DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Alliancebernstein L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jonathan Jay Berusch	Alliancebernstein L.P. other	Sanford C. Bernstein & Co., LLC no RAUM	Other	Jun 3, 2015	May 22, 2014
Christopher Robert Jennings	Alliancebernstein L.P. other	Neuberger Berman Bd LLC no RAUM	Other	May 12, 2015	Jul 18, 2018 (1163 d)
Marc Edward Seaverson	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Apr 24, 2015	Apr 1, 2024 (3265 d)
John Morgan Robb	Alliancebernstein L.P. other	Stone Creek Group, LLC other	Other	Apr 15, 2015	Oct 27, 2015 (195 d)
Michael Brandon Binnicker	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Mar 26, 2015	Mar 16, 2015
David Bailey Izard	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Mar 12, 2015	Mar 13, 2015
Preston Towers Dodd	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	Mar 4, 2015	Mar 5, 2015
Naftoli Horowitz	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Feb 9, 2015	Feb 5, 2015
Jeffrey Frank Jagard	Alliancebernstein L.P. other	Composition Wealth, LLC independent RIA	Other	Dec 23, 2014	Mar 30, 2018 (1193 d)
Mark Timothy Kane	Alliancebernstein L.P. other	Cibc Private Wealth Advisors, Inc. BD affiliated	Other	Dec 19, 2014	Oct 6, 2021 (2483 d)
Mark S Ellis	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Nov 26, 2014	Jan 9, 2015 (44 d)
Joshua James Prince	Alliancebernstein L.P. other	Promus Advisors other	Other	Sep 25, 2014	Oct 1, 2015 (371 d)
Nicholas Alexander Semko	Alliancebernstein L.P. other	Mercer Global Advisors Inc. other	Other	Aug 14, 2014	Aug 18, 2014
Kevin Gang	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 31, 2014	Jul 21, 2023 (3277 d)
Paul Selby Dolcimascolo	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Jul 29, 2014	Jul 15, 2014
Zachary Harrison Bindler	Alliancebernstein L.P. other	New Market Wealth Management, LLC other	Other	Jun 9, 2014	Jul 15, 2014 (36 d)
Matthew Jon Teich	Alliancebernstein L.P. other	Cresset Asset Management, LLC independent RIA	Other	Jun 2, 2014	Feb 1, 2018 (1340 d)
Jesus A Cabrera	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	May 6, 2014	Apr 29, 2014
Pedro Andres Fernandez	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	May 6, 2014	Apr 28, 2014
James Morgan Rogers	Alliancebernstein L.P. other	Raymond James & Associates, Inc. national BD	Other	Apr 29, 2014	May 6, 2014
Stephen Cauley Scanlon	Alliancebernstein L.P. other	Madison Avenue Securities, LLC other	Other	Apr 22, 2014	Jun 7, 2016 (777 d)
Brian K. Gray	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Apr 22, 2014	Apr 8, 2014
Patrick Anthony Bonanno	Alliancebernstein L.P. other	Advisors Asset Management, Inc. other	Other	Apr 22, 2014	Nov 25, 2014 (217 d)
Benjamin Cooke Rodgers	Alliancebernstein L.P. other	Morgan Stanley wirehouse	Other	Mar 20, 2014	Mar 26, 2020 (2198 d)
Kevin Lanier Baker	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Jan 16, 2014	Jan 13, 2014
Daniel Gerard Sullivan	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Jan 16, 2014	Jan 13, 2014
John William Sokolowski	Alliancebernstein L.P. other	Roosevelt Investments other	Other	Jan 13, 2014	Jul 7, 2015 (540 d)
Andrew Robert Hicks	Alliancebernstein L.P. other	Bok Financial Advisors other	Other	Jan 13, 2014	Oct 28, 2015 (653 d)
Vern Montross	Alliancebernstein L.P. other	RBC Rochdale, LLC other	Other	Jan 13, 2014	Jan 10, 2014
William Charles Stratton	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Nov 22, 2013	Nov 18, 2013
Winston Fay Nelson	Alliancebernstein L.P. other	Manning & Napier Advisors, LLC other	Other	Nov 8, 2013	Nov 22, 2013
Geoffrey Ross Marks	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Oct 24, 2013	Sep 19, 2024 (3983 d)
Bradlee Alexis Berk	Alliancebernstein L.P. other	Morgan Stanley wirehouse	Other	Oct 3, 2013	Mar 6, 2014 (154 d)
Jens Christian Fonnesbeck	Alliancebernstein L.P. other	Strategic Advisers LLC national BD	Other	Sep 25, 2013	Oct 3, 2013
Michael Timothy Brodnik	Alliancebernstein L.P. other	Barclays Capital Inc. other	Other	Sep 20, 2013	Sep 9, 2013
Christopher Scott Mcdermott	Alliancebernstein L.P. other	Wells Fargo Advisors wirehouse	Other	Jul 25, 2013	Feb 5, 2016 (925 d)
Peter Alexander Lazor	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 25, 2013	Feb 5, 2018 (1656 d)
William Evans	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 1, 2013	Dec 3, 2019 (2346 d)
Alexander M Barrios	Alliancebernstein L.P. other	Schwab Wealth Advisory, Inc. no RAUM	Other	Jun 24, 2013	Dec 15, 2025 (4557 d)
Barry Allen Schwartz	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Jun 20, 2013	Jun 12, 2013
Earl R. Miller	Alliancebernstein L.P. other	Pnc Wealth Management other	Other	Jun 6, 2013	Jul 2, 2013
Michael R Cavaliere	Alliancebernstein L.P. other	Cl Wealth Management LLC other	Other	May 13, 2013	Feb 9, 2015 (637 d)
Matthew Fillion	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Apr 29, 2013	Dec 6, 2023 (3873 d)
Dawn Edythe Campbell	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 23, 2013	Sep 5, 2013 (135 d)
William David Jarry	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Mar 8, 2013	Nov 28, 2023 (3917 d)
Sean Christopher Cartin	Alliancebernstein L.P. other	Ep Wealth Advisors other	Other	Mar 8, 2013	Dec 13, 2016 (1376 d)
Bareq Asif Peshtaz	Alliancebernstein L.P. other	Morgan Stanley wirehouse	Other	Mar 8, 2013	Mar 11, 2013
Chad Michael Patton	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 7, 2013	Mar 4, 2013
Christopher R Coram	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Mar 6, 2013	Mar 4, 2013
Michael James Cason	Alliancebernstein L.P. other	Pnc Wealth Management other	Other	Mar 6, 2013	May 20, 2013 (75 d)
Carl George Bulgini	Alliancebernstein L.P. other	Fenwick Investments, LLC state registered	Other	Feb 27, 2013	Apr 10, 2013 (42 d)
Nathan Gerrell Chapman	Alliancebernstein L.P. other	Truist Advisory Services, Inc. BD affiliated	Other	Feb 27, 2013	Feb 15, 2019 (2179 d)
Jeffrey David Gregorio	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 27, 2013	Apr 10, 2013 (42 d)
John Land Bridgers	Alliancebernstein L.P. other	Ifg Advisory, LLC other	Other	Feb 27, 2013	Sep 22, 2014 (572 d)
Rufus H. Smith	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	Feb 27, 2013	Mar 26, 2013
David Frederick Withee	Alliancebernstein L.P. other	Suntrust Investment Services, Inc. other	Other	Feb 27, 2013	Aug 23, 2013 (177 d)
Patrick Daniel Bane	Alliancebernstein L.P. other	Manning & Napier Advisors, LLC other	Other	Feb 27, 2013	Jun 12, 2013 (105 d)
Marti M Latour	Alliancebernstein L.P. other	Bmo Harris Financial Advisors, Inc other	Other	Feb 27, 2013	Jul 3, 2013 (126 d)
Moshe Ron Banin	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Feb 19, 2013	Feb 26, 2013
Scott Jay Blankman	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Jan 31, 2013	Jan 11, 2019 (2171 d)

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526 moves match.