Departures from J. W. Cole Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Bryan H Nakamoto	J. W. Cole Advisors, Inc. other	Securities America Advisors, Inc. other	Other	Dec 23, 2016	Dec 2, 2016
Don Wesley Salter	J. W. Cole Advisors, Inc. other	LPL Financial LLC other	Other	Nov 22, 2016	Nov 3, 2016
Michael A Greer	J. W. Cole Advisors, Inc. other	Modern Capital Advisors, LLC other	Other	Oct 27, 2016	Oct 4, 2016
Graham Tadahiko Enomoto	J. W. Cole Advisors, Inc. other	Shiraishi Financial Group Advisors other	Other	Sep 16, 2016	Aug 29, 2016
Kirby Smith Sale	J. W. Cole Advisors, Inc. other	LPL Financial LLC independent RIA	Other	Sep 13, 2016	Mar 27, 2018 (560 d)
Ryan Benjamin Frank	J. W. Cole Advisors, Inc. other	Sc&H Wealth other	Other	Jul 21, 2016	Jul 8, 2016
Josh Adam Jalinski	J. W. Cole Advisors, Inc. other	Wealth Quarterback LLC independent RIA	Other	May 6, 2016	Jun 7, 2016 (32 d)
Christopher William Meyer	J. W. Cole Advisors, Inc. other	Wealth Quarterback LLC independent RIA	Other	May 6, 2016	Jun 1, 2017 (391 d)
Barry P Toole	J. W. Cole Advisors, Inc. other	World Investment Advisors, LLC other	Other	Mar 14, 2016	Mar 7, 2016
Charles Marion Fetters	J. W. Cole Advisors, Inc. other	Conscious Capital Wealth Management, LLC independent RIA	Other	Mar 8, 2016	Mar 8, 2016
Corrin Gibbs Burke	J. W. Cole Advisors, Inc. other	Conscious Capital Wealth Management, LLC independent RIA	Other	Mar 8, 2016	Mar 8, 2016
Andrea Lee Wolfe	J. W. Cole Advisors, Inc. other	Conscious Capital Wealth Management, LLC independent RIA	Other	Mar 8, 2016	Mar 8, 2016
Monique Renee Marshall	J. W. Cole Advisors, Inc. other	Life By Design Advisory Services unclassified	Other	Dec 23, 2015	Jul 22, 2015
Mark A Ruhe	J. W. Cole Advisors, Inc. other	American Portfolios Advisors, Inc other	Other	Nov 25, 2015	Feb 19, 2016 (86 d)
David Lambert Bear	J. W. Cole Advisors, Inc. other	Pruco Securities, LLC other	Other	Aug 21, 2015	Aug 13, 2015
Martyn Joseph Ballestero	J. W. Cole Advisors, Inc. other	Investment Professionals, Inc. other	Other	Aug 12, 2015	Aug 21, 2015
Ameesha Purohit Ouimet	J. W. Cole Advisors, Inc. other	Nfp Advisor Services, LLC other	Other	Jul 27, 2015	Aug 6, 2015
Julie Jean Cassatt-Olsen	J. W. Cole Advisors, Inc. other	Uci Wealth Advisors LLC unclassified	Other	May 27, 2015	Jun 15, 2015
Donald Richard Mathias	J. W. Cole Advisors, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Feb 26, 2015	Mar 16, 2015
David Matthew Mitchell	J. W. Cole Advisors, Inc. other	UBS Financial Services Inc. wirehouse	Other	Feb 26, 2015	Mar 27, 2015
Brent Lee Honea	J. W. Cole Advisors, Inc. other	Secura Financial independent RIA	Other	Dec 31, 2014	Jan 1, 2026 (4019 d)
Jason Douglas Stone	J. W. Cole Advisors, Inc. other	Crown Capital Securities, L.P. other	Other	Dec 31, 2014	Sep 16, 2015 (259 d)
Richard W Jackman	J. W. Cole Advisors, Inc. other	Crown Capital Securities, L.P. other	Other	Dec 24, 2014	Nov 30, 2015 (341 d)
Ryan Carey	J. W. Cole Advisors, Inc. other	World Equity Group, Inc. other	Other	Dec 8, 2014	Nov 26, 2014
Whitney Izzo Johnson	J. W. Cole Advisors, Inc. other	Commonwealth Financial Network national BD	Other	Jul 8, 2014	Jul 15, 2014
Jonathan Cabigas Ferrer	J. W. Cole Advisors, Inc. other	Lucia Capital Group other	Other	Jun 24, 2014	Jun 23, 2014
Todd Clinton Wirick	J. W. Cole Advisors, Inc. other	Exodus Wealth, LLC other	Other	Apr 18, 2014	Sep 28, 2016 (894 d)
Michael Ray Mcpeek	J. W. Cole Advisors, Inc. other	Park Avenue Securities LLC other	Other	Apr 16, 2014	May 29, 2014 (43 d)
John Joseph Lovett	J. W. Cole Advisors, Inc. other	Index Portfolio Advisors, LLC state registered	Other	Mar 19, 2014	Jan 1, 2026 (4306 d)
Andrew Stephen Barninger	J. W. Cole Advisors, Inc. other	Geneos Wealth Management, Inc. other	Other	Dec 20, 2013	Jul 10, 2014 (202 d)
Matthew James Ruttenberg	J. W. Cole Advisors, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 28, 2013	Oct 28, 2013
Vernon James Henry	J. W. Cole Advisors, Inc. other	Ssn Advisory, Inc. other	Other	Aug 16, 2013	Aug 20, 2013
Joel Arthur Beyer	J. W. Cole Advisors, Inc. other	Tres Wealth Management Group LLC unclassified	Other	Aug 16, 2013	Aug 16, 2013
Daniel Robert Lodes	J. W. Cole Advisors, Inc. other	Kovack Advisors, Inc. other	Other	May 31, 2013	Jun 5, 2013
Joseph Anthony Pena	J. W. Cole Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 23, 2013	May 28, 2013
Andrew Joseph Whalen	J. W. Cole Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 23, 2013	May 21, 2013
Bradley James Hanus	J. W. Cole Advisors, Inc. other	Bancwest Investment Services, Inc. (Bwis) other	Other	Feb 20, 2013	Mar 7, 2013
Samuel Escobar	J. W. Cole Advisors, Inc. other	Lagos Wealth Advisors state registered	Other	Dec 20, 2012	Jan 1, 2025 (4395 d)
Deborah Edelle James	J. W. Cole Advisors, Inc. other	Signator Financial Services, Inc. other	Other	Dec 18, 2012	Dec 19, 2012
Roxanna Lyn Everett	J. W. Cole Advisors, Inc. other	Independent Financial Partners other	Other	Oct 4, 2012	Oct 8, 2012
Jay David Mcclellan	J. W. Cole Advisors, Inc. other	Concorde Asset Management, LLC other	Other	Sep 21, 2012	Sep 21, 2012
Drew Moomaw	J. W. Cole Advisors, Inc. other	Tam Portfolios, LLC other	Other	Aug 20, 2012	Sep 9, 2016 (1481 d)
David Andrew Brooks	J. W. Cole Advisors, Inc. other	Cg Advisory Services other	Other	Jun 13, 2012	Jun 28, 2012
Patrick Joseph Cloonan	J. W. Cole Advisors, Inc. other	Fsc Securities Corporation other	Other	May 30, 2012	Aug 23, 2012 (85 d)
Richard Bryan Simpson	J. W. Cole Advisors, Inc. other	Dynamic Financial Management, LLC unclassified	Other	Feb 27, 2012	Mar 5, 2012
Matthew Edwin Myland	J. W. Cole Advisors, Inc. other	Solomon Api LLC other	Other	Feb 24, 2012	Oct 10, 2012 (229 d)
Herbert Frederick Allen	J. W. Cole Advisors, Inc. other	Summit Financial Group Inc other	Other	Feb 15, 2012	Jan 23, 2012
Paul Conrad Stanley	J. W. Cole Advisors, Inc. other	Next Financial Group, Inc. other	Other	Jan 31, 2012	Jan 30, 2012
Katrina Lee Savage	J. W. Cole Advisors, Inc. other	Redhawk Wealth Advisors, Inc. other	Other	Jan 19, 2012	Jan 20, 2012
Brian Joseph Mock	J. W. Cole Advisors, Inc. other	Scf Investment Advisors, Inc. other	Other	Dec 22, 2011	Jan 25, 2012 (34 d)
Lance Douglas Jamerson	J. W. Cole Advisors, Inc. other	Triad Advisors, LLC other	Other	Dec 9, 2011	Nov 11, 2011
Kevin Xavier Smith	J. W. Cole Advisors, Inc. other	Triad Advisors, LLC other	Other	Dec 9, 2011	Nov 22, 2011
Jeffrey Alan Bettermann	J. W. Cole Advisors, Inc. other	Cuna Brokerage Services, Inc. other	Other	Nov 21, 2011	Feb 21, 2012 (92 d)
David Allen Treece	J. W. Cole Advisors, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Oct 27, 2011	Jan 26, 2024 (4474 d)
Anita Louise Lester	J. W. Cole Advisors, Inc. other	Bfc Planning, Inc. other	Other	Sep 29, 2011	Jul 26, 2013 (666 d)
David Eric Ingram	J. W. Cole Advisors, Inc. other	Independent Financial Group, LLC other	Other	Sep 14, 2011	Aug 31, 2011
Wendy Nichole Hunt	J. W. Cole Advisors, Inc. other	Invest Financial Corporation other	Other	Jul 19, 2011	Aug 8, 2011
Jonda Kay Lowe	J. W. Cole Advisors, Inc. other	Freedom Financial Advisors, LLC state registered	Other	Jun 15, 2011	Sep 20, 2022 (4115 d)
Frank William Armitage	J. W. Cole Advisors, Inc. other	Invest Financial Corporation other	Other	May 31, 2011	Jun 23, 2011
John Anthony Wenstrup	J. W. Cole Advisors, Inc. other	Ausdal Financial Partners, Inc. other	Other	Mar 9, 2011	Apr 4, 2011

Page 4 of 5Previous Next

272 moves match.