DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Securities America Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Edward Walker | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Mar 24, 2023 |
| Tyler Dicke | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2023 | Mar 20, 2023 |
| Salvatore Dinatale | Securities America Advisors, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 16, 2023 | Apr 21, 2023 (36 d) |
| Richard Frank Parnigoni | Securities America Advisors, Inc. BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2023 | Apr 5, 2023 |
| William Joel Small | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2023 | Nov 12, 2025 (981 d) |
| Gregory Scott Aagaard | Securities America Advisors, Inc. BD affiliated | Rai Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 7, 2023 | Apr 19, 2023 (43 d) |
| Scott Alexander Brown | Securities America Advisors, Inc. BD affiliated | Rai Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 7, 2023 | Apr 5, 2023 |
| Melissa Anne Imbrogno | Securities America Advisors, Inc. BD affiliated | Rai Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 7, 2023 | Apr 5, 2023 |
| William Scott West | Securities America Advisors, Inc. BD affiliated | Rai Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 7, 2023 | Apr 5, 2023 |
| Douglas Holmes Brindle | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2023 | Mar 7, 2023 |
| Megan Elizabeth Heinsma | Securities America Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2023 | Mar 21, 2023 |
| Marcus Arnold | Securities America Advisors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Mar 1, 2023 |
| Frank Lee Arnold | Securities America Advisors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Mar 1, 2023 |
| William John Vail | Securities America Advisors, Inc. BD affiliated | Integrity Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 24, 2023 | Feb 21, 2023 |
| Nicholas Ronald Vail | Securities America Advisors, Inc. BD affiliated | Integrity Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 24, 2023 | Feb 21, 2023 |
| William Michael Vail | Securities America Advisors, Inc. BD affiliated | Integrity Wealth Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 24, 2023 | Feb 21, 2023 |
| Daniel Norman Dowd | Securities America Advisors, Inc. BD affiliated | Grove Point Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2023 | Mar 9, 2023 |
| David Michael Swiderski | Securities America Advisors, Inc. BD affiliated | Sequent Planning, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2023 | Apr 4, 2023 (40 d) |
| Michael Joseph Pepin | Securities America Advisors, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2023 | Feb 22, 2023 |
| Ryan Daniel Mcdermott | Securities America Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 7, 2023 | Jan 26, 2023 |
| Carson Wirges | Securities America Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Mar 8, 2023 (33 d) |
| Gregory Gordon Riggs | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2023 | Jan 31, 2023 |
| Patrick Benjamin Bungo | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2023 | Jan 30, 2023 |
| Kevin John Riggs | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2023 | Jan 31, 2023 |
| Brian Jacob Wells | Securities America Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 19, 2023 | Jan 17, 2023 |
| Steve R Palmer | Securities America Advisors, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2023 | Feb 8, 2023 |
| Lawrence Joseph Kelly | Securities America Advisors, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | Mar 21, 2023 (77 d) |
| John Constantine Rousos | Securities America Advisors, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Jan 23, 2023 |
| Rachel Elinor Lauber | Securities America Advisors, Inc. BD affiliated | The Patriot Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2022 | Oct 5, 2022 |
| Charles Freeman Morgan | Securities America Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2022 | Dec 15, 2022 |
| Leonard Daniel Gilroy-Solano | Securities America Advisors, Inc. BD affiliated | The Patriot Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2022 | Mar 10, 2021 |
| Jerome Henry Sullivan | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 12, 2022 | Dec 9, 2022 |
| David Bressoud | Securities America Advisors, Inc. BD affiliated | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2022 | Nov 6, 2025 (1060 d) |
| Evan Daniel Fennema | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2022 | Dec 7, 2022 |
| D. Brent Fennema | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2022 | Dec 7, 2022 |
| Caleb John Laidig | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2022 | Dec 7, 2022 |
| William Richard Ellis | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Jan 9, 2025 (763 d) |
| Mitchel Takens | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2022 | Dec 7, 2022 |
| Tyler Woods | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2022 | Jan 13, 2023 (37 d) |
| David Monroe Wray | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2022 | Dec 2, 2022 |
| Matthew James Trivett | Securities America Advisors, Inc. BD affiliated | Trivett Wealth Management, LLC unclassified | Other | Dec 1, 2022 | Oct 27, 2021 |
| Eric Preston Fenton | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Nov 30, 2022 |
| Rodney Allen Wangler | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Nov 30, 2022 |
| Melissa Ann Logan | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Dec 1, 2022 |
| Andrew Charles Frazier | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Dec 4, 2022 |
| Colin Bryant Ault | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2022 | Nov 29, 2022 |
| Tracy Richard Odegaard | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 28, 2022 | Dec 1, 2022 |
| Jason G Hunsucker | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 28, 2022 | Nov 21, 2022 |
| Michael Carl Lindemann | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 28, 2022 | Nov 18, 2022 |
| Tanner James Odegaard | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 28, 2022 | Nov 30, 2022 |
| Aaron Michael Buemi | Securities America Advisors, Inc. BD affiliated | Wealthsource? independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 23, 2022 | Dec 2, 2022 |
| Mark Alexander Taylor | Securities America Advisors, Inc. BD affiliated | Mutual Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2022 | Nov 21, 2022 |
| Robert Martin Herrmann | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2022 | Nov 17, 2022 |
| Christopher G Little | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2022 | Nov 10, 2022 |
| Dennis Michael Gilliam | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2022 | Nov 14, 2022 |
| Kyle J Breitzman | Securities America Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2022 | Nov 7, 2022 |
| Michael John Bruno | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2022 | Nov 8, 2022 |
| Todd Alan Boggan | Securities America Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 3, 2022 | Feb 9, 2023 (98 d) |
| Scott Robert Uebelhoer | Securities America Advisors, Inc. BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Nov 8, 2022 |
| Ronald Lee Eckloff | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Oct 31, 2022 |
1,892 moves match.