DFX Intelligence
Advisor moves
Departures from Eagle Strategies LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Leonard Berry | Eagle Strategies LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2020 | Jan 8, 2024 (1426 d) |
| Sean Patrick Swanson | Eagle Strategies LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2020 | Feb 14, 2020 |
| Diana Jansen | Eagle Strategies LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 7, 2020 | Feb 21, 2020 |
| Ryan C Mason | Eagle Strategies LLC BD affiliated | Mason Wealth Strategies state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 5, 2020 | Apr 16, 2020 (71 d) |
| Christopher George Kelly | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2020 | Feb 18, 2020 |
| Michele Victoria Ednock | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2020 | Feb 12, 2020 |
| Thomas Buckley | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2020 | Jun 10, 2020 (146 d) |
| Brian Segel | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2020 | Jun 14, 2021 (522 d) |
| Timothy John Lavelle | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Mar 18, 2020 (70 d) |
| Gabriel Louis Gould | Eagle Strategies LLC BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 15, 2020 |
| Barry Joseph Queen | Eagle Strategies LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2020 | Jan 13, 2020 |
| Malcolm Blake Pfenninger | Eagle Strategies LLC BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2020 | Jan 3, 2020 |
| Robert William Casale | Eagle Strategies LLC BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2020 | Sep 1, 2020 (243 d) |
| Robert John Bohne | Eagle Strategies LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2019 | Dec 20, 2019 |
| Aron Turk | Eagle Strategies LLC BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2019 | Jan 2, 2020 |
| Jodi Danielle Van Voorhis | Eagle Strategies LLC BD affiliated | Northwest Financial Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2019 | Dec 3, 2020 (352 d) |
| Renee Rose Kremm | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2019 | Dec 10, 2019 |
| Brian Bourdon | Eagle Strategies LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2019 | Feb 7, 2020 (57 d) |
| Michael Pechersky | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2019 | Dec 17, 2019 |
| John Ryan Kelley | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2019 | May 6, 2020 (167 d) |
| Thomas Andrew Lynch | Eagle Strategies LLC BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2019 | Jan 3, 2020 (49 d) |
| Jarod Rucker | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Nov 14, 2019 | Nov 21, 2019 |
| Thomas Allen Griffore | Eagle Strategies LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2019 | Oct 15, 2019 |
| Matthew Donald Spedden | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Oct 23, 2019 |
| Cory James Labre | Eagle Strategies LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 22, 2019 | Oct 15, 2019 |
| James Baglini | Eagle Strategies LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 17, 2019 | Oct 25, 2019 |
| Drew M Sweetman | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2019 | Nov 4, 2019 |
| Eric Dale Ragland | Eagle Strategies LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2019 | Mar 30, 2026 (2359 d) |
| Jason Frederick Demarzo | Eagle Strategies LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 3, 2019 | Oct 8, 2019 |
| Julia H Lin | Eagle Strategies LLC BD affiliated | First Heartland Consultants, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2019 | Aug 21, 2019 |
| Paul David Tearson | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2019 | Oct 7, 2019 |
| Louis S Donato | Eagle Strategies LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2019 | Nov 27, 2019 (70 d) |
| John Bryan Loy | Eagle Strategies LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 17, 2019 | Oct 23, 2019 (36 d) |
| Matthew Edward Vahl | Eagle Strategies LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2019 | Jan 13, 2020 (123 d) |
| Chad Jonathan Rusten | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2019 | Sep 10, 2019 |
| Matthew Christy Sola | Eagle Strategies LLC BD affiliated | Ironbound Advisory LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 3, 2019 | Jun 15, 2020 (286 d) |
| Richard Sterling Price | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2019 | Aug 19, 2019 |
| Justin Tyler Meyer | Eagle Strategies LLC BD affiliated | Financial Strategies Group, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2019 | Jul 31, 2019 |
| Patrick Thomas Lonergan | Eagle Strategies LLC BD affiliated | Central Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2019 | Jul 18, 2019 |
| Kristopher Maleski | Eagle Strategies LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Jul 15, 2019 |
| David Eugene Schwartz | Eagle Strategies LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2019 | Jul 30, 2019 |
| Susan Bowman Adams | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2019 | Jun 28, 2019 |
| Matthew Lawrence Witten | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2019 | Jan 6, 2021 (548 d) |
| Jonathan David Matuszkiewicz | Eagle Strategies LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2019 | Jul 12, 2019 |
| Christopher William Fullbright | Eagle Strategies LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2019 | Jun 12, 2019 |
| Paul Douglas Smith | Eagle Strategies LLC BD affiliated | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2019 | Jun 12, 2019 |
| Troy Michael Wirth | Eagle Strategies LLC BD affiliated | Ingen Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 3, 2019 | Sep 12, 2025 (2293 d) |
| Karen L. Comer | Eagle Strategies LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 30, 2019 | Jul 22, 2019 (53 d) |
| Emilio Enrique Rivera | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2019 | Jun 17, 2019 |
| Beau Blemker | Eagle Strategies LLC BD affiliated | Oneamerica Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2019 | May 22, 2019 |
| Drew Michael Forte | Eagle Strategies LLC BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2019 | Jul 24, 2019 (69 d) |
| Joseph Thomas Duffy | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2019 | May 21, 2019 |
| Michael Edward Posey | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2019 | Jun 25, 2019 (47 d) |
| Christopher Michael Obrien | Eagle Strategies LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2019 | May 13, 2019 |
| Garnell Theodore Scott | Eagle Strategies LLC BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Jun 3, 2019 (32 d) |
| Andrew J Levenson | Eagle Strategies LLC BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2019 | Mar 30, 2021 (712 d) |
| Patrick Joseph Younis | Eagle Strategies LLC BD affiliated | Minichmacgregor Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2019 | May 9, 2021 (766 d) |
| Esther T Searles | Eagle Strategies LLC BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Apr 2, 2019 | Apr 12, 2019 |
| Modupe Amber Omoyayi | Eagle Strategies LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2019 | Mar 28, 2019 |
| Clara Wu | Eagle Strategies LLC BD affiliated | Ernst & Young Investment Advisers Llp no RAUM | Other | Mar 26, 2019 | Nov 12, 2019 (231 d) |
1,107 moves match.