DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Assetmark, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elvis MedicaAssetmark, Inc. otherLincoln Investment otherOtherJun 7, 2013Aug 5, 2013 (59 d)
Frank J PizzichilloAssetmark, Inc. otherBrinker Capital Inc otherOtherMay 3, 2013May 14, 2013
Alexander Bernd OverkampAssetmark, Inc. otherReby Advisors, LLC otherOtherDec 4, 2012Jan 23, 2013 (50 d)
Nicolas BazarevitschAssetmark, Inc. otherValic Financial Advisors, Inc. otherOtherSep 19, 2012Dec 20, 2013 (457 d)
Lori Ann Heikkila WillisAssetmark, Inc. otherSecurities America Advisors, Inc. otherOtherSep 19, 2012Oct 24, 2013 (400 d)
Francesco Giuseppe MaggioraAssetmark, Inc. otherPacific Financial Group, LLC otherOtherSep 11, 2012Nov 26, 2013 (441 d)
Keith David StempelAssetmark, Inc. otherPacific Financial Group, LLC otherOtherSep 6, 2012Dec 5, 2012 (90 d)
Stephen Thomas BogosianAssetmark, Inc. otherAthenainvest Advisors LLC otherOtherAug 29, 2012Jan 13, 2017 (1598 d)
Kyle Scott BakerAssetmark, Inc. otherEmpower Advisory Group, LLC BD affiliatedOtherAug 15, 2012Dec 10, 2025 (4865 d)
Kevin GeistAssetmark, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJul 13, 2012Aug 2, 2022 (3672 d)
Edward Charles KellyAssetmark, Inc. otherBrinker Capital Inc otherOtherJun 25, 2012Jun 22, 2012
Bradley Alan RistAssetmark, Inc. otherKeeley Asset Management Corp otherOtherOct 14, 2011Mar 20, 2013 (523 d)
Jennifer Nicole OverhoffAssetmark, Inc. otherLPL Financial LLC otherOtherSep 23, 2011Dec 15, 2011 (83 d)
Zachary Thomas SooterAssetmark, Inc. otherSage Advisory Services Ltd Co otherOtherJun 27, 2011Sep 15, 2011 (80 d)
Anthony OrestanoAssetmark, Inc. otherIndependent Financial Group, LLC otherOtherMay 18, 2011Jun 8, 2011
Christian HviidAssetmark, Inc. otherPoint Guard Capital LLC unclassifiedOtherApr 28, 2011Aug 29, 2011 (123 d)
Mark Paul SchoenbeckAssetmark, Inc. otherCurian Capital, LLC otherOtherJan 6, 2011Jan 13, 2011
Roy E McclungAssetmark, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 17, 2010Sep 28, 2010
Joseph Matthew TucciniAssetmark, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherAug 31, 2010Oct 1, 2010 (31 d)
Jeremy PumaAssetmark, Inc. otherCitigroup Global Markets Inc. otherOtherJul 29, 2010Apr 21, 2011 (266 d)
Robert Bradley MillerAssetmark, Inc. otherMeeder Advisory Services, Inc. otherOtherMay 24, 2010Oct 1, 2010 (130 d)
Jennifer Lynn SenftAssetmark, Inc. otherVanguard Advisers, Inc. BD affiliatedOtherMay 24, 2010Feb 2, 2021 (3907 d)
Michele Conti StrautsAssetmark, Inc. otherAusdal Financial Partners, Inc. otherOtherMay 17, 2010May 24, 2010
James Stephen DefalcoAssetmark, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherApr 16, 2010Jul 10, 2012 (816 d)
Michael John OconnorAssetmark, Inc. otherAssembly Wealth otherOtherMar 23, 2010May 5, 2010 (43 d)
Terry Lee BussardAssetmark, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherJan 25, 2010Oct 1, 2010 (249 d)
Timothy McfaddenAssetmark, Inc. otherTjt Capital Group, LLC otherOtherAug 7, 2009Aug 5, 2009
James August CookAssetmark, Inc. otherTjt Capital Group, LLC otherOtherAug 6, 2009Aug 5, 2009
Timothy Owen McmullanAssetmark, Inc. otherTjt Capital Group, LLC otherOtherJul 7, 2009Aug 5, 2009
Benjamin J. ForemanAssetmark, Inc. otherStrategic Advisers LLC national BDOtherJul 7, 2009Nov 24, 2010 (505 d)
Ian Thomas RobertsonAssetmark, Inc. otherFortitude Advisory Group L.L.C. otherOtherJan 21, 2009Oct 4, 2010 (621 d)
Darren James SchuldheissAssetmark, Inc. otherBellatore Financial, Inc. otherOtherJan 21, 2009Feb 18, 2009
Erik Martin BlankmeyerAssetmark, Inc. otherTd Ameritrade, Inc. no RAUMOtherJun 2, 2008Jun 17, 2008
Michael Leon WaldridgeAssetmark, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherMar 20, 2008Mar 27, 2008
Frank Michael ByrdAssetmark, Inc. otherSei Investments Management Corp otherOtherAug 27, 2007May 22, 2009 (634 d)
Luke F BaumAssetmark, Inc. otherCbiz Retirement Plan Advisory Services otherOtherAug 19, 2005Aug 23, 2005
Alexander RabinovichAssetmark, Inc. otherRussell Investments otherOtherJul 1, 2004Apr 18, 2014 (3578 d)
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157 moves match.