DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Avantax Advisory Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Deborah Leigh Jones | Avantax Advisory Services BD affiliated | Jones Tax & Investment Planning Services, Inc. unclassified | Other | Sep 5, 2025 | Jan 2, 1998 |
| Deanna Jean Gutta | Avantax Advisory Services BD affiliated | Davie Kaplan Wealth Care Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2025 | Aug 22, 2025 |
| John J Nicklas | Avantax Advisory Services BD affiliated | Meaden & Moore Financial Services, Ltd. unclassified | Other | Sep 5, 2025 | Oct 7, 2020 |
| Phylip Charles Simmons | Avantax Advisory Services BD affiliated | Ats Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2025 | Mar 18, 2025 |
| Ryan Paul Fischer | Avantax Advisory Services BD affiliated | Pk Financial Strategies, LLC unclassified | Other | Sep 5, 2025 | Mar 17, 2020 |
| Glenna Joy Durwin | Avantax Advisory Services BD affiliated | Davie Kaplan Wealth Care Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2025 | Nov 29, 2022 |
| Grace M Lopez-Williams | Avantax Advisory Services BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 18, 2025 |
| Edward Bowman Pettegrew | Avantax Advisory Services BD affiliated | Meaden & Moore Financial Services, Ltd. unclassified | Other | Sep 5, 2025 | Jul 28, 2021 |
| Nicholas Michael Piehler | Avantax Advisory Services BD affiliated | Davie Kaplan Wealth Care Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2025 | Feb 7, 2024 |
| Sheila Marie Monachino | Avantax Advisory Services BD affiliated | Davie Kaplan Wealth Care Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2025 | Feb 7, 2024 |
| Timothy Riley | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Aug 25, 2025 |
| Richard Edward Mitchen | Avantax Advisory Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Aug 29, 2025 |
| Eric Wayne Mitchen | Avantax Advisory Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Sep 3, 2025 |
| Jeffrey Donald Metzger | Avantax Advisory Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Sep 3, 2025 |
| Simha R Portnoy | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Aug 29, 2025 |
| Caitlyn Marie Tierney | Avantax Advisory Services BD affiliated | Westover Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2025 | Sep 3, 2025 |
| Huan Wang | Avantax Advisory Services BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Sep 26, 2025 |
| Tyler Mcconville | Avantax Advisory Services BD affiliated | Retirement Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2025 | Aug 28, 2025 |
| Damian Zuniga | Avantax Advisory Services BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 28, 2025 |
| Oluwaribigbe Durosoga | Avantax Advisory Services BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2025 | Sep 11, 2025 |
| David Douglas Burson | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Jul 17, 2025 |
| Andrew Richard Staley | Avantax Advisory Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2025 | Jul 31, 2025 |
| Ted Andrew Ferik | Avantax Advisory Services BD affiliated | Brady Martz Wealth Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jul 25, 2025 |
| Mark David Bulmer | Avantax Advisory Services BD affiliated | Forum Financial Management, LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2025 | Jul 1, 2025 |
| Kevin Michael Benson | Avantax Advisory Services BD affiliated | Forum Financial Management, LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2025 | Jul 7, 2025 |
| Justin David Rees | Avantax Advisory Services BD affiliated | Cambria Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 27, 2025 | Jun 13, 2025 |
| Anthony Robert Henderson | Avantax Advisory Services BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 17, 2025 |
| Preston Blair Smith | Avantax Advisory Services BD affiliated | Mariner Wealth no RAUM | Other | Jun 20, 2025 | Jun 27, 2025 |
| Trisha Joy Rieman | Avantax Advisory Services BD affiliated | Mariner Wealth no RAUM | Other | Jun 20, 2025 | Jun 27, 2025 |
| Walter Christian Etterlee | Avantax Advisory Services BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2025 | Jun 17, 2025 |
| Taylor Gilpin | Avantax Advisory Services BD affiliated | Mariner Wealth no RAUM | Other | Jun 20, 2025 | Jun 23, 2025 |
| Erika Teich Corbin | Avantax Advisory Services BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 13, 2025 | Jun 13, 2025 |
| Timothy Glenn Powell | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 4, 2025 |
| Molly Elizabeth Myers | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 4, 2025 |
| Patrick J. Burke | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 4, 2025 |
| Dean Robert Johns | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 3, 2025 |
| Nicholas Groman | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 4, 2025 |
| Matthew Walter Tarka | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 4, 2025 |
| Justin William Lehkamp | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 4, 2025 |
| Joshua Martin Wentz | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 4, 2025 |
| Scott Alex Cavazos | Avantax Advisory Services BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 2, 2025 |
| Richard N Kohtz | Avantax Advisory Services BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | May 29, 2025 |
| James Garrett Janka | Avantax Advisory Services BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2025 | May 13, 2025 |
| Kumar Bhandari | Avantax Advisory Services BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | Aug 11, 2026 (459 d) |
| Peter David Flemming | Avantax Advisory Services BD affiliated | Afs Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 6, 2025 | May 2, 2025 |
| Brian Couzens | Avantax Advisory Services BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2025 | May 1, 2025 |
| Elford Smith Morgan | Avantax Advisory Services BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2025 | May 2, 2025 |
| Howard Slutsky | Avantax Advisory Services BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 21, 2025 | Jun 20, 2025 (60 d) |
| Jason Edward Thomas | Avantax Advisory Services BD affiliated | One Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2025 | Apr 11, 2025 |
| Jacob Magnuson | Avantax Advisory Services BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2025 | Jul 14, 2025 (87 d) |
| Sarah Schwieterman | Avantax Advisory Services BD affiliated | Peak Retirement Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2025 | May 15, 2025 |
| Sarah E Robinson | Avantax Advisory Services BD affiliated | Supreme Alliance LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2025 | Jul 15, 2025 (113 d) |
| Brian Sherman | Avantax Advisory Services BD affiliated | Missionsquare Retirement BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Mar 24, 2025 |
| James E Labrecque | Avantax Advisory Services BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2025 | Mar 6, 2025 |
| Adam Cox | Avantax Advisory Services BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Apr 15, 2025 (50 d) |
| Jeremy Evens | Avantax Advisory Services BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 24, 2025 |
| Brendan Michael Begley | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Feb 3, 2025 |
| James V Anza | Avantax Advisory Services BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2025 | Feb 3, 2025 |
| Taylor Jordan Walker | Avantax Advisory Services BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Mar 3, 2025 (34 d) |
| Nelson Robert Matzen | Avantax Advisory Services BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Feb 28, 2025 (35 d) |
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1,143 moves match.