DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexandra Suzanne Shanafelt | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Aug 7, 2024 (175 d) |
| Johnathan Kevon Samuel Patterson | Vanguard Advisers, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Feb 27, 2024 |
| Laura Elizabeth Kendall-Zacharczyp | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Feb 16, 2024 |
| Jack Yale | Vanguard Advisers, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | May 21, 2024 (104 d) |
| Horace Richard Carney | Vanguard Advisers, Inc. BD affiliated | Ally Invest Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2024 | Mar 4, 2024 |
| Elizabeth Connor | Vanguard Advisers, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Mar 7, 2024 |
| Matthew Edwin Barrovecchio | Vanguard Advisers, Inc. BD affiliated | Christian Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2024 | Feb 9, 2024 |
| Nickolas Blake Wilson | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2024 | Feb 20, 2024 |
| Cipriano Miguel Gomez | Vanguard Advisers, Inc. BD affiliated | Nobles & Richards Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 31, 2024 | Jan 14, 2026 (714 d) |
| Jack Mcbride Bisset | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 30, 2024 | Feb 6, 2024 |
| Matthew Abraham Shahin | Vanguard Advisers, Inc. BD affiliated | Falcon Wealth Planning, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2024 | Jan 25, 2024 |
| Robert Charles Frey | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2024 | Feb 6, 2024 |
| Olivia Kathryn Grossman | Vanguard Advisers, Inc. BD affiliated | Adviceone Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2024 | Mar 12, 2024 (48 d) |
| Taylor Thompson | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jan 24, 2024 | Jan 30, 2024 |
| Jonathan Douglas Davis | Vanguard Advisers, Inc. BD affiliated | One Day Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 24, 2024 | Apr 19, 2024 (86 d) |
| Claire Nowels Amick | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2024 | Jun 23, 2026 (882 d) |
| Robert Neal Davis | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2024 | Nov 12, 2024 (295 d) |
| Clifford Andrew Brockmann | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2024 | Jan 26, 2024 |
| Bradley Alan Kucharo | Vanguard Advisers, Inc. BD affiliated | Kucharo Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2024 | Feb 19, 2024 |
| Ryan Matthew Flurie | Vanguard Advisers, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2024 | Jan 19, 2024 |
| Scott Lopaka Kam Kin Frunzi | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Feb 21, 2024 (43 d) |
| Hunter Kennedy Clark | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2024 | Jan 9, 2024 |
| Armando Salas | Vanguard Advisers, Inc. BD affiliated | Strategic Financial Concepts, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2024 | Mar 19, 2024 (71 d) |
| Christopher Robert Scarlata | Vanguard Advisers, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 4, 2024 |
| Ken Steria | Vanguard Advisers, Inc. BD affiliated | Stadia Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2023 | Nov 2, 2025 (672 d) |
| John Joseph Wilcox | Vanguard Advisers, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jun 4, 2024 (156 d) |
| Lauren Ryan | Vanguard Advisers, Inc. BD affiliated | Interwealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2023 | Jan 18, 2024 |
| Amber Nicole Hepler | Vanguard Advisers, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2023 | Nov 13, 2025 (688 d) |
| Hali Rose Morrison | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Jan 23, 2024 (34 d) |
| Evan Theodore Lucas | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Jun 26, 2024 (190 d) |
| Joseph Anthony Staples | Vanguard Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 19, 2023 | Feb 21, 2024 (64 d) |
| Jarrett Douglas Psencik | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2023 | Oct 14, 2024 (300 d) |
| Evan Bandler Adams | Vanguard Advisers, Inc. BD affiliated | World Investment Advisors, LLC institutional | Other | Dec 18, 2023 | Jan 4, 2024 |
| Greg L Proctor | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 13, 2023 | Dec 21, 2023 |
| Madison Rose Lynch | Vanguard Advisers, Inc. BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Jan 9, 2024 |
| Jonathan Oh | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Jan 25, 2024 (43 d) |
| Jaclyn L Rock | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 8, 2023 | May 29, 2024 (173 d) |
| Jaclyn Marine Lifsey | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2023 | Dec 18, 2023 |
| Christina Marie Massey Jutting | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2023 | Dec 20, 2023 |
| Gavin Mark Gochnour | Vanguard Advisers, Inc. BD affiliated | Bna Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2023 | Jan 10, 2024 (35 d) |
| Lauren Ma | Vanguard Advisers, Inc. BD affiliated | Morphicapital unclassified | Other | Nov 30, 2023 | Mar 27, 2024 (118 d) |
| Erik Blaine Tarpley | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Feb 8, 2024 (71 d) |
| Cullen Thomas Martin | Vanguard Advisers, Inc. BD affiliated | Presilium Private Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2023 | Jan 24, 2025 (422 d) |
| Nicholas Ramirez | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 29, 2023 | May 2, 2024 (155 d) |
| Derek Hellerman | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Jan 11, 2024 (43 d) |
| John Christopher Grego | Vanguard Advisers, Inc. BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2023 | Nov 30, 2023 |
| Tony Alan Logan | Vanguard Advisers, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2023 | Sep 29, 2025 (682 d) |
| Matthew Thomas Dellaero | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2023 | Nov 7, 2023 |
| Jordan Lawrence Jeffrey Fee | Vanguard Advisers, Inc. BD affiliated | Allium Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2023 | Nov 16, 2023 |
| Timothy M Mcnaney | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 9, 2023 | Jan 8, 2024 (60 d) |
| Zachary Frank Marsh | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2023 | Nov 7, 2023 |
| Walker Wood Boyd | Vanguard Advisers, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2023 | Nov 7, 2023 |
| Joanna Westhafer Peters | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Nov 3, 2023 | Nov 17, 2023 |
| Sara Ruth Warntz | Vanguard Advisers, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Oct 25, 2023 |
| Caroline Wilkes Pace | Vanguard Advisers, Inc. BD affiliated | Wilbanks, Smith & Thomas Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | Jan 7, 2024 (67 d) |
| Carla M Britton Ramsey | Vanguard Advisers, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2023 | Nov 21, 2023 |
| Edgar Adrian Lopez | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 20, 2023 | Nov 14, 2023 |
| Jose Luis Yanez | Vanguard Advisers, Inc. BD affiliated | Tci Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2023 | Nov 18, 2024 (395 d) |
| Isaiah Gibson | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Nov 21, 2023 (32 d) |
| Norah Pliss | Vanguard Advisers, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 20, 2023 | Nov 3, 2023 |
1,264 moves match.