DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tlg Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Scott Donald Mathewson	Tlg Advisors, Inc. BD affiliated	MML Investors Services, LLC BD affiliated	Affiliated broker-dealer or bank to another	Dec 12, 2019	Dec 11, 2019
Keith Karchmar	Tlg Advisors, Inc. BD affiliated	Kestra Advisory Services, LLC BD affiliated	Affiliated broker-dealer or bank to another	Dec 12, 2019	Dec 11, 2019
Christopher Dean Scheimer	Tlg Advisors, Inc. BD affiliated	Spc BD affiliated	Affiliated broker-dealer or bank to another	Nov 18, 2019	Nov 13, 2019
James Apostolico	Tlg Advisors, Inc. BD affiliated	Lion Street Advisors, LLC BD affiliated	Affiliated broker-dealer or bank to another	Oct 28, 2019	Apr 22, 2021 (542 d)
Thomas Joseph Dohogne	Tlg Advisors, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Affiliated broker-dealer or bank to another	May 16, 2019	Jul 10, 2019 (55 d)
Andrew Louis Gentile	Tlg Advisors, Inc. BD affiliated	Novem Group independent RIA	Affiliated broker-dealer or bank to independent RIA	Apr 4, 2019	Oct 26, 2020 (571 d)
Robert Allen Zeiner	Tlg Advisors, Inc. BD affiliated	Stratton & Co. Retirement Investment Strategies, LLC unclassified	Other	Mar 19, 2019	Oct 14, 2015
James Crawford Logan	Tlg Advisors, Inc. BD affiliated	Mesirow Financial Investment Management, Inc. mixed wealth	Affiliated broker-dealer or bank to independent RIA	Dec 3, 2018	Dec 5, 2018
Scott Mason Fitzgerald	Tlg Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Affiliated broker-dealer or bank to another	Nov 13, 2018	Nov 13, 2018
Wesley Charles Sullivan	Tlg Advisors, Inc. BD affiliated	Cetera Advisor Networks LLC BD affiliated	Affiliated broker-dealer or bank to another	Nov 13, 2018	Nov 13, 2018
Patrick Arthur Gierke	Tlg Advisors, Inc. BD affiliated	Acrylic Financial, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Oct 16, 2018	Apr 12, 2019 (178 d)
Keith David Huberman	Tlg Advisors, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Affiliated broker-dealer or bank to another	Sep 4, 2018	Aug 31, 2018
Dustin Hyche	Tlg Advisors, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Affiliated broker-dealer or bank to another	Sep 4, 2018	Aug 31, 2018
Michael James Smith Tucker	Tlg Advisors, Inc. BD affiliated	Simplicity Wealth independent RIA	Affiliated broker-dealer or bank to independent RIA	Aug 20, 2018	Dec 11, 2023 (1939 d)
Walker Person	Tlg Advisors, Inc. BD affiliated	Lion Street Advisors, LLC BD affiliated	Affiliated broker-dealer or bank to another	Jun 4, 2018	Jul 11, 2018 (37 d)
Nicholas Adam Bour	Tlg Advisors, Inc. other	Corecap Advisors other	Other	Oct 27, 2017	Nov 1, 2017
James Patrick Karthaus	Tlg Advisors, Inc. other	Great Valley Advisor Group, LLC other	Other	Aug 31, 2017	Sep 6, 2017
Jason O'Meara	Tlg Advisors, Inc. other	Great Valley Advisor Group, LLC other	Other	Aug 31, 2017	Sep 6, 2017
Jonathan William Childs	Tlg Advisors, Inc. other	Great Valley Advisor Group, LLC other	Other	Aug 31, 2017	Sep 16, 2017
Phillip Albert Lorenzon	Tlg Advisors, Inc. other	Great Valley Advisor Group, LLC other	Other	Aug 31, 2017	Sep 16, 2017
Scott Alan Plamondon	Tlg Advisors, Inc. other	Beacon Pointe Advisors, LLC other	Other	Aug 25, 2017	Oct 10, 2017 (46 d)
Sean Christopher Wieland	Tlg Advisors, Inc. other	Tannhauser Financial LLC state registered	Other	Jul 18, 2017	Jul 30, 2019 (742 d)
Wyatt J England	Tlg Advisors, Inc. other	Sanctuary Advisors, LLC BD affiliated	Other	Jul 18, 2017	Apr 30, 2019 (651 d)
Thomas Gene Bartley	Tlg Advisors, Inc. other	Investacorp Advisory Services Inc other	Other	Jul 7, 2017	Sep 15, 2017 (70 d)
Ralph James Romano	Tlg Advisors, Inc. other	Spc other	Other	Jun 21, 2017	Dec 1, 2017 (163 d)
Carmen Saenz Hill	Tlg Advisors, Inc. other	Citigroup Global Markets Inc. other	Other	May 31, 2017	Jun 6, 2017
Jonathan Barrett Prinz	Tlg Advisors, Inc. other	Cetera Investment Advisers LLC other	Other	May 2, 2017	Apr 28, 2017
Elizabeth Anth	Tlg Advisors, Inc. other	Easterly Funds LLC other	Other	Apr 25, 2017	Mar 7, 2018 (316 d)
Charles Jospeh Cavanaugh	Tlg Advisors, Inc. other	Allstate Financial Advisors, LLC no RAUM	Other	Mar 16, 2017	Apr 25, 2017 (40 d)
Michael Emanuel Barnes	Tlg Advisors, Inc. other	True North Advisory, LLC state registered	Other	Dec 31, 2016	Sep 8, 2020 (1347 d)
Matthew John Palazzolo	Tlg Advisors, Inc. other	Bfc Planning, Inc. other	Other	Dec 31, 2016	Jan 4, 2017
Jeffrey M Gapinski	Tlg Advisors, Inc. other	Ele Advisory Services, Inc independent RIA	Other	Nov 7, 2016	Nov 9, 2016
Marcus Gunawan	Tlg Advisors, Inc. other	Foresters Equity Services, Inc. other	Other	Aug 4, 2016	Aug 11, 2016
Paul Edward Staniszewski	Tlg Advisors, Inc. other	Waddell & Reed other	Other	May 18, 2016	Aug 9, 2016 (83 d)
Bradley Kirk Maples	Tlg Advisors, Inc. other	Ele Advisory Services, Inc independent RIA	Other	May 10, 2016	Nov 16, 2016 (190 d)
Steven Ronald Hoak	Tlg Advisors, Inc. other	Lifetime Financial, Inc. state registered	Other	Feb 24, 2016	Aug 8, 2017 (531 d)
Jennifer Denee Scott	Tlg Advisors, Inc. other	Raymond James & Associates, Inc. national BD	Other	Jan 22, 2016	Oct 19, 2016 (271 d)
Scott Alan Lebauer	Tlg Advisors, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 31, 2015	Oct 20, 2016 (294 d)
George Michael Morgenroth	Tlg Advisors, Inc. other	Excel Wealth Management, LLC institutional	Other	Dec 17, 2015	Apr 28, 2022 (2324 d)
Rena Kay Breeding	Tlg Advisors, Inc. other	Columbia Benefits, LLC independent RIA	Other	Nov 2, 2015	Oct 30, 2015
Jeremy Kyle David	Tlg Advisors, Inc. other	J. W. Cole Advisors, Inc. other	Other	Oct 1, 2015	Oct 1, 2015
Erik Paul Garcia	Tlg Advisors, Inc. other	New Century Financial Group, LLC other	Other	Jul 1, 2015	Jul 7, 2015
Harold Alan Schwartz	Tlg Advisors, Inc. other	Osaic Wealth, Inc. other	Other	Jul 1, 2015	Jun 30, 2015
Sheri Turek	Tlg Advisors, Inc. other	Fifth Third Securities, Inc. other	Other	Jan 14, 2015	Feb 25, 2015 (42 d)
Kevin Patrick Mooney	Tlg Advisors, Inc. other	Ae Wealth Management, LLC independent RIA	Other	Jan 6, 2015	Aug 22, 2024 (3516 d)
David Laurence Fields	Tlg Advisors, Inc. other	Money Concepts Advisory Service other	Other	Jul 8, 2014	Jul 14, 2014
John Emerson Willse	Tlg Advisors, Inc. other	Concourse Financial Group Advisors other	Other	Mar 26, 2014	May 16, 2014 (51 d)
Christopher Scott Caylor	Tlg Advisors, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Mar 4, 2014	Mar 21, 2024 (3670 d)
Richard Scott Maholchic	Tlg Advisors, Inc. other	Lincoln Investment other	Other	Feb 11, 2014	Feb 11, 2014
James M Thornton	Tlg Advisors, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 2, 2013	Sep 13, 2013 (134 d)
Patrick Neal Broome	Tlg Advisors, Inc. other	Securities America Advisors, Inc. other	Other	Jun 8, 2012	May 4, 2012
Barry Dean Fasenmyer	Tlg Advisors, Inc. other	Msi Financial Services, Inc. other	Other	Jun 1, 2012	Jun 18, 2012
Ganiyu Adejare Raji	Tlg Advisors, Inc. other	Equatorial Advisors, LLC state registered	Other	Dec 31, 2011	Apr 13, 2011
Kurt Charles Gerhardt	Tlg Advisors, Inc. other	Fsc Securities Corporation other	Other	Dec 13, 2011	Dec 15, 2011
Jonathan L Warren	Tlg Advisors, Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jun 2, 2011	Jun 3, 2011
David Keel	Tlg Advisors, Inc. other	Keel Financial Services unclassified	Other	Jan 3, 2011	Sep 20, 2007
James Patrick Karthaus	Tlg Advisors, Inc. other	Voya Financial Advisors, Inc. other	Other	Oct 26, 2010	May 7, 2012 (559 d)
John Winthrop Ohl	Tlg Advisors, Inc. other	Bay Colony Advisors other	Other	Oct 14, 2010	Jan 28, 2010
James Clements Catacchio	Tlg Advisors, Inc. other	Bay Colony Advisors other	Other	Oct 14, 2010	Jan 28, 2010
John Ryan Heath	Tlg Advisors, Inc. other	Global Financial Private Capital, Inc. other	Other	May 27, 2010	Jun 30, 2010 (34 d)

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195 moves match.