DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cetera Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Konner Lessard | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 4, 2023 |
| Kyle Tate Laughlin | Cetera Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 29, 2023 | Oct 2, 2023 |
| Christina Kay Robb | Cetera Advisors LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2023 | Sep 14, 2023 |
| Amalea Zegarzewski | Cetera Advisors LLC BD affiliated | Orion Portfolio Solutions, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2023 | Sep 8, 2023 |
| Blaine Evans Burnett | Cetera Advisors LLC BD affiliated | Eldon Reese Advisory Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 28, 2023 | Aug 29, 2023 |
| Anthony Cesare Privetera | Cetera Advisors LLC BD affiliated | Caleo Capital N.A. LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2023 | Dec 19, 2023 (126 d) |
| Richard Patrick Biagiotti | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Aug 9, 2023 |
| Adam J Locascio | Cetera Advisors LLC BD affiliated | W&S Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2023 | Sep 18, 2023 (35 d) |
| Mark Timothy Fitch | Cetera Advisors LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Jul 28, 2022 |
| Cale Olbert | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Aug 11, 2023 |
| William Howard Powers | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2023 | Jul 24, 2023 |
| Amy Martin | Cetera Advisors LLC BD affiliated | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2023 | Jul 21, 2023 |
| Gerald Holton Deatherage | Cetera Advisors LLC BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2023 | Jul 13, 2023 |
| Amanda Marie Weese | Cetera Advisors LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2023 | Jul 12, 2023 |
| James F Boyle | Cetera Advisors LLC BD affiliated | Alexander Capital Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2023 | Jan 2, 2026 (911 d) |
| Timothy John Ressler | Cetera Advisors LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 6, 2023 | Jul 10, 2023 |
| Catherine L Lantz | Cetera Advisors LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 20, 2023 |
| Amber Donn Eduvigen | Cetera Advisors LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jun 21, 2023 |
| Nicole Karen Choi | Cetera Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2023 | May 31, 2023 |
| Gerald Russell Geddes | Cetera Advisors LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | Sep 7, 2023 (119 d) |
| John Frederick Bohinski | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2023 | May 5, 2023 |
| Ashley L. Winn | Cetera Advisors LLC BD affiliated | Smith Brothers Financial, LLC other | Other | Apr 18, 2023 | May 2, 2023 |
| Ryan Ramos | Cetera Advisors LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 13, 2023 | Apr 27, 2023 |
| Andrew Ross Warner | Cetera Advisors LLC BD affiliated | Pcg Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2023 | Apr 10, 2023 |
| Dustin Mac Brown | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2023 | Apr 6, 2023 |
| Jordan Raymond | Cetera Advisors LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | May 23, 2023 (49 d) |
| Lawrence Ira Prozan | Cetera Advisors LLC BD affiliated | Prozan Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2023 | Dec 2, 2008 |
| Alan Thomas Topolski | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2023 | Apr 22, 2023 |
| Stephanie Davis | Cetera Advisors LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2023 | Dec 20, 2023 (281 d) |
| Christopher M Reed | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2023 | Mar 7, 2023 |
| Stephen Jerome Horn | Cetera Advisors LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 21, 2023 | Feb 17, 2023 |
| Abbey Dawn Eastham | Cetera Advisors LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2023 | Feb 8, 2023 |
| Albert Michael Stanton | Cetera Advisors LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 30, 2023 | Jan 27, 2023 |
| Latisha M Pryor | Cetera Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2022 | Feb 23, 2023 (54 d) |
| Jeremy Jacob Purvines | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2022 | Dec 21, 2022 |
| Michael Gilbert Hackler | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2022 | Dec 12, 2022 |
| Maxine Louise Christensen | Cetera Advisors LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2022 | Nov 30, 2022 |
| Kent Eugene Rains | Cetera Advisors LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2022 | Nov 30, 2022 |
| Bryndon Lee Manzer | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2022 | Sep 10, 2024 (652 d) |
| Jason Brian Stewart | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2022 | Nov 25, 2022 |
| Jessica Ann Musshafen | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2022 | Nov 25, 2022 |
| Joseph Appleton Bassett | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2022 | Nov 3, 2023 (345 d) |
| Charles Edmund Dillon | Cetera Advisors LLC BD affiliated | M1 Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2022 | Apr 18, 2022 |
| Nicholas Hernandez | Cetera Advisors LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 26, 2022 | Jan 17, 2023 (83 d) |
| David Wayne Thompson | Cetera Advisors LLC BD affiliated | Heritage Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 20, 2022 | Oct 18, 2022 |
| Dustin Andrew Johnson | Cetera Advisors LLC BD affiliated | Heritage Asset Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 19, 2022 | Oct 18, 2022 |
| Adrian A Duran | Cetera Advisors LLC BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2022 | Mar 10, 2023 (149 d) |
| John David Loden | Cetera Advisors LLC BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2022 | Nov 27, 2022 (52 d) |
| Amy Lea Belcher | Cetera Advisors LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Jun 29, 2023 (276 d) |
| Michael Andrew Brandon | Cetera Advisors LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2022 | Sep 6, 2022 |
| Bryan Edward Mazza | Cetera Advisors LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Sep 7, 2022 |
| William Joseph O'Neil | Cetera Advisors LLC BD affiliated | First Advisors National, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2022 | Aug 16, 2022 |
| Mark Ryan Oneil | Cetera Advisors LLC BD affiliated | First Advisors National, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2022 | Aug 12, 2022 |
| Kevin Gerard Arrien | Cetera Advisors LLC BD affiliated | Arrien Investments, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 10, 2022 | Jul 17, 2022 |
| David Allen Lingel | Cetera Advisors LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 10, 2022 | Aug 29, 2022 |
| Richard Dale Almond | Cetera Advisors LLC BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2022 | Aug 8, 2022 |
| Cole T Schmitt | Cetera Advisors LLC BD affiliated | Alesco Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2022 | Sep 2, 2022 |
| James Brandon Whitlock | Cetera Advisors LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2022 | Oct 4, 2022 (62 d) |
| Geoffrey Ryan Lemoine | Cetera Advisors LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2022 | Nov 18, 2022 (112 d) |
| Jeremy Michael Matranga | Cetera Advisors LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2022 | Jul 22, 2022 |
910 moves match.