DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Private Client Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carl Wilfred HafelePrivate Client Services, LLC BD affiliatedHafele Investments asset managerOtherJun 26, 2026Jun 26, 2026
Michael Neal CampbellPrivate Client Services, LLC BD affiliatedHafele Investments asset managerOtherJun 26, 2026Jun 26, 2026
Shannon Cassidy StoehrPrivate Client Services, LLC BD affiliatedRaymond James Financial Services Advisors, Inc BD affiliatedAffiliated broker-dealer or bank to anotherNov 28, 2025Dec 1, 2025
Jacob EddyPrivate Client Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2025Apr 15, 2026 (232 d)
Kyle James HickeyPrivate Client Services, LLC BD affiliatedJameson & Griffin Financial state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 11, 2024Oct 24, 2024
Mandy Jo HoeschenPrivate Client Services, LLC BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 15, 2024Jul 26, 2024
Jon Christian BohnertPrivate Client Services, LLC BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseMar 1, 2024Mar 4, 2024
Clarence Shayne DanielsPrivate Client Services, LLC BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 23, 2023Oct 23, 2023
Tracy Renee HardinPrivate Client Services, LLC BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 18, 2023Oct 17, 2023
Ryan MclinPrivate Client Services, LLC BD affiliatedImpact Wealth Group state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 15, 2023Aug 18, 2023
John David LewisPrivate Client Services, LLC BD affiliatedRegatta Financial LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserMay 9, 2023Oct 11, 2024 (521 d)
Jeremy Eric LusePrivate Client Services, LLC BD affiliatedAmeritas Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 17, 2022Oct 24, 2022
Derek Marcus RogersPrivate Client Services, LLC BD affiliatedCerity Partners Ocio LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2022Sep 26, 2022
Diana Kay PerezPrivate Client Services, LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseJun 21, 2022Jul 4, 2022
Seth Ariel MeislerPrivate Client Services, LLC BD affiliatedCentura Wealth Advisory independent RIAAffiliated broker-dealer or bank to independent RIAJan 24, 2022Jan 21, 2022
Seth Christian OwenPrivate Client Services, LLC BD affiliatedD.A. Davidson & Co. independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2021Dec 6, 2021
William Nolan ReutherPrivate Client Services, LLC BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2021Aug 12, 2021
Adam Robert KatchPrivate Client Services, LLC BD affiliatedWoodbury Financial Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 22, 2021Jun 22, 2021
Ryan Joseph ArmockPrivate Client Services, LLC BD affiliatedThrivent Advisor Network, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 24, 2021Jun 7, 2021
Steven Carl SchoenbergerPrivate Client Services, LLC BD affiliatedOpen Door Financial unclassifiedOtherMay 4, 2021Aug 2, 2021 (90 d)
Steven James DrostPrivate Client Services, LLC independent RIADrost Financial state registeredRIA to a state-registered adviserFeb 19, 2021Mar 11, 2021
John Robert MichaelPrivate Client Services, LLC independent RIAWoodbury Financial Services, Inc. otherOtherNov 13, 2020Sep 3, 2003
Robert Benjamin LaruePrivate Client Services, LLC independent RIAOwen Larue Financial Group independent RIARIA to RIANov 9, 2020Dec 2, 2024 (1484 d)
Corey Leon LapradePrivate Client Services, LLC independent RIALaprade Wealth Management LLC unclassifiedOtherNov 4, 2020Mar 6, 2021 (122 d)
Kenneth Raymond KirkebyPrivate Client Services, LLC independent RIALombard Advisers Incorporated independent RIARIA to RIAAug 27, 2020Sep 16, 2020
Jerald Anthony BennettPrivate Client Services, LLC independent RIASilver Oak Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2019Dec 15, 2019
Paul J GundersonPrivate Client Services, LLC BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2018Aug 30, 2018
Brian HeissPrivate Client Services, LLC BD affiliatedAmeritas Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 5, 2018Nov 1, 2021 (1215 d)
Victor M MeyerowitzPrivate Client Services, LLC otherLPL Financial LLC otherOtherAug 30, 2017Aug 25, 2017
Steven Lee KingPrivate Client Services, LLC otherLPL Financial LLC otherOtherAug 30, 2017Aug 25, 2017
Vicky K Mattison-LeguillonPrivate Client Services, LLC otherThurston Springer Financial otherOtherNov 30, 2015Nov 12, 2015
Roy NealPrivate Client Services, LLC otherThurston Springer Financial otherOtherNov 12, 2015Nov 12, 2015
Thomas Michael SmithPrivate Client Services, LLC otherWaddell & Reed otherOtherOct 13, 2015Oct 12, 2015
Lauchlin Vernon HinesPrivate Client Services, LLC otherThurston Springer Advisors BD affiliatedOtherJul 24, 2015Nov 27, 2020 (1953 d)
John R HackPrivate Client Services, LLC otherHornor, Townsend & Kent, LLC otherOtherMay 14, 2015Jan 14, 2016 (245 d)
Christopher Scott BarthelPrivate Client Services, LLC otherThurston Springer Financial otherOtherFeb 27, 2015Feb 27, 2015
Thomas Michael SmithPrivate Client Services, LLC otherFirst Allied Advisory Services, Inc. otherOtherJan 24, 2014Jan 21, 2014
Christopher Douglas RisherPrivate Client Services, LLC otherFirst Allied Advisory Services, Inc. otherOtherJan 24, 2014Jan 21, 2014
Jacy Ryan HixonPrivate Client Services, LLC otherTrutina Financial otherOtherOct 14, 2013Oct 4, 2013
Timothy Allen WissingPrivate Client Services, LLC otherAmeriprise Financial Services, LLC national BDOtherOct 2, 2013Oct 2, 2013
William Lawson RalstonPrivate Client Services, LLC otherWoodbury Financial Services, Inc. otherOtherFeb 2, 2012Jun 13, 2006
Thomas Joseph PiconePrivate Client Services, LLC otherMML Investors Services, LLC BD affiliatedOtherNov 2, 2011Feb 24, 2020 (3036 d)
Roger Lee StrunkPrivate Client Services, LLC otherMsi Financial Services, Inc. otherOtherSep 20, 2011Feb 2, 2012 (135 d)
Todd Shannon KostPrivate Client Services, LLC otherThurston Springer Financial otherOtherDec 31, 2010Feb 24, 2017 (2247 d)
Valerie M. DownsPrivate Client Services, LLC otherIc Advisory Services, Inc. otherOtherApr 20, 2010Apr 22, 2010
Marian F GeoheganPrivate Client Services, LLC otherWoodbury Financial Services, Inc. otherOtherFeb 12, 2010Jun 29, 2004
Randall Gray DanielPrivate Client Services, LLC otherEdward Jones national BDOtherNov 18, 2008Apr 12, 2010 (510 d)
Glenn Copeland WilliamsPrivate Client Services, LLC otherOsaic Wealth, Inc. BD affiliatedOtherDec 15, 2005Jan 19, 2024 (6609 d)
Jeffrey Scott FortsonPrivate Client Services, LLC otherMML Investors Services, LLC otherOtherDec 14, 2005Mar 14, 2006 (90 d)
Todd Thomas RechenbachPrivate Client Services, LLC otherOsaic Wealth, Inc. BD affiliatedOtherDec 14, 2005Jan 19, 2024 (6610 d)
Karolyn Rucker LunsfordPrivate Client Services, LLC otherGeneos Wealth Management, Inc. otherOtherDec 14, 2005Feb 5, 2015 (3340 d)
Wesley Nathan PricePrivate Client Services, LLC otherWoodbury Financial Services, Inc. otherOtherDec 14, 2005Jun 9, 2004
David Gwin BrookePrivate Client Services, LLC otherOsaic Wealth, Inc. BD affiliatedOtherDec 14, 2005Jan 19, 2024 (6610 d)
Paul Charles RagonePrivate Client Services, LLC otherOsaic Wealth, Inc. BD affiliatedOtherDec 14, 2005Jan 19, 2024 (6610 d)
Alfredo Miguel MesaPrivate Client Services, LLC otherWoodbury Financial Services, Inc. otherOtherDec 14, 2005Jul 23, 2003
Daniel Lee ShuckPrivate Client Services, LLC otherWoodbury Financial Services, Inc. otherOtherOct 20, 2004Jan 13, 2004
Steven Edward MarkelPrivate Client Services, LLC otherOsaic Wealth, Inc. BD affiliatedOtherApr 23, 2004Jan 19, 2024 (7210 d)
Daniel Louis HardtPrivate Client Services, LLC otherG. A. Repple & Company otherOtherJan 19, 2004Jul 1, 2005 (529 d)
Gregory Wayne HardinPrivate Client Services, LLC otherCuna Brokerage Services, Inc. otherOtherOct 8, 2003Jun 29, 2007 (1360 d)
Page 1 of 1
59 moves match.