DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,023 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Belma Chase Cager | Cetera Investment Advisers LLC BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2021 | Nov 30, 2021 |
| Louis Cuomo | Cetera Investment Advisers LLC BD affiliated | Tsg Alpha Partners, LLC asset manager | Other | Nov 24, 2021 | Oct 27, 2023 (702 d) |
| Dustin S Tenbroeck | Cetera Investment Advisers LLC BD affiliated | Presidio Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2021 | Jan 1, 2026 (1499 d) |
| Nicholas Adam Gibson | Cetera Investment Advisers LLC BD affiliated | Midland Wealth Management other | Other | Nov 24, 2021 | Apr 29, 2025 (1252 d) |
| Joseph Michael Stella | Cetera Investment Advisers LLC BD affiliated | Harvesting Gains Corporation state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 24, 2021 | Jul 28, 2026 (1707 d) |
| Mark Matsumura | Cetera Investment Advisers LLC BD affiliated | Mkx Capital state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 23, 2021 | Jul 30, 2026 (1710 d) |
| Thomas D Lewis | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 22, 2021 | Nov 15, 2021 |
| Wayne A. Weimer | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 22, 2021 | Dec 9, 2021 |
| Abigail Elizabeth Toye | Cetera Investment Advisers LLC BD affiliated | Edelman Financial Engines mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 19, 2021 | Dec 17, 2021 |
| Nathan Richard Brekke | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2021 | Nov 15, 2021 |
| Shane J. Colamarino | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2021 | Nov 15, 2021 |
| Natallia Vladimirovna Batsukova | Cetera Investment Advisers LLC BD affiliated | Davenport & Company LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2021 | Dec 8, 2021 |
| Zacharie Scott Bethel | Cetera Investment Advisers LLC BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Nov 17, 2021 |
| Brian Meng Wong | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Nov 10, 2021 |
| James Francis Ramentol | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Nov 9, 2021 |
| Olivia Grabowski | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Nov 12, 2021 |
| Alexa Phillips | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2021 | Mar 10, 2022 (125 d) |
| James Joseph Dubina III | Cetera Investment Advisers LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2021 | Oct 19, 2023 (714 d) |
| Austin Lyndon Garron | Cetera Investment Advisers LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2021 | Nov 9, 2021 |
| Carol H Kinder | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Oct 29, 2021 |
| John Coltrane Landers | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2021 | Oct 27, 2021 |
| Matthew David Canter | Cetera Investment Advisers LLC BD affiliated | Center Street Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 25, 2021 | Oct 27, 2021 |
| Sheryl Curtis | Cetera Investment Advisers LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Jan 4, 2022 (71 d) |
| James A. Boyle | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2021 | Apr 25, 2022 (185 d) |
| Jason Eric Rodgers | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Oct 18, 2021 |
| Arcon Armada Concepcion | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Oct 20, 2021 |
| Andy Koko Cheng | Cetera Investment Advisers LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Nov 10, 2021 |
| Holly Ann Miller | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2021 | Oct 20, 2021 |
| Scott Wesley | Cetera Investment Advisers LLC BD affiliated | Rehmann Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2021 | Oct 25, 2021 |
| Jessica Pierce Pasquale | Cetera Investment Advisers LLC BD affiliated | Curi Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2021 | Nov 23, 2021 (39 d) |
| Stephen L Paneral | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Gary Arthur Therrian | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 18, 2021 |
| Jeffrey John Votruba | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Robert D Moser | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 15, 2021 |
| Mark Lloyd Davis | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Marc Hurley Kaeckmeister | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Kenneth C Kondas | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 15, 2021 |
| Christopher Raymond Bousson | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| David Andrew Hawkins | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Beth Deleeuw | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 18, 2021 |
| Matthew John Van Hekken | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Steven J Ringgold | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Justin Cattaneo | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Christopher C Johnson | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Islam Elkaffas | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Cory Dickison | Cetera Investment Advisers LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 13, 2021 | Oct 27, 2021 |
| Kirk William Johnston | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Michael Awwad | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 18, 2021 |
| Sharyn Dansa | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Michael Thomas Langenberg | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Nathan Donald Rock | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Daniel Potocki | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Lauren A Ethington | Cetera Investment Advisers LLC BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2021 | Oct 14, 2021 |
| Blake Schneider | Cetera Investment Advisers LLC BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Oct 22, 2021 |
| Anny Kadomatsu | Cetera Investment Advisers LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2021 | Sep 12, 2024 (1070 d) |
| Allison R Tregoning | Cetera Investment Advisers LLC BD affiliated | Gladstone Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2021 | Sep 28, 2021 |
| Patrick W Droke | Cetera Investment Advisers LLC BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2021 | Oct 4, 2021 |
| Curtis Wiggins | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Sep 30, 2021 |
| Marcelo Fabian Ubal | Cetera Investment Advisers LLC BD affiliated | Andbanc Advisory LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2021 | Jan 14, 2022 (106 d) |
| John Koji Koyama | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Sep 30, 2021 |