DFX Intelligence
Advisor moves
Departures from Cetera Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alex Ray Hansen | Cetera Advisors LLC BD affiliated | Arrien Investments, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 20, 2022 | Jul 17, 2022 |
| Brian Timothy Farris | Cetera Advisors LLC BD affiliated | Financial Design Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2022 | Apr 18, 2022 |
| Christopher Brian Farris | Cetera Advisors LLC BD affiliated | Financial Design Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2022 | Apr 18, 2022 |
| Dennis Lynn Starbuck | Cetera Advisors LLC BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2022 | Jun 20, 2022 |
| Nicole Lynn Starbuck | Cetera Advisors LLC BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2022 | Jun 16, 2022 |
| Joshua Michael Roth | Cetera Advisors LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 17, 2022 | Aug 10, 2022 (54 d) |
| Daniel Arceo Miller | Cetera Advisors LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2022 | Jun 8, 2022 |
| Matthew A Foertsch | Cetera Advisors LLC BD affiliated | Athena Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 1, 2022 | May 27, 2022 |
| Christopher Cook | Cetera Advisors LLC BD affiliated | Bright Futures Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2022 | Aug 23, 2021 |
| Adriel John Gaines | Cetera Advisors LLC BD affiliated | Kms Financial Services, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2022 | Jul 31, 2019 |
| John Gordon Gutowsky | Cetera Advisors LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2022 | Apr 29, 2022 |
| Dustin Neil Christopherson | Cetera Advisors LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2022 | Apr 29, 2022 |
| Matthew David Jadwisiak | Cetera Advisors LLC BD affiliated | Axim Planning & Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 27, 2022 | Apr 26, 2022 |
| Joseph Paul Montana | Cetera Advisors LLC BD affiliated | Twelve Points Wealth Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2022 | May 22, 2025 (1150 d) |
| Laile Neal Landauer | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2022 | Nov 26, 2025 (1350 d) |
| Christy Lynne Nelson | Cetera Advisors LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2022 | May 12, 2023 (458 d) |
| Daniel Kevin O'Doherty | Cetera Advisors LLC BD affiliated | Alera Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2022 | Feb 7, 2022 |
| John Harrison Graves | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2022 | Jan 21, 2022 |
| Sean David Patrick | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2022 | Jan 21, 2022 |
| Michael Paul Jeanfreau | Cetera Advisors LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Feb 17, 2022 (43 d) |
| Paul David Beard | Cetera Advisors LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2022 | Jan 3, 2022 |
| Matthew Gaeta | Cetera Advisors LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 4, 2022 | Jan 10, 2022 |
| Steven James Molinario | Cetera Advisors LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jan 4, 2022 | Feb 9, 2022 (36 d) |
| Gregory Michael Hoover | Cetera Advisors LLC BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2022 | Jan 5, 2022 |
| Jo Ellen Kearny | Cetera Advisors LLC BD affiliated | Apex Capital Management, L.L.C. other | Other | Dec 31, 2021 | Nov 29, 2021 |
| Matthew Kieran Byrne | Cetera Advisors LLC BD affiliated | M.K. Byrne & Co. LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2021 | Mar 12, 2020 |
| Geoffrey Carson Aden | Cetera Advisors LLC BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Dec 15, 2021 |
| Jason Boyce Piper | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 14, 2021 | Dec 14, 2021 |
| Thomas John Palm | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2021 | Nov 23, 2021 |
| Charles William Weber | Cetera Advisors LLC BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2021 | Mar 3, 2023 (459 d) |
| Patricia Lynn Davies | Cetera Advisors LLC BD affiliated | Maryland Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2021 | Nov 22, 2021 |
| Nicholas Palumbo | Cetera Advisors LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Mar 3, 2022 (101 d) |
| Joseph Alan Perry | Cetera Advisors LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2021 | Nov 13, 2020 |
| Dale Ruppert Hancock | Cetera Advisors LLC BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2021 | Apr 30, 2025 (1267 d) |
| Brandon Decastro | Cetera Advisors LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2021 | Mar 25, 2022 (141 d) |
| Thomas C Mclaurin | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2021 | Nov 1, 2021 |
| Heather Hitch | Cetera Advisors LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 27, 2021 | May 9, 2022 (194 d) |
| John Frank Donoso | Cetera Advisors LLC BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Oct 18, 2021 |
| Rickie Gale Walters | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Oct 3, 2021 |
| Stacey Neal Brooks | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Oct 4, 2021 |
| Michael Shawn Anthony | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Oct 4, 2021 |
| Keith Donavan Thieman | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Oct 4, 2021 |
| Byron Keith Larkin | Cetera Advisors LLC BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Sep 2, 2021 |
| Sharon Lynn Campbell | Cetera Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2021 | Nov 2, 2021 (92 d) |
| Anthony Ghassan Raad | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Jul 30, 2021 |
| Dana Nicole Utgard | Cetera Advisors LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Aug 11, 2021 |
| Jonathan Shane Hunter | Cetera Advisors LLC BD affiliated | Stewardship Financial Advisors, LLC other | Other | Jul 20, 2021 | Dec 3, 2007 |
| Charles Bernard Pyke | Cetera Advisors LLC BD affiliated | Stewardship Capital Management, LLC no RAUM | Other | Jul 20, 2021 | Oct 20, 2014 |
| Matthew Scott Godleski | Cetera Advisors LLC BD affiliated | Stewardship Financial Advisors, LLC other | Other | Jul 20, 2021 | Apr 27, 2015 |
| Matthew Hand | Cetera Advisors LLC BD affiliated | Captrust institutional | Other | Jul 20, 2021 | Apr 26, 2021 |
| Dirk Alden Brown | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Jul 15, 2021 |
| Jason Ryan Stahl | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2021 | Aug 14, 2021 |
| Brian Michael Bass | Cetera Advisors LLC BD affiliated | Mclean Asset Management Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2021 | Jul 12, 2021 |
| Jacob Charles Scattergood | Cetera Advisors LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Jun 25, 2021 |
| Timothy Michael Conway | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2021 | Jul 10, 2023 (739 d) |
| Kendra Sue Delisa | Cetera Advisors LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2021 | Jun 29, 2023 (730 d) |
| Patrick James Plunkett | Cetera Advisors LLC BD affiliated | Stewardship Financial Advisors, LLC other | Other | Jun 18, 2021 | Aug 29, 2017 |
| Anne Elizabeth Crabbe | Cetera Advisors LLC BD affiliated | Guardian Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 15, 2021 | Jun 14, 2021 |
| James Edwin Bunke | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | Jun 4, 2021 |
| Judith Ileen Caine | Cetera Advisors LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2021 | Jun 29, 2023 (804 d) |
910 moves match.