DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Strategic Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Alexander Tallon | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2026 | Aug 11, 2026 (36 d) |
| Monica Adriana Mantilla | Strategic Advisers LLC national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jul 24, 2026 |
| Nicole Santaroni | Strategic Advisers LLC national BD | Capital Group Private Client Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Aug 13, 2026 (38 d) |
| John Anthony Wilmer | Strategic Advisers LLC national BD | Grimes & Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jun 30, 2026 |
| Jack Guy Taylor | Strategic Advisers LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2026 | Jul 29, 2026 |
| Marco Zafarana | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2026 | Jul 28, 2026 |
| Christy Leigh Tryder | Strategic Advisers LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2026 | Aug 12, 2026 (42 d) |
| William Tyler Bowles | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jul 10, 2026 |
| Rockford Harrison Wirth | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Aug 5, 2026 (40 d) |
| Andrew David Gosselin | Strategic Advisers LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 26, 2026 | Jun 29, 2026 |
| Scott Milani | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jul 15, 2026 |
| John Pickowicz | Strategic Advisers LLC national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Aug 6, 2026 (42 d) |
| Chad Errick Valchar | Strategic Advisers LLC national BD | R.I.T. Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 25, 2026 | Sep 8, 2026 (75 d) |
| Cody Patton | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 25, 2026 | Jul 27, 2026 (32 d) |
| Connor Brandeen | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 26, 2026 |
| Jordan Issac Parkinson | Strategic Advisers LLC national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 25, 2026 | Jun 22, 2026 |
| Brandon Louis Nguyen | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 26, 2026 |
| John Magliula | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 26, 2026 |
| Passant Abbas | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 18, 2026 |
| Kelsey Leighton | Strategic Advisers LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jul 14, 2026 |
| Ryan Bradley Davis | Strategic Advisers LLC national BD | Bakeravenue independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2026 | Aug 3, 2026 (40 d) |
| Brittany Alissa Laine | Strategic Advisers LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2026 | Jun 30, 2026 |
| Linh Tue Nguyen | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 22, 2026 | Jul 10, 2026 |
| Jeffrey John Fortune | Strategic Advisers LLC national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2026 | Jul 14, 2026 |
| Jeffrey Scott Hughes | Strategic Advisers LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jul 15, 2026 |
| Robert S Wiese | Strategic Advisers LLC national BD | Quincy Wells Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2026 | Sep 14, 2026 (88 d) |
| Alisha Cochran | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2026 | Jun 18, 2026 |
| Nathaniel Josiah Sarkar | Strategic Advisers LLC national BD | Redwood Money state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 18, 2026 | Jul 22, 2026 (34 d) |
| Arist Sher-Jan | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2026 | Jun 29, 2026 |
| Kyle J. Meaux | Strategic Advisers LLC national BD | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2026 | May 27, 2026 |
| Irvin Ortiz Chavez | Strategic Advisers LLC national BD | Robinhood Asset Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Sep 8, 2026 (82 d) |
| Marcus Ryan Owens | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2026 | Jun 29, 2026 |
| Bradley D. Boogren | Strategic Advisers LLC national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2026 | Aug 25, 2026 (69 d) |
| George Leo Barrett | Strategic Advisers LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2026 | Jun 30, 2026 |
| Stewart Thomas Butler | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 17, 2026 |
| Lejla Salcin | Strategic Advisers LLC national BD | Walser Wealth Management Company, A Limited Liability Company independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2026 | Aug 28, 2026 (77 d) |
| Svetlana Malinovskaya | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 23, 2026 |
| Jordan Lloyd Alma Prestwich | Strategic Advisers LLC national BD | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2026 | Jun 12, 2026 |
| Curtis Warner | Strategic Advisers LLC national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jul 7, 2026 |
| Jackie Kyle Curtis | Strategic Advisers LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 5, 2026 |
| Joseph Ninivaggi | Strategic Advisers LLC national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 20, 2026 |
| Ryan Clay Schwartz | Strategic Advisers LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2026 | Jun 9, 2026 |
| Benjamin B. Creamer | Strategic Advisers LLC national BD | Zinnia Wealth Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2026 | Jul 28, 2026 (47 d) |
| Brandon T. Whitmore | Strategic Advisers LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jul 2, 2026 |
| Brighton John | Strategic Advisers LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 8, 2026 |
| Jackson Dugger | Strategic Advisers LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jul 6, 2026 |
| Adam Hershman | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 16, 2026 |
| Christian A Salazar | Strategic Advisers LLC national BD | Hub Investment Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2026 | Jun 4, 2026 |
| Cameron J. Walker | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2026 | Jun 26, 2026 |
| Dylan Charles Chandler | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 15, 2026 |
| Nicholas Gopaul | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Jun 16, 2026 |
| Sydney Marie Pasterczyk | Strategic Advisers LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2026 | Jul 24, 2026 (43 d) |
| Jeffrey W Zapolski | Strategic Advisers LLC national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 8, 2026 |
| Paul Seibt | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 10, 2026 | Jul 16, 2026 (36 d) |
| Aaron Jacob Hunt | Strategic Advisers LLC national BD | Financial Enhancement Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2026 | Jun 29, 2026 |
| Alexis Mena | Strategic Advisers LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jun 16, 2026 |
| Joseph Almon | Strategic Advisers LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 9, 2026 | Jul 24, 2026 (45 d) |
| Nicholas Kavelaris | Strategic Advisers LLC national BD | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jun 8, 2026 |
| Daniel Braun | Strategic Advisers LLC national BD | Westwood Management Corp other | Other | Jun 5, 2026 | Jul 8, 2026 (33 d) |
| Alexander C Williams | Strategic Advisers LLC national BD | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 8, 2026 |
3,585 moves match.