DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Freedom Investment Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Scott Kevin Hawley	Freedom Investment Management, Inc. independent RIA	3d Advisor Group, Inc. no RAUM	RIA to a newly registered adviser	Aug 10, 2026	Aug 7, 2026
Daniel William Snyder	Freedom Investment Management, Inc. independent RIA	3d Advisor Group, Inc. no RAUM	RIA to a newly registered adviser	Jul 20, 2026	Jul 17, 2026
James Louis Matt	Freedom Investment Management, Inc. independent RIA	Ascentis Independent Advisors, LLC independent RIA	RIA to RIA	Dec 16, 2025	Jan 8, 2026
Michael Paul Otterson	Freedom Investment Management, Inc. independent RIA	Ascentis Independent Advisors, LLC independent RIA	RIA to RIA	Dec 16, 2025	Jan 8, 2026
Peter Alexander Kitzerow	Freedom Investment Management, Inc. independent RIA	Quincy Wells Advisors, LLC independent RIA	RIA to RIA	Jul 31, 2025	Aug 8, 2025
Peter Jose' D'Arruda	Freedom Investment Management, Inc. independent RIA	Foundations Investment Advisors LLC independent RIA	RIA to RIA	Jul 31, 2025	Oct 17, 2018
Joseph J Mooney	Freedom Investment Management, Inc. independent RIA	Geowealth Management LLC independent RIA	RIA to RIA	Jul 31, 2025	Sep 29, 2025 (60 d)
Donald Raymond Delaria, Jr.	Freedom Investment Management, Inc. independent RIA	Brookstone Asset Management, LLC other	Other	Jul 31, 2025	Oct 23, 2015
Michael James Mooney	Freedom Investment Management, Inc. independent RIA	Geowealth Management LLC independent RIA	RIA to RIA	Jul 31, 2025	Oct 28, 2025 (89 d)
Parker R Holland	Freedom Investment Management, Inc. independent RIA	Foundations Investment Advisors LLC independent RIA	RIA to RIA	Jul 31, 2025	Oct 17, 2018
Pamela Sue Nevil	Freedom Investment Management, Inc. independent RIA	Geowealth Management LLC independent RIA	RIA to RIA	Jul 31, 2025	Oct 23, 2025 (84 d)
Jonathan Patrick Shiffer	Freedom Investment Management, Inc. independent RIA	Sagepoint Capital Partners LLC no RAUM	RIA to a newly registered adviser	Apr 10, 2024	Apr 20, 2026 (740 d)
Jesse L Perry	Freedom Investment Management, Inc. independent RIA	T. Rowe Price Advisory Services, Inc. independent RIA	RIA to RIA	Jan 31, 2024	Mar 11, 2024 (40 d)
Maria Teresa Aronoff	Freedom Investment Management, Inc. independent RIA	RBC Rochdale, LLC BD affiliated	RIA to affiliated broker-dealer or bank	Aug 21, 2023	May 8, 2023
Mark Adam Scanlan	Freedom Investment Management, Inc. independent RIA	Adhesion Wealth Advisor Solutions asset manager	Other	May 5, 2023	Apr 9, 2024 (340 d)
John Joseph Kehoe	Freedom Investment Management, Inc. independent RIA	New Frontier Advisors, LLC asset manager	Other	Dec 8, 2022	Jul 26, 2023 (230 d)
Jared L Stigall	Freedom Investment Management, Inc. independent RIA	Virtus Investment Advisers, LLC asset manager	Other	Oct 3, 2022	Oct 19, 2022
Megan Ellen Morrice	Freedom Investment Management, Inc. independent RIA	Hip Investor, Inc. state registered	RIA to a state-registered adviser	Apr 11, 2022	Apr 11, 2024 (731 d)
William Lavan Graves	Freedom Investment Management, Inc. independent RIA	Park Avenue Securities LLC BD affiliated	RIA to affiliated broker-dealer or bank	Apr 15, 2020	Apr 22, 2021 (372 d)
Matthew Aaron Acie	Freedom Investment Management, Inc. independent RIA	Shelton Capital Management mixed wealth	RIA to RIA	Feb 1, 2019	Feb 22, 2019
Thomas Jeffrey Mcdermott	Freedom Investment Management, Inc. independent RIA	Carroll Financial Associates Inc independent RIA	RIA to RIA	Dec 31, 2018	May 23, 2019 (143 d)
Brian Wayne Debruin	Freedom Investment Management, Inc. independent RIA	Carroll Financial Associates Inc independent RIA	RIA to RIA	Dec 31, 2018	Feb 22, 2019 (53 d)
Terrence F O'Reilly	Freedom Investment Management, Inc. independent RIA	Barlas O'Reilly Wealth Management, LLC state registered	RIA to a state-registered adviser	Dec 31, 2018	Oct 22, 2018
Alex Paul Sutherland	Freedom Investment Management, Inc. independent RIA	Ae Wealth Management, LLC independent RIA	RIA to RIA	Dec 31, 2018	Sep 11, 2018
Kurtis Nolan	Freedom Investment Management, Inc. independent RIA	Principal Securities, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Dec 31, 2018	May 19, 2023 (1600 d)
James Todd Newton	Freedom Investment Management, Inc. independent RIA	Plan Partners LLC state registered	RIA to a state-registered adviser	Nov 1, 2018	May 20, 2021 (931 d)
Gary Joseph Preisser	Freedom Investment Management, Inc. independent RIA	Ae Wealth Management, LLC independent RIA	RIA to RIA	Sep 6, 2018	Jul 6, 2018
Henrique Cataldi	Freedom Investment Management, Inc. independent RIA	Edward Jones national BD	RIA to affiliated broker-dealer or bank	Jul 30, 2018	Aug 13, 2018
Jason Eric Luhan	Freedom Investment Management, Inc. independent RIA	Westpark Capital, Inc. independent RIA	RIA to RIA	May 10, 2018	Jul 2, 2018 (53 d)
Joel Timothy Bennett	Freedom Investment Management, Inc. independent RIA	Smartx Advisory Solutions independent RIA	RIA to RIA	Apr 24, 2018	May 25, 2018 (31 d)
Matthew David Canter	Freedom Investment Management, Inc. independent RIA	Cetera Investment Advisers LLC other	Other	Feb 28, 2018	Mar 7, 2018
William Robert Nelson	Freedom Investment Management, Inc. independent RIA	Forta Financial Group, Inc. other	Other	Feb 6, 2018	Jan 18, 2018
Samuel Josiah Dixon	Freedom Investment Management, Inc. other	USA Financial Securities LLC other	Other	Jun 28, 2017	Jan 3, 2017
Parker William Mosley	Freedom Investment Management, Inc. other	The Pacific Financial Group, Inc. other	Other	Feb 28, 2017	Apr 10, 2017 (41 d)
Christine Couvillon Smith	Freedom Investment Management, Inc. other	Presley Wealth Management, LLC unclassified	Other	Dec 6, 2016	Nov 2, 2016
Matthew Todd Kennedy	Freedom Investment Management, Inc. other	Presley Wealth Management, LLC unclassified	Other	Nov 29, 2016	Nov 29, 2016
Kenneth D Bobadilla	Freedom Investment Management, Inc. other	Epstein And White Financial LLC other	Other	Sep 14, 2016	Mar 15, 2016
Andrew G Rosner	Freedom Investment Management, Inc. other	Epstein And White Financial LLC other	Other	Sep 14, 2016	Mar 15, 2016
Patrick Manderson Comer	Freedom Investment Management, Inc. other	Epstein And White Financial LLC other	Other	Sep 14, 2016	Mar 15, 2016
Kevin Randall Eugene Berry	Freedom Investment Management, Inc. other	Brookstone Asset Management, LLC other	Other	Jul 5, 2016	Jul 25, 2016
Zachary Alan Stout	Freedom Investment Management, Inc. other	Beaumont Financial Partners LLC other	Other	May 24, 2016	May 10, 2017 (351 d)
Marc David Orourke	Freedom Investment Management, Inc. other	Assembly Wealth other	Other	May 10, 2016	Jul 26, 2016 (77 d)
Anthony Orestano	Freedom Investment Management, Inc. other	MML Investors Services, LLC other	Other	Mar 15, 2016	Nov 14, 2016 (244 d)
Kenneth Michael Ackerman	Freedom Investment Management, Inc. other	Turner Financial Group, Inc. independent RIA	Other	Feb 8, 2016	Jan 27, 2016
Roxanna Marie Guinan	Freedom Investment Management, Inc. other	Claraphi Advisory Network, LLC other	Other	Jan 25, 2016	Jul 15, 2016 (172 d)
Keith Winslow Ellis	Freedom Investment Management, Inc. other	Shp Wealth Management, LLC other	Other	Dec 31, 2015	Oct 28, 2015
Robert Alan Brown	Freedom Investment Management, Inc. other	United Capital Financial Advisors other	Other	Jun 5, 2014	Mar 4, 2013
Scott Christopher Winters	Freedom Investment Management, Inc. other	Forta Financial Group, Inc. independent RIA	Other	Aug 1, 2006	Dec 19, 2018 (4523 d)

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48 moves match.