DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,023 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Craig Russell Lawler | Cetera Investment Advisers LLC BD affiliated | Aviso Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | Oct 31, 2023 |
| William Talbott | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 1, 2023 | Jan 31, 2025 (457 d) |
| Michael Seth Lurie | Cetera Investment Advisers LLC BD affiliated | Albanyadvisor Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | Oct 27, 2023 |
| Mark Timothy Fitch | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Nov 14, 2023 |
| Karilyn Port Meeker | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Nov 14, 2023 |
| Cheryl L Battung | Cetera Investment Advisers LLC BD affiliated | Elevated Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2023 | Oct 25, 2023 |
| Julia Brown Moody | Cetera Investment Advisers LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Nov 2, 2023 |
| Tom Doo Choi | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Feb 12, 2024 (104 d) |
| Jorge Cordova | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 30, 2023 | Dec 19, 2023 (50 d) |
| Andrew Allen Eichel | Cetera Investment Advisers LLC BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 27, 2023 | Oct 31, 2023 |
| Erin Pember Mcclain | Cetera Investment Advisers LLC BD affiliated | Coastal Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2023 | Dec 11, 2025 (779 d) |
| Johnathon Kyle Lawson | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 24, 2023 | Nov 20, 2023 |
| Joel Kent Wilkinson | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2023 | Oct 16, 2023 |
| Douglas Lindsley Schutte | Cetera Investment Advisers LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 9, 2023 |
| Luke Jay Buehler | Cetera Investment Advisers LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 9, 2023 |
| Noah Evans Weinstein | Cetera Investment Advisers LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 9, 2023 |
| Phillip Wallace Poston | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2023 | Oct 27, 2023 |
| Shannon Rose Devita | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 17, 2023 | Oct 19, 2023 |
| Joshua Long | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 16, 2023 | May 3, 2024 (200 d) |
| Zachariah Buchanan Davis | Cetera Investment Advisers LLC BD affiliated | Sparrow Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 13, 2023 | Oct 3, 2023 |
| Alex Cal | Cetera Investment Advisers LLC BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2023 | Oct 29, 2023 |
| Kristi Lee Andersen | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 11, 2023 |
| Daria Magdalena Schumacher | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2023 | Oct 11, 2023 |
| Zachary James Stedry | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Oct 4, 2023 |
| Daniel Carl Boehler | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 4, 2023 |
| Michael Joseph Kowal | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 2, 2023 |
| Kayla Jo Welker | Cetera Investment Advisers LLC BD affiliated | Aviso Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2023 | Oct 20, 2021 |
| Joseph Lynn Tigert | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 2, 2023 |
| Vanessa Ann Rohlman | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Oct 2, 2023 |
| Diana Kon | Cetera Investment Advisers LLC BD affiliated | Aviso Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Oct 2, 2023 |
| Christian Mark Lemke | Cetera Investment Advisers LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2023 | Oct 31, 2023 |
| Zhenzhe Wang | Cetera Investment Advisers LLC BD affiliated | Stonebridge Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 3, 2023 | Jul 29, 2025 (665 d) |
| Bryant William Boswell | Cetera Investment Advisers LLC BD affiliated | Aviso Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Oct 2, 2023 |
| Alexander Charles Lambert | Cetera Investment Advisers LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Nov 21, 2023 (50 d) |
| Roy E Cook | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Sep 29, 2023 |
| Jason Francis Labarge | Cetera Investment Advisers LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Oct 3, 2023 |
| Adam Smotherman | Cetera Investment Advisers LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Oct 12, 2023 |
| Kimberly Payne | Cetera Investment Advisers LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 27, 2023 | Oct 9, 2023 |
| Grant Robert Hall | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2023 | Oct 4, 2023 |
| David D Peterson | Cetera Investment Advisers LLC BD affiliated | Wealthplan Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2023 | Oct 2, 2023 |
| Jason Chi-Jui Chiu | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Sep 25, 2023 |
| Daniel Robert Meier | Cetera Investment Advisers LLC BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2023 | Sep 21, 2023 |
| Brian Arnold Hickox | Cetera Investment Advisers LLC BD affiliated | Q3 Advisors, LLC no RAUM | Other | Sep 18, 2023 | Oct 24, 2023 (36 d) |
| Ying Lu | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2023 | Oct 13, 2023 |
| Peter Chow | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2023 | Sep 18, 2023 |
| Philip Eric Weisbach | Cetera Investment Advisers LLC BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2023 | Apr 14, 2025 (578 d) |
| Preston Allen Tharp | Cetera Investment Advisers LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2023 | Sep 11, 2023 |
| Mathew Brett Manning | Cetera Investment Advisers LLC BD affiliated | Truvestments Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2023 | Sep 1, 2023 |
| Wade Allen Cross | Cetera Investment Advisers LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Sep 11, 2023 |
| Scott D Pritchard | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Apr 8, 2024 (209 d) |
| Dennis Ray Wall | Cetera Investment Advisers LLC BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Sep 11, 2023 |
| Joseph Michael Waters | Cetera Investment Advisers LLC BD affiliated | Calton & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2023 | Sep 14, 2023 |
| Ryan Cabrera | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2023 | Sep 11, 2023 |
| Melanie Renee Weischwill | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 6, 2023 |
| Tyler Jonathan Pell | Cetera Investment Advisers LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 6, 2023 |
| Melanie Anne Radcliff | Cetera Investment Advisers LLC BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 5, 2023 |
| Randall Caleb Staudt | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 7, 2023 |
| Marina Ann Saldivar | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 6, 2023 |
| Jayce Reed Serrano | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 6, 2023 |
| Jock Williams Bovington | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Aug 31, 2023 |