DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Vanguard Advisers, Inc.

1,264 moves
AdvisorFromToTypeLeftRegistered
Seth Benjamin MullikinVanguard Advisers, Inc. BD affiliatedLattice Financial, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 20, 2019Nov 24, 2020 (431 d)
Craig Michael GrossVanguard Advisers, Inc. BD affiliatedT. Rowe Price Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 6, 2019Sep 16, 2019
Gordon Michael MccayVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2019Aug 27, 2019
Vincent A TortoriciVanguard Advisers, Inc. BD affiliatedFinancial Service Group Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2019Feb 14, 2022 (916 d)
Juan Carlos MaganaVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 1, 2019Aug 29, 2019
Logan Michael LevinVanguard Advisers, Inc. BD affiliatedT. Rowe Price Advisory Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2019Aug 8, 2019
George Ralph BellVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 25, 2019Aug 20, 2019
Benjamin Regalado SchottenfelsVanguard Advisers, Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJul 25, 2019Nov 3, 2021 (832 d)
Ellery SegebartVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAJul 25, 2019Jul 31, 2019
Charles Mitten FoxVanguard Advisers, Inc. BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 25, 2019Sep 12, 2019 (49 d)
Dylan Walker DunihoVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJul 25, 2019Mar 24, 2021 (608 d)
Matthew Dowd HaleVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAJul 23, 2019Sep 12, 2019 (51 d)
Kristen O'NeillVanguard Advisers, Inc. BD affiliatedBlackrock Investment Management, LLC otherOtherJul 23, 2019Jul 25, 2019
Eric Jeffrey AnthonyVanguard Advisers, Inc. BD affiliatedOne Charles Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2019Aug 15, 2019
Steven Yick Tung ChauVanguard Advisers, Inc. BD affiliatedKnow Your Worth Financial state registeredAffiliated broker-dealer or bank to a state-registered adviserJul 2, 2019Mar 11, 2020 (253 d)
Anthony Rosario MassaroVanguard Advisers, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2019Jul 5, 2019
Daniel William LoftusVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 13, 2019Jul 2, 2019
Elizabeth Marie PaganoVanguard Advisers, Inc. BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 8, 2019Jul 15, 2020 (434 d)
Kyle Andrew KrausVanguard Advisers, Inc. BD affiliatedEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIAMay 1, 2019Nov 15, 2019 (198 d)
Daniel Joseph BelletVanguard Advisers, Inc. BD affiliatedM Holdings Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 26, 2019Aug 27, 2020 (489 d)
Jake Patrick LukenVanguard Advisers, Inc. BD affiliatedDimensional Fund Advisors LP asset managerOtherApr 18, 2019Apr 29, 2019
Christopher Stephen PimpoVanguard Advisers, Inc. BD affiliatedNorthstar Investment Advisory LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserApr 9, 2019May 24, 2022 (1141 d)
Paxton WoodVanguard Advisers, Inc. BD affiliatedAlly Invest Advisors independent RIAAffiliated broker-dealer or bank to independent RIAApr 9, 2019Apr 9, 2021 (731 d)
Casimir Michael SewerynVanguard Advisers, Inc. BD affiliatedAdvice And Planning Services BD affiliatedAffiliated broker-dealer or bank to anotherMar 22, 2019Feb 25, 2020 (340 d)
Tyler Hayden CraigVanguard Advisers, Inc. BD affiliatedFacet independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2019Apr 10, 2019
Andrew James MasonVanguard Advisers, Inc. BD affiliatedTd Ameritrade, Inc. no RAUMOtherMar 1, 2019Mar 6, 2019
Nicholas BurdaVanguard Advisers, Inc. BD affiliatedE*Trade Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2019Apr 23, 2019 (61 d)
Ryan William HawkVanguard Advisers, Inc. BD affiliatedHbks Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2019Jan 3, 2020 (351 d)
Jason Allen SteinVanguard Advisers, Inc. BD affiliatedEp Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2019Jan 8, 2019
Matthew Allan TuckerVanguard Advisers, Inc. BD affiliatedAe Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2018Jan 14, 2019
Daniel LehrmanVanguard Advisers, Inc. BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2018Dec 18, 2018
Sean DwyerVanguard Advisers, Inc. BD affiliatedSage Financial Group Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 3, 2018Dec 3, 2018
Joanne BoldenVanguard Advisers, Inc. BD affiliatedCitizens Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 23, 2018Nov 15, 2018
Robert Hugh CarlisleVanguard Advisers, Inc. BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseSep 21, 2018Sep 27, 2018
Christopher W SpaughVanguard Advisers, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 23, 2018Aug 22, 2018
Rosh K MangalatVanguard Advisers, Inc. BD affiliatedEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2018Sep 5, 2018
Michael Nowlan StraussVanguard Advisers, Inc. BD affiliatedPortrait Wealth LLC unclassifiedOtherJul 25, 2018Aug 6, 2019 (377 d)
Jessica Galvin PariserVanguard Advisers, Inc. BD affiliatedGalvin, Gaustad & Stein, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 23, 2018Aug 30, 2018 (38 d)
Jason Robert BrownVanguard Advisers, Inc. BD affiliatedRobert W. Baird & Co. Incorporated mixed wealthAffiliated broker-dealer or bank to independent RIAJun 27, 2018Oct 16, 2018 (111 d)
Michael Dominic CroceVanguard Advisers, Inc. otherCreative Planning independent RIAOtherMar 27, 2018Jun 14, 2023 (1905 d)
Patrick Timothy RuschVanguard Advisers, Inc. otherLPL Financial LLC BD affiliatedOtherFeb 6, 2018Oct 7, 2019 (608 d)
Kevin Michael HottVanguard Advisers, Inc. otherBb&T Securities, LLC otherOtherJan 9, 2018Jan 23, 2018
Keisha Denice McgowensVanguard Advisers, Inc. otherAdvice And Planning Services otherOtherDec 22, 2017Jan 26, 2018 (35 d)
Jared Krist StanleyVanguard Advisers, Inc. otherCuso Financial Services, L.P. BD affiliatedOtherDec 12, 2017Dec 11, 2017
Emanuel Anthony ZalantsVanguard Advisers, Inc. otherWells Fargo Advisors wirehouseOtherDec 5, 2017Dec 12, 2017
Danielle Michelle WinderVanguard Advisers, Inc. otherWinder Wealth Management LLC state registeredOtherSep 12, 2017Nov 17, 2025 (2988 d)
Michael Andrew SellersVanguard Advisers, Inc. otherSynergy Investment Group, LLC otherOtherSep 6, 2017Sep 4, 2017
Joseph A SilvermanVanguard Advisers, Inc. otherSchwab Wealth Advisory, Inc. otherOtherSep 6, 2017Sep 26, 2017
Michael Patrick SpeakmanVanguard Advisers, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJul 31, 2017Aug 14, 2017
Kamila Ann ElliottVanguard Advisers, Inc. otherDimensional Fund Advisors LP otherOtherJul 25, 2017Aug 17, 2017
Michael George ParegianVanguard Advisers, Inc. otherLau Associates LLC otherOtherJul 13, 2017Aug 4, 2017
Ryan Patrick GoodmanVanguard Advisers, Inc. otherFisher Investments otherOtherJul 13, 2017Jul 18, 2017
Timothy Phillip PopeVanguard Advisers, Inc. otherPnc Wealth Management BD affiliatedOtherJul 13, 2017Aug 24, 2018 (407 d)
Maggie Rhea ParkerVanguard Advisers, Inc. otherSigfig Wealth Management LLC otherOtherApr 20, 2017May 9, 2017
Bruce Douglas Ward JrVanguard Advisers, Inc. otherUnited Capital Financial Advisors otherOtherMar 31, 2017Mar 22, 2017
Shurdonna S JosephVanguard Advisers, Inc. otherJanney Montgomery Scott LLC otherOtherMar 1, 2017Feb 28, 2017
Gary Michael WillcoxVanguard Advisers, Inc. otherAdvice And Planning Services otherOtherFeb 1, 2017Feb 9, 2017
Russell C BurnsVanguard Advisers, Inc. otherT. Rowe Price Advisory Services, Inc. independent RIAOtherDec 27, 2016Aug 25, 2023 (2432 d)
Jessica Lynette StarkloffVanguard Advisers, Inc. otherCharles Schwab & Co., Inc. national BDOtherDec 13, 2016Jan 9, 2022 (1853 d)
Gregory James KraemerVanguard Advisers, Inc. otherRBC Capital Markets, LLC national BDOtherNov 9, 2016Nov 21, 2016
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