DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Securities America Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chester Miller Mccord | Securities America Advisors, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Aug 9, 2023 |
| Mitchell Lone Mccord | Securities America Advisors, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Aug 9, 2023 |
| Susan M Crannell | Securities America Advisors, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Nov 21, 2023 (112 d) |
| James Clifford Edelmann | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jan 1, 2025 (520 d) |
| William Richard Miller | Securities America Advisors, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2023 | Jul 21, 2023 |
| Thomas Gene Bartley | Securities America Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2023 | Jul 17, 2023 |
| Roger Lee Slayton | Securities America Advisors, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Jul 6, 2023 |
| Bryan James Halicki | Securities America Advisors, Inc. BD affiliated | Aspire Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2023 | Jun 30, 2023 |
| Mark Hutchins Egener | Securities America Advisors, Inc. BD affiliated | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jul 14, 2023 |
| Marc John Miner | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jun 26, 2023 |
| Phoebe Daimei Jaramillo | Securities America Advisors, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Aug 20, 2024 (420 d) |
| Frank J Calise | Securities America Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 22, 2023 |
| Edward Henry Rodriguez | Securities America Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 22, 2023 |
| Thomas Donald Benscoter | Securities America Advisors, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jun 22, 2023 |
| James Staurt Otto | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Aug 14, 2023 (49 d) |
| Randall Todd Williams | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jun 22, 2023 |
| Jeffrey David Kinsler | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jun 22, 2023 |
| Michael Gerard Mccabe | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jun 6, 2023 |
| Israel Epstein | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jun 6, 2023 |
| Jeffrey D Snyder | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jun 6, 2023 |
| Michael John Fornasier | Securities America Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | May 22, 2023 |
| Mark Eugene Morrison | Securities America Advisors, Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2023 | May 22, 2023 |
| Ian Matthew Morrison | Securities America Advisors, Inc. BD affiliated | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2023 | May 22, 2023 |
| Anthony Joseph Ferlito | Securities America Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2023 | Jul 5, 2023 (44 d) |
| Noah Austin Smith | Securities America Advisors, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 22, 2023 | Jun 5, 2023 |
| Markellos Nicholas Marcou | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | May 19, 2023 |
| Timothy Craig Merchant | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 9, 2023 |
| Chad Matthew Glover | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 9, 2023 |
| Kyle Steele Younger | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 9, 2023 |
| David Benjamin Kay | Securities America Advisors, Inc. BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2023 | Apr 21, 2023 |
| Scott Timothy Hinchey | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2023 | May 5, 2023 |
| Nicholas Stephen Reed | Securities America Advisors, Inc. BD affiliated | Capstone Financial Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2023 | May 10, 2023 |
| Michael Nobile | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | May 5, 2023 |
| Casey Chiyoshi Odo | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | May 5, 2023 |
| Philip Kerry Ludwig | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | May 5, 2023 |
| Richard James London | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | Apr 26, 2023 |
| Wendy Joan Richardson | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | May 5, 2023 |
| Kim Elizabeth Wawrzynowicz | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | May 5, 2023 |
| Francis Lee Friend | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | Apr 14, 2023 |
| Ryan Vance Golinski | Securities America Advisors, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2023 | May 2, 2023 |
| Jay Gershman | Securities America Advisors, Inc. BD affiliated | Redhawk Wealth Advisors, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 2, 2023 | May 1, 2023 |
| David Anthony Sutkaitis | Securities America Advisors, Inc. BD affiliated | Redhawk Wealth Advisors, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 2, 2023 | May 2, 2023 |
| Jason Hand | Securities America Advisors, Inc. BD affiliated | Redhawk Wealth Advisors, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 2, 2023 | May 1, 2023 |
| Susan Michelle Roberts | Securities America Advisors, Inc. BD affiliated | Next Financial Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2023 | May 15, 2023 |
| Crystal Lee Godbee | Securities America Advisors, Inc. BD affiliated | Amb Wealth, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 1, 2023 | May 15, 2023 |
| Gregory Scott Jackson | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2023 | Apr 24, 2023 |
| Jason Johnson | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2023 | Apr 28, 2023 |
| Mark Joseph Slattery | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 25, 2023 |
| David Barol | Securities America Advisors, Inc. BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Mar 28, 2023 |
| Matthew Guy Peters | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 25, 2023 |
| Nathaniel Wayne Brobst | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 25, 2023 |
| Clint Joseph Eikmeier | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 25, 2023 |
| Michelle L Reynolds | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2023 | Mar 27, 2023 |
| Edward Stanley Myers | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2023 | Apr 3, 2023 |
| Neil Schraffenberger | Securities America Advisors, Inc. BD affiliated | Syntegra Private Wealth Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2023 | Mar 1, 2023 |
| Charles Reed Terry | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Mar 31, 2023 |
| Jay Robert Braaten | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Apr 3, 2023 |
| Alexander Alessia | Securities America Advisors, Inc. BD affiliated | Fi3 Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2023 | Apr 6, 2023 |
| William Brandon Gooding | Securities America Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 31, 2023 | Apr 10, 2023 |
| Wesley Greg Alston | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Mar 24, 2023 |
1,892 moves match.