DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,022 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Bret Richardson | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2025 | Aug 20, 2024 |
| John Keith Duggan | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 27, 2025 | Feb 28, 2025 (32 d) |
| Chase Christopher Petter | Cetera Investment Advisers LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2025 | Feb 11, 2025 |
| Jeffrey Gerard Meyers | Cetera Investment Advisers LLC BD affiliated | Summit Financial Group Inc other | Other | Jan 24, 2025 | Dec 13, 2017 |
| Patricia Lynn Simms | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Jan 23, 2025 |
| Christopher Robert Noonan | Cetera Investment Advisers LLC BD affiliated | Truenorth Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 22, 2025 | May 7, 2025 (105 d) |
| Craig John Hornberger | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2025 | Jan 16, 2025 |
| Michael Dennis Ament | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Nov 17, 2025 (304 d) |
| Michael Oconitrillo | Cetera Investment Advisers LLC BD affiliated | Secure Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2025 | Jul 9, 2026 (538 d) |
| Aaron Glenn Ball | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 21, 2025 |
| Whitney Taylor Greer | Cetera Investment Advisers LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Jan 21, 2025 |
| Brandon Smith | Cetera Investment Advisers LLC BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2025 | Feb 5, 2025 |
| Alexander Adams | Cetera Investment Advisers LLC BD affiliated | Valmark Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Feb 28, 2025 (45 d) |
| Frank Lamar Fleming | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Jan 13, 2025 |
| Oren Guzman | Cetera Investment Advisers LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Jan 14, 2025 |
| Jacob Ives Fremgen | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Aug 12, 2026 (579 d) |
| Rodney Alfred Horelka | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Jan 10, 2025 |
| Victoria E Martinez | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2025 | Jan 10, 2025 |
| Kevin Tavas | Cetera Investment Advisers LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2025 | Jan 14, 2025 |
| Kenneth Der | Cetera Investment Advisers LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2025 | Apr 23, 2025 (105 d) |
| Eleazar Lopez | Cetera Investment Advisers LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2025 | Jan 13, 2025 |
| Joel Anton Van Belkom | Cetera Investment Advisers LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2025 | Jan 13, 2025 |
| Weina Hou | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 3, 2025 | Jan 3, 2025 |
| John H Kim | Cetera Investment Advisers LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2025 | Jan 6, 2025 |
| Jorge Leon Gallego | Cetera Investment Advisers LLC BD affiliated | Fideleon Wealth Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 3, 2025 | Sep 18, 2026 (623 d) |
| Kimberly B Sparks | Cetera Investment Advisers LLC BD affiliated | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Mar 26, 2025 (83 d) |
| Corina Kempe | Cetera Investment Advisers LLC BD affiliated | Trek Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2025 | Feb 12, 2025 (41 d) |
| Benjamin Mason | Cetera Investment Advisers LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 1, 2025 | Jun 15, 2026 (530 d) |
| Rex Gregory Kautzman | Cetera Investment Advisers LLC BD affiliated | Focus Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Mar 4, 2025 (63 d) |
| Kevin Patrick Adam | Cetera Investment Advisers LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Mar 3, 2025 (62 d) |
| Timothy Richard Mcsweeney | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 10, 2025 |
| Danna Lee Raube | Cetera Investment Advisers LLC BD affiliated | Horse Cove Partners LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 1, 2026 (366 d) |
| Duncan Trang Thien Pham | Cetera Investment Advisers LLC BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 31, 2025 (31 d) |
| Kyle P Hughes | Cetera Investment Advisers LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2024 | Jan 10, 2025 |
| Korey Michael Knepper | Cetera Investment Advisers LLC BD affiliated | Saxony Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 2, 2025 |
| Jacob Maxwell Kark | Cetera Investment Advisers LLC BD affiliated | Summitry, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | May 6, 2026 (491 d) |
| Daniel Joshua Chase | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 24, 2025 |
| Justin Theodore Hughes | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 31, 2024 | Jan 15, 2025 |
| Thomas Octave Pekar | Cetera Investment Advisers LLC BD affiliated | Capitol Securities Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2024 | Dec 18, 2024 |
| Kimberly Martin | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 26, 2024 | May 27, 2025 (152 d) |
| Kamerynn Alisa Bonn | Cetera Investment Advisers LLC BD affiliated | Saltbox Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2024 | Feb 19, 2025 (55 d) |
| James Michael Koczara | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Dec 9, 2024 |
| Venera F Izant | Cetera Investment Advisers LLC BD affiliated | 2 Knights Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 23, 2024 | Apr 22, 2025 (120 d) |
| Norman Taylor Seibold | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Dec 9, 2024 |
| Jennifer June Pirret | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Dec 9, 2024 |
| Thomas William Alpin | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2024 | May 26, 2026 (519 d) |
| Asha S Patel | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Dec 9, 2024 |
| Andrea Lewis | Cetera Investment Advisers LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Jan 16, 2025 |
| Jacob Timothy | Cetera Investment Advisers LLC BD affiliated | First Horizon Advisors, Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2024 | Jan 3, 2025 |
| James Christopher Scott | Cetera Investment Advisers LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Jan 13, 2025 |
| Taina Claire Frazer | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2024 | Dec 13, 2024 |
| Guy Larry Schoenborn | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2024 | Dec 13, 2024 |
| Deonna K Osborn | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Jan 14, 2025 |
| Megan Anna Konfino | Cetera Investment Advisers LLC BD affiliated | Neuberger Berman Bd LLC no RAUM | Other | Dec 13, 2024 | Jun 17, 2024 |
| Jeremy Wilmes | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 9, 2024 |
| Robert Anthony Young | Cetera Investment Advisers LLC BD affiliated | Sentinel Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 11, 2024 | Jun 8, 2026 (544 d) |
| Mark Alan Tarshis | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Dec 9, 2024 |
| Michael Roger | Cetera Investment Advisers LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2024 | Dec 10, 2024 |
| Steven Raymond Dutton | Cetera Investment Advisers LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 4, 2024 | Dec 13, 2024 |
| Yali Pan Sheneman | Cetera Investment Advisers LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2024 | Dec 19, 2024 |