DFX Intelligence
Advisor moves
Departures from Cetera Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jesus Manuel Beltran | Cetera Advisors LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2021 | Nov 12, 2020 |
| Katherine L Danbury | Cetera Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 15, 2021 | May 14, 2021 (60 d) |
| Korsa Nzidee | Cetera Advisors LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2021 | Aug 9, 2023 (911 d) |
| Brendan Patrick Byrne | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2021 | Jan 29, 2021 |
| Joseph John Kovach | Cetera Advisors LLC BD affiliated | Rockport Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2021 | Jul 10, 2018 |
| Adam Richard Stalnaker | Cetera Advisors LLC BD affiliated | Rockport Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2021 | Jul 10, 2018 |
| Michael Thomas Jones | Cetera Advisors LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2021 | Jan 4, 2021 |
| Edward Andrews Castleberry | Cetera Advisors LLC BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 7, 2021 |
| Alejandro Julius Haas | Cetera Advisors LLC BD affiliated | Copper Square Private Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2020 | Apr 13, 2021 (103 d) |
| Jordana Rose Lokken | Cetera Advisors LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 31, 2020 | Jun 16, 2021 (167 d) |
| Brian Howard Saranovitz | Cetera Advisors LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Feb 23, 2021 (62 d) |
| Barton Liro | Cetera Advisors LLC BD affiliated | Hero Investment Planners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 23, 2020 | Mar 2, 2021 (69 d) |
| Alfonso Rocco Saverino | Cetera Advisors LLC BD affiliated | Metro Private Wealth LLC unclassified | Other | Dec 23, 2020 | Feb 10, 2022 (414 d) |
| Daniel Jeremiah Ortiz | Cetera Advisors LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2020 | Dec 1, 2020 |
| Rex Noble Points | Cetera Advisors LLC BD affiliated | Horan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 23, 2020 | Nov 30, 2020 |
| Daniel Guy Cote | Cetera Advisors LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2020 | Nov 20, 2020 |
| Shawn Garand Webb | Cetera Advisors LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2020 | Nov 4, 2020 |
| Louis Kin Shing Lo | Cetera Advisors LLC BD affiliated | Sws Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 15, 2020 | Oct 18, 2020 |
| Timothy Robert Knapp | Cetera Advisors LLC BD affiliated | Cascadia Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2020 | Aug 23, 2019 |
| Clifton Marcellus Coger | Cetera Advisors LLC BD affiliated | Sovereign Global Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 12, 2020 | Dec 23, 2020 (72 d) |
| Mary Turner Masters | Cetera Advisors LLC BD affiliated | Masters Tax And Financial Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 1, 2020 | Oct 9, 2020 |
| Joshua William Isherwood | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2020 | Sep 9, 2020 |
| Michael Eugene Peterson | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Sep 4, 2020 |
| Scott William Norvell | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Aug 28, 2020 |
| Chad Russell Peterson | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Aug 28, 2020 |
| Monte Lee Peterson | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Aug 28, 2020 |
| Adam John Bailey | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Sep 4, 2020 |
| Brandon Daniel Dirkschneider | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Sep 4, 2020 |
| Michael James Shonsey | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Aug 28, 2020 |
| Nathaniel Edward Edie | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Aug 28, 2020 |
| Cindy S Bojanski | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Sep 4, 2020 |
| Dustin Richard Johnson | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Sep 4, 2020 |
| Matthew Medlock | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2020 | Sep 4, 2020 |
| James Lawrence Brejcha | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2020 | Aug 19, 2020 |
| Curtis Bradley Goddard | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2020 | Aug 14, 2020 |
| Robert Gerald Taylor | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2020 | Aug 14, 2020 |
| Jeffrey Lawrence Swearingen | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2020 | Aug 14, 2020 |
| Patricia Mapel | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2020 | Aug 18, 2020 |
| Aaron Scott Mckinney | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2020 | Aug 14, 2020 |
| Terry Lee Devore | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2020 | Aug 14, 2020 |
| Steven James Henderson | Cetera Advisors LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2020 | Aug 14, 2020 |
| Breanna Sykes | Cetera Advisors LLC BD affiliated | Copper Leaf Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2020 | Aug 31, 2020 |
| Robert Stephan Ruckman | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2020 | Aug 12, 2020 |
| Richard Scott Carver | Cetera Advisors LLC BD affiliated | Ifg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2020 | Jun 4, 2020 |
| Rial Robert Moulton | Cetera Advisors LLC BD affiliated | Moulton Wealth Management, Inc no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2020 | Aug 12, 2019 |
| Donald Joseph Moulton | Cetera Advisors LLC BD affiliated | Moulton Wealth Management, Inc no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2020 | Aug 12, 2019 |
| Pamela Yvonne Dobson | Cetera Advisors LLC BD affiliated | Moulton Wealth Management, Inc no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 18, 2020 | Sep 16, 2019 |
| Jonathan J London | Cetera Advisors LLC BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | May 15, 2020 | Jun 4, 2020 |
| Zachary Joseph Wielgoszinski | Cetera Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2020 | May 28, 2020 |
| Michael Paul Jurgensen | Cetera Advisors LLC BD affiliated | Cetera Investment Advisers LLC other | Other | May 5, 2020 | Nov 13, 2014 |
| Alan Blake Mclellan | Cetera Advisors LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 5, 2020 | May 1, 2020 |
| Chad C Blackstone | Cetera Advisors LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 5, 2020 | Feb 2, 2023 (1003 d) |
| James William Mclellan | Cetera Advisors LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 5, 2020 | May 5, 2020 |
| Scott Timothy Cavey | Cetera Advisors LLC BD affiliated | Avior Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2020 | May 13, 2020 |
| Timothy David Mollak | Cetera Advisors LLC BD affiliated | Avior Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2020 | Jan 21, 2026 (2088 d) |
| Brian Allan Thomson | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2020 | Mar 9, 2021 (321 d) |
| Teague Purcell | Cetera Advisors LLC BD affiliated | Due Diligence Works, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 1, 2020 | Feb 24, 2022 (694 d) |
| Robert Hunter Flink | Cetera Advisors LLC BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Feb 27, 2020 | Jun 16, 2020 (110 d) |
| Richard Brian Coloni | Cetera Advisors LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2020 | Feb 19, 2020 |
| Jacob Ryan Stewart | Cetera Advisors LLC BD affiliated | Granite Financial Partners mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2020 | Sep 23, 2020 (217 d) |
910 moves match.