra Beach, FL | independent RIA | $626M | 96% | 9 | $69.6M | 0 | 0 |
| I••••••••• D••••••••• F•••••• L•• CRD 298015 | Miami Beach, FL | other | $624M | 0.0% | 0 | n/a | 1 | 2 |
| B••• O•••• C•••••• CRD 107833 | West Palm Beach, FL | independent RIA | $619M | 89% | 5 | $124M | 0 | 0 |
| T•••••• A•••••••• L•• CRD 309311 | Sarasota, FL | independent RIA | $619M | 54% | 18 | $34.4M | 11 | 0 |
| H••••• W••••••••• A•••••••• L•• CRD 164905 | Miami, FL | asset manager | $615M | 0.0% | 0 | n/a | 5 | 0 |
| D••••• W••••• M••••••••• CRD 166585 | Tampa, FL | independent RIA | $614M | 100% | 13 | $47.3M | 2 | 0 |
| Z••• I••••••••• L•• CRD 330428 | Palm Beach Gardens, FL | mixed wealth | $614M | 22% | 6 | $102M | 9 | 0 |
| R••• C•••••• A•••••••• L•• CRD 173054 | Miami Beach, FL | independent RIA | $608M | 99% | 14 | $43.5M | 6 | 1 |
| I•••• P•••••• W•••••• L•• CRD 297154 | Jupiter, FL | independent RIA | $608M | 98% | 3 | $203M | 0 | 0 |
| D•••••• F••••• O••••• CRD 338015 | Tavares, FL | independent RIA | $605M | 97% | 8 | $75.6M | 1 | 0 |
| P••••••• U•• CRD 310955 | Miami, FL | other | $605M | 12% | 1 | $605M | 0 | 8 |
| D•••••••• C•••••• M••••••••• L•• CRD 294051 | Clearwater, FL | other | $604M | 0.0% | 0 | n/a | 1 | 2 |
| G•• L••• C•••••• M••••••••• L• CRD 314502 | Miami, FL | asset manager | $592M | 0.0% | 0 | n/a | 1 | 1 |
| F•••••• A••••••• S••••••••• C•••• CRD 43272 | Miami, FL | mixed wealth | $590M | 33% | 4 | $148M | 0 | 1 |
| V••• I••••••••• A•••••••• L• CRD 157341 | Palm Beach Gardens, FL | asset manager | $583M | 0.0% | 0 | n/a | 0 | 8 |
| 5• N•••• P•••••• W••••• CRD 325325 | Winter Park, FL | independent RIA | $581M | 93% | 7 | $83.0M | 0 | 0 |
| H••••• C•••••• M••••••••• I•• CRD 106224 | Palm Beach, FL | independent RIA | $579M | 92% | 3 | $193M | 0 | 0 |
| B•• F••• A•••••••• L•• CRD 298967 | Fort Lauderdale, FL | asset manager | $578M | 0.0% | 0 | n/a | 2 | 8 |
| S••••••••• C••••• P••••••• L• CRD 282955 | Tampa, FL | asset manager | $577M | 0.0% | 0 | n/a | 0 | 3 |
| R•••• W••••• M••••••••• I••• CRD 109638 | Fort Myers, FL | independent RIA | $576M | 100% | 2 | $288M | 2 | 0 |
| S••••••••• C•••••• P•••••••• L•• CRD 171580 | Ft. Lauderdale, FL | asset manager | $575M | 0.0% | 0 | n/a | 0 | 17 |
| S•••••• W••••• M••••••••• G••••• L•• CRD 169274 | Jacksonville, FL | independent RIA | $571M | 98% | 3 | $190M | 0 | 0 |
| T••• C•••••• M••••••••• L•• CRD 312329 | Miami, FL | asset manager | $571M | 0.0% | 0 | n/a | 0 | 2 |
| I••• I••••••••• L•• CRD 131194 | Miami, FL | other | $570M | 0.0% | 1 | $570M | 2 | 1 |
| D•••••••• A•••••••• L•• CRD 307316 | Coral Gables, FL | asset manager | $569M | 0.0% | 0 | n/a | 0 | 3 |
| I•••••• U• L•• CRD 310003 | Coral Gables, FL | other | $568M | 18% | 1 | $568M | 1 | 0 |
| F•••• F•••••••• G•••• CRD 318641 | Fort Lauderdale, FL | independent RIA | $567M | 94% | 5 | $113M | 1 | 0 |
| W•••• W••• C•••••• A•••••••• L•• CRD 311816 | Miami, FL | asset manager | $567M | 0.0% | 0 | n/a | 3 | 34 |
| A•••••• W••••• M••••••••• CRD 296949 | Palm Beach Gardens, FL | independent RIA | $565M | 91% | 8 | $70.7M | 2 | 0 |
| D••••••• W••••• S••••••• L•• CRD 325213 | Miami, FL | independent RIA | $563M | 98% | 4 | $141M | 8 | 0 |
| D••• C•••••• U•• I••• CRD 153544 | Miami, FL | independent RIA | $563M | 73% | 2 | $282M | 0 | 0 |
| P•••••• W••••• M••••••••• I••• CRD 150374 | West Palm Beach, FL | independent RIA | $559M | 99% | 3 | $186M | 1 | 0 |
| F•• C•••••• M••••••••• L••••• CRD 146399 | Boca Raton, FL | independent RIA | $558M | 82% | 5 | $112M | 0 | 0 |
| F•••••••• H•••••• W••••• A••••••• CRD 148271 | Winter Park, FL | independent RIA | $557M | 100% | 7 | $79.6M | 0 | 0 |
| G••••• A••••• A•••••••• L•• CRD 300460 | Orlando, FL | independent RIA | $552M | 99% | 30 | $18.4M | 17 | 0 |
| T••••••• W••••• L•• CRD 341186 | Winter Park, FL | independent RIA | $545M | 98% | 7 | $77.8M | 5 | 0 |
| C••••••• F••••• O••••••• L•• CRD 298776 | Sarasota, FL | independent RIA | $541M | 99% | 5 | $108M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
1,082 advisers match.