DFX Intelligence
Advisor moves
Departures from Securities America Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Bell Childs | Securities America Advisors, Inc. BD affiliated | The Patriot Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2022 | Sep 23, 2019 |
| Scott James Langham | Securities America Advisors, Inc. BD affiliated | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Jan 10, 2022 |
| Robert Waldemar Petersen | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Feb 1, 2022 |
| Joe Oliver Perry | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Feb 1, 2022 |
| Erik David Sutcliffe | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2022 | Feb 1, 2022 |
| Ralph Irvin Glasgow | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2022 | Jan 26, 2022 |
| Shane Andrew Squibb | Securities America Advisors, Inc. BD affiliated | Modern Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 25, 2022 | Jan 19, 2022 |
| Heidi M Elick | Securities America Advisors, Inc. BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2022 | Jan 18, 2022 |
| Joshua Michael Wilson | Securities America Advisors, Inc. BD affiliated | Pin Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 18, 2022 | Jan 18, 2022 |
| David Anderson Knechtle | Securities America Advisors, Inc. BD affiliated | Pin Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 18, 2022 | Jan 11, 2022 |
| Miranda Jean Monte | Securities America Advisors, Inc. BD affiliated | Pin Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 18, 2022 | Jan 11, 2022 |
| David George Edgerton | Securities America Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2022 | Jan 10, 2022 |
| Patrick Christopher Farrell | Securities America Advisors, Inc. BD affiliated | Associated Investor Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 10, 2022 | Feb 17, 2021 |
| Peter John Ludwig | Securities America Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 7, 2022 |
| Chanda Chad Sour | Securities America Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 7, 2026 (1468 d) |
| Francis Michael Celona | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2021 | Aug 16, 2023 (593 d) |
| Stephen Lee Enoch | Securities America Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Nov 20, 2023 (698 d) |
| James Robert Harvey | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Dec 10, 2021 |
| Michael Joseph Maehl | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Dec 22, 2021 |
| Robert John Barnes | Securities America Advisors, Inc. BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2021 | Mar 1, 2021 |
| Andrew Isaac Harvey | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Dec 10, 2021 |
| William Arcade Driver | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Dec 21, 2021 | Dec 10, 2021 |
| Deborah Yen Mckinney | Securities America Advisors, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Dec 14, 2021 |
| Patrick William Horwitz | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Nov 15, 2021 |
| Joseph Norman Johnston | Securities America Advisors, Inc. BD affiliated | Everest Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2021 | Oct 18, 2021 |
| Raymond Neil Bergen | Securities America Advisors, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Nov 19, 2021 |
| Glen Alan Thiessen | Securities America Advisors, Inc. BD affiliated | Clear Creek Financial Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2021 | Nov 29, 2021 |
| James Dee Francis | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2021 | Nov 15, 2021 |
| Fred Boyce Easter | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2021 | Nov 18, 2021 |
| Sabine Birlenbach | Securities America Advisors, Inc. BD affiliated | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2021 | Dec 2, 2021 |
| Judith Lohr Mohr | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 12, 2021 |
| Michael Jude Sullivan | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Nov 8, 2021 |
| Brian Nicholas Allen | Securities America Advisors, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2021 | Nov 24, 2021 |
| Richard Hansford Dix | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2021 | Nov 10, 2021 |
| Drew Gress | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2021 | Nov 10, 2021 |
| Eric Mcintyre | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2021 | Nov 10, 2021 |
| Larry Andrew Prislovsky | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Nov 3, 2021 |
| Matthew Wade Jones | Securities America Advisors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2021 | Jan 5, 2022 (57 d) |
| Odysseus Rethis | Securities America Advisors, Inc. BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Nov 8, 2021 | Nov 16, 2021 |
| Ty Bongiovanni | Securities America Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2021 | Nov 1, 2021 |
| Marcus Anthony Arneaud | Securities America Advisors, Inc. BD affiliated | Associated Investor Services, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 29, 2021 | Mar 24, 2021 |
| Leslie Vigil | Securities America Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2021 | Nov 30, 2021 (32 d) |
| Gregory Keith Brown | Securities America Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 28, 2021 | Jul 1, 2024 (977 d) |
| Trevor Patrick Wardlaw | Securities America Advisors, Inc. BD affiliated | Wardlaw Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 26, 2021 | Oct 22, 2021 |
| Michael Patrick Mcnicholas | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Oct 26, 2021 |
| Robert Jason Helm | Securities America Advisors, Inc. BD affiliated | Helm Investment state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 19, 2021 | Oct 13, 2021 |
| Marcello Salvatore Cutrupi | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Oct 18, 2021 |
| Albert Anthony Pometto | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Oct 16, 2021 |
| Kara Galle | Securities America Advisors, Inc. BD affiliated | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Nov 10, 2021 |
| Kathryn Ellen Emling | Securities America Advisors, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Jul 26, 2021 |
| Garth Anthony Ivey | Securities America Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2021 | Oct 15, 2021 |
| Gregg Howard Johnson | Securities America Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Nov 5, 2021 (31 d) |
| Corbin Couture | Securities America Advisors, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Oct 7, 2021 |
| Brent Sabati | Securities America Advisors, Inc. BD affiliated | Modern Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 5, 2021 | Jan 3, 2022 (90 d) |
| Thomas Gately Blair | Securities America Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Oct 1, 2021 |
| Lisa K Gallagher | Securities America Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 30, 2021 | Nov 23, 2021 (54 d) |
| John Bryson Palmer | Securities America Advisors, Inc. BD affiliated | Manning & Napier Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2021 | May 8, 2023 (585 d) |
| Heather Anne Mcclintock | Securities America Advisors, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Oct 1, 2021 |
| David Florent Feltz | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Sep 16, 2021 |
| Darin David Cook | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2021 | Sep 27, 2021 |
1,892 moves match.