| Woodrow Selvey Knight | Cetera Advisors LLC other | Next Financial Group, Inc. other | Other | Nov 25, 2005 | Oct 28, 2005 |
| Joseph Vincent Murray | Cetera Advisors LLC other | Woodbury Financial Services, Inc. other | Other | Nov 18, 2005 | Jun 29, 2006 (223 d) |
| Jahanguir Azodi | Cetera Advisors LLC other | Berthel Fisher & Company Financial Services, Inc. other | Other | Nov 4, 2005 | Oct 10, 2005 |
| Ronald Allen Kerher | Cetera Advisors LLC other | Kerher Capital Management unclassified | Other | Oct 28, 2005 | Aug 27, 2003 |
| Iain Patrick Reilly | Cetera Advisors LLC other | Centara Capital Management Group, Inc. other | Other | Oct 28, 2005 | Oct 24, 2005 |
| Richard Stevens Yoder | Cetera Advisors LLC other | Ameriprise Financial Services, LLC national BD | Other | Oct 28, 2005 | Mar 15, 2011 (1964 d) |
| Cheri Roman | Cetera Advisors LLC other | A. G. Edwards & Sons, Inc. unclassified | Other | Sep 1, 2005 | Jul 18, 2007 (685 d) |
| Eric A Keller | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Aug 31, 2005 | Sep 1, 2005 |
| Pamela Jean Floyd | Cetera Advisors LLC other | Kms Financial Services, Inc other | Other | Aug 11, 2005 | Jul 29, 2005 |
| Kristine Marie Prisk | Cetera Advisors LLC other | UBS Financial Services Inc. wirehouse | Other | Aug 11, 2005 | Jun 16, 2006 (309 d) |
| Debra Diane Starkey | Cetera Advisors LLC other | Kms Financial Services, Inc other | Other | Aug 11, 2005 | Jul 29, 2005 |
| Kimberly Mae Johnson | Cetera Advisors LLC other | Kms Financial Services, Inc other | Other | Aug 11, 2005 | Jul 29, 2005 |
| Jeffrey Scott Thompson | Cetera Advisors LLC other | Thompson Wealth Advisors state registered | Other | Jul 11, 2005 | Jan 14, 2008 (917 d) |
| Michael Raymond Bacci | Cetera Advisors LLC other | The Strategic Financial Alliance other | Other | Jul 11, 2005 | Jul 25, 2005 |
| Chantal Balcom | Cetera Advisors LLC other | Veritrust Financial, LLC other | Other | Jul 6, 2005 | Jun 22, 2005 |
| Timothy Frank Mcfall | Cetera Advisors LLC other | Veritrust Financial, LLC other | Other | May 27, 2005 | May 4, 2005 |
| Lawrence Robert Fuller II | Cetera Advisors LLC other | Fuller Asset Management, LLC other | Other | May 11, 2005 | Apr 18, 2005 |
| Roger Stephen Augustyn | Cetera Advisors LLC other | New England Securities Corporation other | Other | Mar 16, 2005 | Aug 12, 2005 (149 d) |
| Martin Roy Schenkel | Cetera Advisors LLC other | MML Investors Services, LLC other | Other | Mar 11, 2005 | Apr 12, 2005 (32 d) |
| Patrick Allen Funke | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Feb 10, 2005 | Feb 16, 2005 |
| Craig Ryan Seligman | Cetera Advisors LLC other | 1717 Capital Management Company unclassified | Other | Jan 14, 2005 | Mar 17, 2005 (62 d) |
| Kevin Scott Sanderford | Cetera Advisors LLC other | Strategic Wealth Advisors Group other | Other | Dec 31, 2004 | Jan 15, 2015 (3667 d) |
| Joshua Shane Hunter | Cetera Advisors LLC other | Wells Fargo Advisors wirehouse | Other | Dec 17, 2004 | Oct 16, 2014 (3590 d) |
| Joseph E Shea | Cetera Advisors LLC other | Citizens Securities, Inc. other | Other | Nov 19, 2004 | Jun 5, 2006 (563 d) |
| Brock Brandon Barnes | Cetera Advisors LLC other | LPL Financial LLC other | Other | Nov 11, 2004 | Jan 4, 2007 (784 d) |
| John Timothy Ramirez | Cetera Advisors LLC other | Sagepoint Financial, Inc. other | Other | Oct 29, 2004 | Nov 14, 2005 (381 d) |
| Daniel Eugene Rodriguez | Cetera Advisors LLC other | Investment Professionals, Inc. other | Other | Oct 15, 2004 | Sep 26, 2007 (1076 d) |
| Thomas Mahone Tolleson | Cetera Advisors LLC other | Smh Capital Advisors LLC other | Other | Aug 25, 2004 | Jul 27, 2004 |
| Andrew David Bush | Cetera Advisors LLC other | Voya Financial Advisors, Inc. other | Other | Jul 23, 2004 | Jul 28, 2004 |
| William White Whidden | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jul 22, 2004 | Jun 30, 2004 |
| Thomas Alfred Paulson | Cetera Advisors LLC other | Thomas A. Paulson, Jr., Dba, Thomas A. Paulson, Jr., Cpa state registered | Other | Jul 22, 2004 | Jul 29, 2004 |
| Joseph Anthony Stumbroski | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jul 13, 2004 | Jul 1, 2004 |
| Michael Vincent Valencia | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jul 13, 2004 | Jul 1, 2004 |
| Robert Lawrence Dwonch | Cetera Advisors LLC other | United Heritage Financial Services, Inc. unclassified | Other | Jul 13, 2004 | Jun 30, 2004 |
| Clarence Andrew Krepps | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jul 12, 2004 | Jul 1, 2004 |
| Bryan Vincent Blair | Cetera Advisors LLC other | Wealth Partners, Inc. state registered | Other | Jun 21, 2004 | Sep 20, 2004 (91 d) |
| Victoria Lynnette Swanson | Cetera Advisors LLC other | Advice And Planning Services other | Other | Apr 7, 2004 | Nov 19, 2004 (226 d) |
| Phillip Howard Palmer | Cetera Advisors LLC other | First Independent Advisory Services, Inc. unclassified | Other | Mar 29, 2004 | Aug 23, 2004 (147 d) |
| Paul Wayne Ewing | Cetera Advisors LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Dec 31, 2003 | Mar 7, 2024 (7372 d) |
| Noel David Bennett | Cetera Advisors LLC other | First Independent Advisory Services, Inc. unclassified | Other | Dec 31, 2003 | Oct 28, 2004 (302 d) |
| Duayne Joseph Madl | Cetera Advisors LLC other | Cetera Advisor Networks LLC other | Other | Dec 18, 2003 | Jul 7, 2004 (202 d) |
| Jesse William Hauptrief | Cetera Advisors LLC other | United Securities Alliance, Inc. unclassified | Other | Oct 31, 2003 | Oct 15, 2003 |
| Stephen John Leary | Cetera Advisors LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 17, 2003 | Apr 16, 2013 (3469 d) |
| John Alan Frederickson | Cetera Advisors LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 17, 2003 | Mar 28, 2005 (528 d) |
| Jane Elizabeth Ricardi | Cetera Advisors LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Oct 16, 2003 | Apr 16, 2013 (3470 d) |
| Michael Charles Mattison | Cetera Advisors LLC other | Usallianz Securities, Inc. unclassified | Other | Oct 2, 2003 | Sep 18, 2003 |
| Jerry Lane Smith | Cetera Advisors LLC other | United Securities Alliance, Inc. unclassified | Other | Oct 2, 2003 | Sep 26, 2003 |
| Charles Roy Bigbie | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Sep 8, 2003 | Sep 10, 2003 |
| Cynthia Ruth Low | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jul 2, 2003 | Jun 27, 2003 |
| Rodolfo Villareal Torres | Cetera Advisors LLC other | Torres Financial Services, Inc. state registered | Other | Jun 27, 2003 | Mar 26, 2003 |
| Jeffrey L Alexander | Cetera Advisors LLC other | United Securities Alliance, Inc. unclassified | Other | Jun 27, 2003 | Jun 24, 2003 |
| Quentin Morrow Moore | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jun 20, 2003 | Jun 13, 2003 |
| Timothy Lane | Cetera Advisors LLC other | Geneos Wealth Management, Inc. other | Other | Jun 20, 2003 | Aug 4, 2003 (45 d) |
| William Michael Krzesinski | Cetera Advisors LLC other | Rte Asset Management unclassified | Other | Jun 6, 2003 | Mar 18, 2002 |
| Rickie Gerald Davison | Cetera Advisors LLC other | Dalton Strategic Investment Services Inc. unclassified | Other | Apr 10, 2003 | Jan 26, 2004 (291 d) |
| Daniel William Marx | Cetera Advisors LLC other | Packerland Brokerage Services, Inc. other | Other | Mar 24, 2003 | Apr 27, 2017 (5148 d) |
| Patricia Elizabeth Monat | Cetera Advisors LLC other | Sii Investments, Inc. other | Other | Feb 5, 2003 | Feb 25, 2003 |
| David Bruce Mcmillen | Cetera Advisors LLC other | Crown Capital Securities, L.P. other | Other | Jan 21, 2003 | Jan 24, 2003 |
| James Thomas Mcmanus | Cetera Advisors LLC other | Kestra Advisory Services, LLC other | Other | Jan 21, 2003 | Jun 9, 2016 (4888 d) |
| Joseph Peter Michalski | Cetera Advisors LLC other | Nfp Advisor Services, LLC other | Other | Jan 21, 2003 | Jan 3, 2003 |