DFX Intelligence
Advisor moves
Departures from Securities America Advisors, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,892 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Wesley Mckay | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2019 | Aug 16, 2019 |
| Jason Thomas Arbetter | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2019 | Aug 15, 2019 |
| Matthew Brent Longland | Securities America Advisors, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2019 | Aug 15, 2019 |
| David Raymond Falk | Securities America Advisors, Inc. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Aug 13, 2019 |
| Steven Mark Dalton | Securities America Advisors, Inc. BD affiliated | Arbor Point Advisors other | Other | Aug 15, 2019 | Apr 13, 2015 |
| Barbara Wilbur Sullins | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2019 | Aug 16, 2019 |
| Brenda Leann Anderson | Securities America Advisors, Inc. BD affiliated | Wealthplan Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2019 | Jan 10, 2020 (148 d) |
| Ryan T Connell | Securities America Advisors, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2019 | Aug 22, 2019 |
| Daniel Perry | Securities America Advisors, Inc. BD affiliated | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Aug 12, 2019 | Aug 15, 2019 |
| Scott Eric Furbee | Securities America Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2019 | Aug 8, 2019 |
| Eugene James Yelverton | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2019 | Jul 26, 2019 |
| Curtis Martin Hill | Securities America Advisors, Inc. BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2019 | Aug 1, 2019 |
| Joseph Michael Lushene | Securities America Advisors, Inc. BD affiliated | Osaic Fs, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2019 | Jul 31, 2019 |
| David Patrick Chandler | Securities America Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2019 | Sep 16, 2019 (48 d) |
| Jay Michael Lauer | Securities America Advisors, Inc. BD affiliated | Plus Group Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2019 | Jul 29, 2019 |
| Brent Robert Neis | Securities America Advisors, Inc. BD affiliated | Plus Group Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2019 | Jul 29, 2019 |
| Rebecca Jean Anne Jordan | Securities America Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 18, 2019 | Nov 13, 2019 (118 d) |
| James Joseph Mcmonigle | Securities America Advisors, Inc. BD affiliated | Wealth Management Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2019 | Apr 1, 2019 |
| Brian David Smith | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2019 | Jul 8, 2019 |
| Jerald Lewis Butts | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2019 | Jul 9, 2019 |
| Daniel Joseph Esford | Securities America Advisors, Inc. BD affiliated | Reagan Companies Asset Management, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2019 | Jul 19, 2019 |
| Matthew Blair Burk | Securities America Advisors, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 21, 2019 | Feb 6, 2024 (1691 d) |
| Dennis Eugene Zaderaka | Securities America Advisors, Inc. BD affiliated | Sharpepoint, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2019 | Jul 7, 2020 (382 d) |
| Adam Gregory Mark Hartrum | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2019 | Jun 17, 2019 |
| Ryan M. Gartrell | Securities America Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2019 | Dec 15, 2020 (551 d) |
| John Joseph Skowronski | Securities America Advisors, Inc. BD affiliated | Pcg Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2019 | Jun 13, 2019 |
| Melody Marie Behnke | Securities America Advisors, Inc. BD affiliated | Arnerich Massena, Inc. other | Other | Jun 6, 2019 | Sep 5, 2019 (91 d) |
| Ann Marie Mariani-Issel | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2019 | May 31, 2019 |
| Patricia Mary Loris | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2019 | Jun 1, 2020 (364 d) |
| Joseph D Ricciardi | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2019 | May 31, 2019 |
| Michelle Mary Milliken | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2019 | May 31, 2019 |
| Mark Allen Davids | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2019 | May 31, 2019 |
| James Michael Davids | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2019 | Jun 3, 2019 |
| Andrew Douglass Carman | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2019 | Jul 1, 2019 (31 d) |
| Michael Paul Bennitt | Securities America Advisors, Inc. BD affiliated | Wealth Teams Alliance independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2019 | Jun 18, 2019 |
| Brenda Rose Aslyn | Securities America Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2019 | Feb 15, 2024 (1732 d) |
| David Alan Waltz | Securities America Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2019 | May 9, 2019 |
| Steven David Waltz | Securities America Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2019 | May 9, 2019 |
| Debbie Louise Feuer | Securities America Advisors, Inc. BD affiliated | Fulcrum Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2019 | Apr 29, 2019 |
| Miriam Ochoa Angel | Securities America Advisors, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2019 | Apr 22, 2019 |
| Michael J Primerano | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 15, 2019 | Mar 1, 2018 |
| Judith Lynn Hernandez | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 9, 2019 | Mar 2, 2018 |
| Richard Lee Anderson | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 3, 2019 | Mar 1, 2018 |
| Michael Anthony Dejohn | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 3, 2019 | Mar 1, 2018 |
| Shannon C Barry | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Apr 3, 2019 | Mar 1, 2018 |
| Michael Scott Allison | Securities America Advisors, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Apr 2, 2019 |
| Robert Edward Allison | Securities America Advisors, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Apr 2, 2019 |
| Levi Glenn Cass | Securities America Advisors, Inc. BD affiliated | Ameritas Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2019 | Jul 8, 2019 (109 d) |
| Christian Samuel Tiscareno | Securities America Advisors, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2019 | May 14, 2019 (57 d) |
| James Joseph Thomason | Securities America Advisors, Inc. BD affiliated | One Degree Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2019 | Jul 9, 2025 (2309 d) |
| Daniel Alcala | Securities America Advisors, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2019 | Mar 22, 2019 |
| Mark Benjamin Grooters | Securities America Advisors, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2019 | Mar 5, 2019 |
| Lisa Dorothy Berg | Securities America Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2019 | Mar 11, 2019 |
| James Robert Caldwell | Securities America Advisors, Inc. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2019 | Feb 11, 2019 |
| Joshua Thomas Fox | Securities America Advisors, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2019 | Feb 4, 2019 |
| Hugh B Phillips | Securities America Advisors, Inc. BD affiliated | Allworth Financial, L.P. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2019 | Feb 1, 2019 |
| Troy Michael Hefta | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2019 | Feb 4, 2019 |
| Cheyenne Gene Walker | Securities America Advisors, Inc. BD affiliated | Aw Securities no RAUM | Other | Jan 31, 2019 | Feb 1, 2019 |
| Mark John Englund | Securities America Advisors, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2019 | Jan 11, 2019 |
| Paul Lawrence Newton | Securities America Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2019 | Feb 5, 2019 |