DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Securities America Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Clifford Huxford | Securities America Advisors, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Feb 12, 2024 |
| Brent Wade Crawford | Securities America Advisors, Inc. BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2024 | Jan 25, 2024 |
| Robert Pate Ellington-Montes | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Apr 27, 2023 |
| Graysen Laurence Vukasin | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Apr 21, 2023 |
| Joslin Alberique | Securities America Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 26, 2024 | Jan 27, 2026 (732 d) |
| Marianne Elizabeth Carter | Securities America Advisors, Inc. BD affiliated | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Jan 23, 2024 |
| Chris Thomas Kurtis | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Jan 22, 2024 |
| Tome Salkovski | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Jan 22, 2024 |
| Andrew Jules Chabot | Securities America Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jan 21, 2024 | Jan 19, 2024 |
| Wesley Daniel Patrick Scoggin | Securities America Advisors, Inc. BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 31, 2022 |
| Barbara Jean Pal | Securities America Advisors, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2024 | Jan 17, 2024 |
| Neil Lycurgus Vanzandt | Securities America Advisors, Inc. BD affiliated | Overridge Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 8, 2024 | Mar 23, 2026 (805 d) |
| Stephen James Resch | Securities America Advisors, Inc. BD affiliated | Resch Financial Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2023 | Nov 28, 2023 |
| David Webster Thompson | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| Stacey Jo Otterstrom | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 8, 2024 |
| Dylan Krezelak | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 8, 2024 |
| Curt William Knapp | Securities America Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Dec 20, 2023 |
| Bradley William Werner | Securities America Advisors, Inc. BD affiliated | Summit Financial, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Jan 3, 2024 |
| John Douglas Timmer | Securities America Advisors, Inc. BD affiliated | Wealthspan Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2023 | Dec 18, 2023 |
| Johnathan Colter Metcalf | Securities America Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 21, 2023 | Dec 14, 2023 |
| Chris Weston | Securities America Advisors, Inc. BD affiliated | Ria Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2023 | Oct 9, 2024 (294 d) |
| Travis Allen | Securities America Advisors, Inc. BD affiliated | Wealth Strategies Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2023 | Jan 1, 2026 (743 d) |
| Mark Patrick Yates | Securities America Advisors, Inc. BD affiliated | Wealth Strategies Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2023 | Jun 22, 2026 (915 d) |
| Paul John Schulte | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Dec 19, 2023 |
| Robert James Schup | Securities America Advisors, Inc. BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2023 | Dec 18, 2023 |
| Thomas Ray Stark | Securities America Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2023 | Dec 14, 2023 |
| Robert Grahn Teneyck | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 11, 2023 |
| Samuel Wilson Griggs | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Dec 12, 2023 |
| Kenneth P Garon | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 14, 2023 | Dec 13, 2023 |
| Timmy Bob Papadopoulos | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 5, 2023 |
| Stephanie Lynn Bolles | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 5, 2023 |
| Joshua Barrett Brooks | Securities America Advisors, Inc. BD affiliated | Exponential Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 12, 2023 | Jan 30, 2025 (415 d) |
| Edward Aron Sommer | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2023 | Nov 30, 2023 |
| Bryan Edgar Brumley | Securities America Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2023 | Nov 30, 2023 |
| Timothy Dean Cox | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Dec 5, 2023 |
| Matthew James Kennedy | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Dec 5, 2023 |
| Ethan M Bell | Securities America Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Feb 26, 2025 (447 d) |
| John Harley Crow | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Nov 30, 2023 |
| Clark A May | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 2, 2023 |
| Carl Edward Swanson | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Dec 2, 2023 |
| German A Cabrera | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2023 | Nov 30, 2023 |
| Stephen Morrell Foster | Securities America Advisors, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2023 | Jan 8, 2024 (39 d) |
| Kelly Loyd Mcdermott | Securities America Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 15, 2023 |
| Robert Michael Love | Securities America Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2023 | Oct 23, 2023 |
| Christine Kopecky | Securities America Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2023 | Dec 11, 2023 |
| Kyle Steven Bigler | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Nov 27, 2023 |
| Jared W Knudsen | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2023 | Nov 27, 2023 |
| Gordon Ralph Baker | Securities America Advisors, Inc. BD affiliated | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2023 | Nov 21, 2023 |
| Hannah N Bertsch | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 13, 2023 |
| Timothy Joseph Hickey | Securities America Advisors, Inc. BD affiliated | Moneco Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2023 | Nov 7, 2023 |
| Sharon Elaine Melville | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2023 | Nov 3, 2023 |
| Robert Michael Cianci | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2023 | Nov 7, 2023 |
| Kaitlyn Fitzhenry | Securities America Advisors, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2023 | Nov 27, 2023 |
| Jeffery Wayne Hill | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2023 | Nov 7, 2023 |
| David S. Long | Securities America Advisors, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Nov 1, 2023 |
| Joshua Allen Tessar | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Nov 1, 2023 |
| James Donenberg | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 1, 2023 |
| Irwin Michael Zagoria | Securities America Advisors, Inc. BD affiliated | Imz Advisory Inc. no RAUM | Other | Oct 31, 2023 | Aug 27, 2021 |
| Benjamin Robert Young | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Oct 27, 2023 |
| Lacey Michele Young | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Oct 26, 2023 |
1,892 moves match.