DFX Intelligence
Advisor moves
Departures from Vanguard Advisers, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,264 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Sullivan | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2021 | Jul 28, 2021 |
| Felicia Denee' Hill Graham | Vanguard Advisers, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2021 | Jul 16, 2021 |
| Amanda Bateman | Vanguard Advisers, Inc. BD affiliated | Dentist Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2021 | Jul 19, 2021 |
| Connor Dehaven | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2021 | Feb 4, 2023 (561 d) |
| Patrick Hoffman | Vanguard Advisers, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Jul 14, 2021 |
| Jason Adam Andriano | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Jul 13, 2021 |
| Da-Zha Richea Jones | Vanguard Advisers, Inc. BD affiliated | Capitalwize, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 16, 2021 | Sep 15, 2021 (61 d) |
| Anthony Joseph Cosentino | Vanguard Advisers, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Mar 21, 2024 (979 d) |
| Paul Michael Bradley | Vanguard Advisers, Inc. BD affiliated | White Oak Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Jan 11, 2022 (179 d) |
| Matthew Scott Masin | Vanguard Advisers, Inc. BD affiliated | Strategic Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Aug 20, 2021 (35 d) |
| Cherie Chen | Vanguard Advisers, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2021 | Oct 7, 2021 (83 d) |
| Rebecca Teresa Chazen | Vanguard Advisers, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Jul 16, 2021 |
| Christopher Ryan Arrington | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 13, 2021 | Nov 3, 2022 (478 d) |
| David Royal Noland | Vanguard Advisers, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 9, 2021 | Jul 9, 2021 |
| Colton Taylor Strawn | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Aug 25, 2021 (61 d) |
| Tyreek Conroy Wilson | Vanguard Advisers, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Sep 29, 2022 (461 d) |
| Stephen Mckim Elliker | Vanguard Advisers, Inc. BD affiliated | Rodgers & Associates independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2021 | Sep 22, 2021 (96 d) |
| Dean Gorfti | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2021 | Sep 9, 2021 (83 d) |
| Jacob Misialek | Vanguard Advisers, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2021 | Nov 3, 2021 (138 d) |
| Ryan Alexei Szabo | Vanguard Advisers, Inc. BD affiliated | Orion Portfolio Solutions, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2021 | Jun 15, 2021 |
| Ryan Lindberg | Vanguard Advisers, Inc. BD affiliated | Linden Thomas Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2021 | Jun 4, 2021 |
| Todd Edward Dunlap | Vanguard Advisers, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2021 | Jul 16, 2021 (45 d) |
| Jessica Silverman | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 1, 2021 | Jul 27, 2021 (56 d) |
| Robert Patrick Casey | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 1, 2021 | Jun 11, 2021 |
| Leticia Narcise Vasquez | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2021 | May 4, 2022 (344 d) |
| Brian Patrick Garbarini | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2021 | Feb 29, 2024 (1010 d) |
| Kevin Bast | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2021 | Feb 11, 2022 (263 d) |
| Jacob Alan Gurock | Vanguard Advisers, Inc. BD affiliated | Awm Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2021 | Jun 11, 2021 |
| Ashley Rebecca Parriott | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | May 21, 2021 | May 17, 2021 |
| Sameer Baig | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2021 | Jun 3, 2021 |
| Kelly Lianne Davis | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2021 | May 19, 2021 |
| David Mawhinney | Vanguard Advisers, Inc. BD affiliated | Peterson Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2021 | Jun 9, 2021 |
| Ryan Zarras | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2021 | Feb 9, 2022 (285 d) |
| Mukaddes Dreischhoff | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2021 | Oct 11, 2022 (530 d) |
| Joel Stephen Miller | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2021 | May 3, 2021 |
| Priscilla Hernandez | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 29, 2021 | Oct 21, 2022 (540 d) |
| Brian Christopher Talbott | Vanguard Advisers, Inc. BD affiliated | Olio Financial Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2021 | Jan 19, 2022 (268 d) |
| Demetrios Karakasidis | Vanguard Advisers, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Apr 23, 2021 | Apr 26, 2021 |
| Rex Oboi Casey | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 15, 2021 | May 17, 2021 (32 d) |
| Matthew Allen Petersen | Vanguard Advisers, Inc. BD affiliated | Flagstar Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2021 | Apr 7, 2021 |
| Joanna Westhafer Peters | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2021 | Apr 19, 2021 |
| Tyler Dakota Divyesh Kumar | Vanguard Advisers, Inc. BD affiliated | The Money Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2021 | May 10, 2021 (45 d) |
| Michael John Miszuk | Vanguard Advisers, Inc. BD affiliated | John Hancock Investment Management LLC asset manager | Other | Mar 24, 2021 | Apr 5, 2021 |
| Sameea Mughnee | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 24, 2021 | Nov 21, 2022 (607 d) |
| Charles Rew | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 24, 2021 | Feb 8, 2022 (321 d) |
| Katie Charlotte Rutter | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2021 | Mar 17, 2021 |
| Alan David Peck | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2021 | Mar 19, 2021 |
| Andrew Donald Schaffer | Vanguard Advisers, Inc. BD affiliated | Ellis Investment Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2021 | Apr 13, 2021 (32 d) |
| Erik Richard Schuster | Vanguard Advisers, Inc. BD affiliated | Thrive Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2021 | Mar 30, 2021 |
| Tatum Campbell | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2021 | Jun 9, 2022 (454 d) |
| Krystle L Gonyo | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 9, 2021 | Apr 5, 2021 |
| Candice J. Jones | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2021 | Jan 31, 2023 (693 d) |
| Anthony Nelson Badillo | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 5, 2021 | Jan 19, 2022 (320 d) |
| Nicholas John Dodds | Vanguard Advisers, Inc. BD affiliated | Linden Thomas Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2021 | Mar 18, 2021 |
| Matthew Stephen Kruelle | Vanguard Advisers, Inc. BD affiliated | Blackhawk Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2021 | Mar 17, 2021 |
| Scott Ryan Monk | Vanguard Advisers, Inc. BD affiliated | Charis Legacy Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2021 | Sep 3, 2021 (190 d) |
| Erich Francis Luebkert | Vanguard Advisers, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2021 | Mar 5, 2021 |
| Kevin Janiec | Vanguard Advisers, Inc. BD affiliated | Financial Coach independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2021 | Mar 25, 2021 (31 d) |
| Safiya Rann Upchurch | Vanguard Advisers, Inc. BD affiliated | Carolinas Wealth Consulting LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2021 | May 21, 2021 (88 d) |
| Nickolas Ryan Minard | Vanguard Advisers, Inc. BD affiliated | Trajan Wealth, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2021 | Mar 26, 2021 (43 d) |