DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC CRD 6413 | Fort Mill, SC | BD affiliated | $819B | 96% | 23,319 | $35.1M | 20,864 | 0 |
| Greystar Investment Group, LLC CRD 160665 | Charleston, SC | asset manager | $36B | 0.0% | 0 | n/a | 35 | 51 |
| LPL Enterprise, LLC CRD 8733 | Fort Mill, SC | BD affiliated | $25B | 98% | 3,121 | $8.0M | 1,140 | 0 |
| Apollon Wealth Management, LLC CRD 291902 | Mount Pleasant, SC | independent RIA | $12B | 96% | 144 | $80.3M | 51 | 0 |
| Southstate Private Capital Management LLC CRD 165306 | Columbia, SC | other | $5.0B | 17% | 29 | $171M | 10 | 0 |
| Performa Limited (US), LLC CRD 154232 | Charleston, SC | other | $4.5B | 0.0% | 0 | n/a | 1 | 2 |
| Permcap Investment Office CRD 157476 | Charleston, SC | independent RIA | $4.0B | 72% | 4 | $1.0B | 2 | 0 |
| Tandem Investment Advisors Inc CRD 109392 | Charleston, SC | independent RIA | $3.5B | 94% | 12 | $288M | 0 | 0 |
| Foster Victor CRD 283656 | Greenville, SC | independent RIA | $2.6B | 98% | 20 | $132M | 0 | 0 |
| The Fiduciary Alliance CRD 284924 | Greenville, SC | independent RIA | $2.5B | 93% | 49 | $51.6M | 25 | 0 |
| Abacus Planning Group, Inc. CRD 107994 | Columbia, SC | independent RIA | $2.2B | 92% | 15 | $144M | 2 | 5 |
| Colonial Trust Advisors, Inc. CRD 110257 | Spartanburg, SC | independent RIA | $1.9B | 86% | 15 | $124M | 3 | 0 |
| Greenwood Capital Associates, LLC CRD 115015 | Greenwood, SC | independent RIA | $1.8B | 58% | 16 | $110M | 1 | 0 |
| Ccm Investment Advisers, LLC CRD 105743 | Columbia, SC | independent RIA | $1.5B | 65% | 8 | $194M | 0 | 0 |
| Anchor Investment Management CRD 135296 | Columbia, SC | independent RIA | $1.5B | 91% | 7 | $217M | 0 | 0 |
| Apollon Financial, LLC CRD 321217 | Mount Pleasant, SC | independent RIA | $1.4B | 100% | 20 | $72.4M | 6 | 0 |
| Verity Investment Partners CRD 119630 | Beaufort, SC | independent RIA | $1.4B | 93% | 12 | $117M | 4 | 0 |
| Liberty Hall Capital Partners, L.P. CRD 173159 | Charleston, SC | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 4 |
| Volofin Capital Management CRD 309922 | Daniel Island, SC | other | $1.0B | 0.0% | 0 | n/a | 2 | 1 |
| Ground Swell Capital, LLC CRD 159812 | Folly Beach, SC | asset manager | $949M | 0.0% | 6 | $158M | 0 | 2 |
| Curran Financial Partners, LLC CRD 281943 | Daniel Island, SC | independent RIA | $749M | 87% | 16 | $46.8M | 2 | 0 |
| Discipline Wealth Solutions, Inc. CRD 315846 | Greenville, SC | independent RIA | $747M | 96% | 19 | $39.3M | 12 | 0 |
| Wealth Management Advisors, LLC CRD 171260 | Greenville, SC | independent RIA | $686M | 75% | 5 | $137M | 1 | 0 |
| Global Frontier Investments, LLC CRD 160105 | Charleston, SC | institutional | $682M | 0.0% | 0 | n/a | 1 | 3 |
| Mtm Investment Management, LLC CRD 297500 | Spartanburg, SC | independent RIA | $678M | 97% | 5 | $136M | 0 | 0 |
| Bna Wealth CRD 39326 | Rock Hill, SC | independent RIA | $620M | 99% | 6 | $103M | 0 | 0 |
| Hobbs Group Advisors LLC CRD 157274 | Columbia, SC | independent RIA | $584M | 59% | 7 | $83.5M | 2 | 0 |
| Burkett Financial Services, LLC CRD 140168 | Rock Hill, SC | independent RIA | $573M | 97% | 5 | $115M | 1 | 0 |
| Headland Capital CRD 332277 | Mt. Pleasant, SC | independent RIA | $559M | 93% | 10 | $55.9M | 4 | 0 |
| Global View Investment Advisors, LLC CRD 145499 | Greenville, SC | independent RIA | $554M | 100% | 4 | $138M | 1 | 0 |
| Dividend Assets Capital, LLC CRD 129973 | Ridgeland, SC | independent RIA | $541M | 86% | 6 | $90.1M | 0 | 0 |
| Morris Financial Concepts, Inc. CRD 114862 | Mount Pleasant, SC | independent RIA | $538M | 99% | 10 | $53.8M | 0 | 0 |
| Wealth Intelligently Navigated, LLC CRD 340998 | Greer, SC | independent RIA | $533M | 97% | 7 | $76.1M | 1 | 0 |
| Stokes Capital Advisors, LLC CRD 281278 | Greenwood, SC | independent RIA | $499M | 91% | 1 | $499M | 0 | 0 |
| Jackson Financial Services, LLC CRD 132252 | Mt. Pleasant, SC | independent RIA | $498M | 100% | 1 | $498M | 0 | 0 |
| Fusion Capital, LLC CRD 154726 | Mt. Pleasant, SC | independent RIA | $492M | 100% | 4 | $123M | 3 | 0 |
| Objectivity Squared Wealth Management CRD 311052 | Charleston, SC | independent RIA | $488M | 85% | 4 | $122M | 0 | 0 |
| The Cavanaugh Group Inc CRD 105931 | Kiawah Island, SC | independent RIA | $486M | 98% | 2 | $243M | 0 | 0 |
| Match Grade Advisors CRD 299181 | Greenville, SC | mixed wealth | $479M | 37% | 6 | $79.9M | 1 | 0 |
| Websterrogers Financial Advisors, LLC CRD 121006 | Florence, SC | independent RIA | $461M | 93% | 7 | $65.8M | 3 | 0 |
| Hardin Capital Partners, LLC CRD 153023 | Greenville, SC | independent RIA | $448M | 97% | 1 | $448M | 0 | 0 |
| Primetrust Advisors LLC CRD 141625 | Greenville, SC | institutional | $422M | 3.6% | 2 | $211M | 0 | 0 |
| Hilton Head Capital Partners, LLC CRD 299375 | Hilton Head Island, SC | independent RIA | $410M | 95% | 6 | $68.3M | 4 | 0 |
| Ballast Rock Private Wealth CRD 322064 | Charleston, SC | independent RIA | $406M | 95% | 9 | $45.1M | 0 | 0 |
| Gunderson Capital Management CRD 140795 | Mount Pleasant, SC | independent RIA | $396M | 99% | 3 | $132M | 0 | 0 |
| Goepper Burkhardt LLC CRD 127896 | Greenville, SC | independent RIA | $380M | 99% | 3 | $127M | 0 | 0 |
| Family Legacy, Inc. CRD 110945 | Greenville, SC | independent RIA | $377M | 79% | 7 | $53.9M | 0 | 0 |
| Hilton Head Financial Advisors, Inc. CRD 140249 | Hilton Head, SC | independent RIA | $375M | 92% | 1 | $375M | 0 | 0 |
| Hanover Advisors, Inc CRD 119655 | Seneca, SC | independent RIA | $355M | 99% | 3 | $118M | 0 | 0 |
| Norris Financial Group, LLC CRD 129422 | Greenville, SC | independent RIA | $353M | 92% | 4 | $88.3M | 0 | 0 |
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115 advisers match.