DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nomura Investment Management Business Trust

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
James Murphy Brown	Nomura Investment Management Business Trust asset manager	Victory Capital Management Inc. asset manager	Other	Jul 16, 2026	Jul 22, 2026
Timothy Todd Katusha	Nomura Investment Management Business Trust asset manager	LPL Financial LLC BD affiliated	Other	Mar 17, 2026	Mar 16, 2026
Zachary Khoi-Minh Pyers	Nomura Investment Management Business Trust asset manager	Vanguard Advisers, Inc. BD affiliated	Other	Aug 6, 2025	Mar 12, 2026 (218 d)
Neal Blaine Guidry	Nomura Investment Management Business Trust asset manager	Blackrock Investment Management, LLC other	Other	Jun 10, 2025	Jun 23, 2025
Daniel James Magill	Nomura Investment Management Business Trust asset manager	Wells Fargo Advisors wirehouse	Other	Jun 10, 2025	Mar 18, 2026 (281 d)
Andrew Koltunowicz	Nomura Investment Management Business Trust asset manager	Paradigm Investment Advisory, LLC independent RIA	Other	Jan 2, 2025	Dec 3, 2025 (335 d)
Mathew Vetter	Nomura Investment Management Business Trust asset manager	Edward Jones national BD	Other	Dec 3, 2024	Feb 10, 2025 (69 d)
Anthony Michael Philips	Nomura Investment Management Business Trust asset manager	Percent Advisors LLC other	Other	Dec 3, 2024	Jun 26, 2026 (570 d)
Marcus Paul Anderson	Nomura Investment Management Business Trust asset manager	Voya Investment Management Co. LLC asset manager	Other	Nov 21, 2024	May 6, 2025 (166 d)
Dennis Alan Macdonald	Nomura Investment Management Business Trust asset manager	Advisors Asset Management, Inc. other	Other	Oct 31, 2024	Dec 4, 2024 (34 d)
Jaclyn Rose Gantz	Nomura Investment Management Business Trust asset manager	Amg Funds LLC asset manager	Other	Oct 23, 2024	Jul 8, 2025 (258 d)
Andrews Dadeboe	Nomura Investment Management Business Trust asset manager	Strategic Advisers LLC national BD	Other	Sep 4, 2024	May 7, 2025 (245 d)
Mark A Endres	Nomura Investment Management Business Trust asset manager	T. Rowe Price Associates, Inc. asset manager	Other	May 9, 2024	Aug 30, 2024 (113 d)
Norina R Vittese	Nomura Investment Management Business Trust asset manager	Radcliffe Capital Management, L.P. asset manager	Other	Oct 13, 2023	Nov 7, 2023
John Henry O'Brien	Nomura Investment Management Business Trust asset manager	Alliancebernstein L.P. asset manager	Other	Sep 21, 2023	Nov 13, 2023 (53 d)
Marilyn Muzyk	Nomura Investment Management Business Trust asset manager	Blackrock Investment Management, LLC other	Other	Sep 13, 2023	Sep 18, 2023
Aj Helgerson	Nomura Investment Management Business Trust asset manager	Hartford Funds asset manager	Other	Oct 6, 2022	Oct 6, 2022
Andrew Ford Tomson	Nomura Investment Management Business Trust asset manager	Thornburg Investment Management Inc asset manager	Other	Sep 21, 2022	Nov 30, 2022 (70 d)
Ryan Perri	Nomura Investment Management Business Trust asset manager	Neuberger Berman Bd LLC no RAUM	Other	Sep 14, 2022	Sep 23, 2025 (1105 d)
Matthew Gaiser	Nomura Investment Management Business Trust asset manager	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 4, 2022	Oct 12, 2022 (69 d)
Ross Adam Rutman	Nomura Investment Management Business Trust asset manager	Pgim Investments LLC asset manager	Other	Jul 20, 2022	Jul 25, 2022
Christopher Funkey	Nomura Investment Management Business Trust other	Morgan Stanley wirehouse	Other	May 2, 2022	Apr 12, 2022
Michael A Ferrer	Nomura Investment Management Business Trust other	Blackrock Investment Management, LLC other	Other	Mar 4, 2022	May 25, 2022 (82 d)
Taylor William Grant	Nomura Investment Management Business Trust other	Raymond James Financial Services Advisors, Inc BD affiliated	Other	Jan 7, 2022	Apr 30, 2025 (1209 d)
Robert Christian Oldaker	Nomura Investment Management Business Trust other	Cantor Fitzgerald Investment Advisors mixed wealth	Other	May 28, 2021	Jun 7, 2021
David Bryce Crupper	Nomura Investment Management Business Trust other	Fisher Investments independent RIA	Other	May 24, 2021	May 25, 2021
Brent Robert Regaldi	Nomura Investment Management Business Trust other	Vanguard Advisers, Inc. BD affiliated	Other	Dec 31, 2020	Aug 20, 2021 (232 d)
John C. Oconnell	Nomura Investment Management Business Trust other	Fidelity Personal And Workplace Advisors BD affiliated	Other	Dec 24, 2020	Jul 11, 2023 (929 d)
Alan Scott Markfeld	Nomura Investment Management Business Trust other	F3logic, LLC independent RIA	Other	Dec 24, 2020	Mar 1, 2021 (67 d)
Christian Joseph Faino	Nomura Investment Management Business Trust other	Fidelity Personal And Workplace Advisors BD affiliated	Other	Jun 2, 2020	Jul 9, 2020 (37 d)

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30 moves match.