DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bfc Planning, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Leonard Goenner | Bfc Planning, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 31, 2026 |
| Eric Alexander Duncan | Bfc Planning, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2026 | Jul 28, 2026 |
| Amy L. Duncan | Bfc Planning, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2026 | Jul 27, 2026 |
| Christopher Clement Sherer | Bfc Planning, Inc. BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Jun 5, 2026 (46 d) |
| Alan Roland Woolever | Bfc Planning, Inc. BD affiliated | Dmk Advisor Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2026 | Mar 2, 2026 |
| Anthony Edward Buford | Bfc Planning, Inc. BD affiliated | Berthel Fisher & Company Financial Services, Inc. other | Other | Mar 13, 2026 | Dec 19, 2016 |
| Stuart Seffrood | Bfc Planning, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 3, 2026 |
| Royce Lee Cannon | Bfc Planning, Inc. BD affiliated | Quincy Wells Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2026 | Jan 26, 2026 |
| Bret Alexander Hartman | Bfc Planning, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2026 | Jan 26, 2026 |
| Daniel Gerard Meehan | Bfc Planning, Inc. BD affiliated | Cape Investment Advisory, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Aug 21, 2026 (249 d) |
| David Day | Bfc Planning, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 12, 2025 | Jan 26, 2026 (45 d) |
| Robert Mckay | Bfc Planning, Inc. BD affiliated | Nautical Star Financial Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 3, 2025 | Dec 5, 2025 |
| J. Kyle Haugen | Bfc Planning, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Jan 6, 2026 (46 d) |
| Gerard Stephen Diaz | Bfc Planning, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2025 | Nov 19, 2025 |
| David Greg Birrell | Bfc Planning, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2025 | Oct 23, 2025 |
| Randal James Gabaldon | Bfc Planning, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Sep 16, 2025 |
| Jeffrey Alan Haub | Bfc Planning, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Sep 12, 2025 |
| Stephen M Plackis | Bfc Planning, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Jul 14, 2025 |
| John T Lund | Bfc Planning, Inc. BD affiliated | Ria Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2025 | Jul 14, 2025 |
| Clifton Scott Johnson | Bfc Planning, Inc. BD affiliated | Dmk Advisor Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 21, 2025 | Jan 21, 2025 |
| Christopher Michael Tasik | Bfc Planning, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2024 | Oct 28, 2024 |
| Michael Rosenthal | Bfc Planning, Inc. BD affiliated | Upskill Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 28, 2024 | Oct 29, 2024 |
| Augustus Grant Hames | Bfc Planning, Inc. BD affiliated | Jt Stratford, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2024 | Aug 8, 2024 |
| Steven John Mrozek | Bfc Planning, Inc. BD affiliated | Blueprint Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2024 | Jul 29, 2024 |
| Taylor Jerome Ripka | Bfc Planning, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2024 | Jun 7, 2024 |
| Roger Dean Frank | Bfc Planning, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 2, 2024 |
| Michael Robert Ward | Bfc Planning, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Joan Bevan Birdsell | Bfc Planning, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Stephani Gayle Garrison | Bfc Planning, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Jan 25, 2024 (38 d) |
| Matthew John Mcdonnell | Bfc Planning, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Dec 15, 2023 (35 d) |
| David Daniel Hogan | Bfc Planning, Inc. BD affiliated | Hogan French Financial Services unclassified | Other | Sep 6, 2023 | Sep 6, 2023 |
| Robert Frances Edgin | Bfc Planning, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Aug 10, 2023 |
| Brian Ray Johnson | Bfc Planning, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Aug 9, 2023 |
| Jahanguir Azodi | Bfc Planning, Inc. BD affiliated | Aspire Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2023 | Jun 23, 2021 |
| Joel Terrell Hays | Bfc Planning, Inc. BD affiliated | Dfs Advisory no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 3, 2023 | Jun 6, 2023 |
| Darrell Martin Mitchell | Bfc Planning, Inc. BD affiliated | Dfs Advisory no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 3, 2023 | Jun 6, 2023 |
| Daniel Oliff Klein | Bfc Planning, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 3, 2023 | Mar 24, 2023 |
| Jeffrey Thomas Huff | Bfc Planning, Inc. BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Feb 24, 2023 |
| Lucas Jordan Cox | Bfc Planning, Inc. BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Feb 24, 2023 |
| Eric Curtis Sporing | Bfc Planning, Inc. BD affiliated | Mariner Advisor Network BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Apr 27, 2023 (83 d) |
| Jason Allen Rockman | Bfc Planning, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2023 | Jan 6, 2023 |
| Amanda Reynolds | Bfc Planning, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2022 | Dec 20, 2022 |
| Stephen Lawrence Huff | Bfc Planning, Inc. BD affiliated | Integrity Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2022 | Dec 15, 2022 |
| Jeremy Shane Hay | Bfc Planning, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2022 | Dec 8, 2022 |
| Melinda Cook Mccullough | Bfc Planning, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 30, 2022 | Dec 13, 2022 |
| Brian Allan Thomson | Bfc Planning, Inc. BD affiliated | Berthel Fisher & Company Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2022 | Feb 11, 2022 |
| Nicole Ovstedal | Bfc Planning, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Nov 3, 2022 (34 d) |
| Ryan Michael Kahlenberg | Bfc Planning, Inc. BD affiliated | Leelyn Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2022 | Sep 15, 2022 (35 d) |
| Ryan Patrick Paris | Bfc Planning, Inc. BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2022 | Aug 8, 2022 |
| Charles Patrick Buchana | Bfc Planning, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2022 | May 4, 2022 |
| Matthew John Kohls | Bfc Planning, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2022 | Jul 15, 2022 (92 d) |
| Scott Peluso | Bfc Planning, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Mar 11, 2022 |
| Christopher Anteau | Bfc Planning, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2022 | Mar 11, 2022 |
| James Thomas Murphy | Bfc Planning, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2022 | Mar 19, 2022 |
| Edik Eskandarian | Bfc Planning, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 2, 2022 | Mar 2, 2022 |
| Carter William Smelser | Bfc Planning, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2022 | Feb 4, 2022 |
| Aaron William Kassler | Bfc Planning, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 21, 2021 | Dec 17, 2021 |
| Carlos Francisco Uriarte | Bfc Planning, Inc. BD affiliated | Wholehearted Financial Services LLC unclassified | Other | Sep 27, 2021 | May 19, 2022 (234 d) |
| John Jason Ferneau | Bfc Planning, Inc. BD affiliated | Benchmark Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2021 | Aug 18, 2021 |
| Pamela Sue Harrison | Bfc Planning, Inc. BD affiliated | Scf Investment Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2021 | Aug 10, 2021 |
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138 moves match.