DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Brokersxpress LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brandon Scott PostmaBrokersxpress LLC otherScf Investment Advisors, Inc. otherOtherJun 29, 2012Jun 21, 2012
Ronald Lee MccoyBrokersxpress LLC otherFreedom Capital Advisors Inc state registeredOtherJun 28, 2012Sep 30, 2016 (1555 d)
Sophie M LancasterBrokersxpress LLC otherNext Financial Group, Inc. otherOtherJun 21, 2012Jun 26, 2012
Stephen Andrew KilpatrickBrokersxpress LLC otherInvestacorp Advisory Services Inc otherOtherJun 1, 2012Jun 4, 2012
Marco Antonio RiveraBrokersxpress LLC otherAmeriprise Financial Services, LLC national BDOtherMay 11, 2012May 14, 2012
Stephen Lugo YoungBrokersxpress LLC otherConcourse Financial Group Advisors otherOtherMay 7, 2012May 9, 2012
David Andrew BrooksBrokersxpress LLC otherJ. W. Cole Advisors, Inc. otherOtherJan 27, 2012Apr 12, 2012 (76 d)
Jason Wayne VeinotBrokersxpress LLC otherEnhanced Capital, LLC unclassifiedOtherJan 20, 2012Jan 20, 2012
Robert Emmett HicksBrokersxpress LLC otherEagle Strategies LLC otherOtherDec 31, 2011Mar 21, 2012 (81 d)
Kermit Gordon GableBrokersxpress LLC otherCambridge Investment Research Advisors, Inc. otherOtherDec 31, 2011Feb 16, 2012 (47 d)
Leo Charles WagnerBrokersxpress LLC other1st Financial LLC state registeredOtherDec 31, 2011Sep 26, 2025 (5018 d)
Michael Frederick FerroBrokersxpress LLC otherHorizon Wealth Advisors otherOtherDec 31, 2011Jun 8, 2012 (160 d)
Glenn Anthony CunninghamBrokersxpress LLC otherGc Asset Management state registeredOtherDec 31, 2011Jan 1, 2026 (5115 d)
Michael Anthony AquinoBrokersxpress LLC otherWestern New York Financial Group, LLC independent RIAOtherDec 31, 2011Aug 7, 2021 (3507 d)
Lance Lane MccubbinsBrokersxpress LLC otherF2f Retirement, LLC state registeredOtherDec 2, 2011May 16, 2013 (531 d)
Kris Michael PelsterBrokersxpress LLC otherMoneywise, Inc. unclassifiedOtherNov 29, 2011Sep 6, 2011
Sherod Bailey WaiteBrokersxpress LLC otherMoneywise, Inc. unclassifiedOtherNov 29, 2011Oct 16, 2008
Michael Corbett MilneBrokersxpress LLC otherKovack Advisors, Inc. otherOtherNov 8, 2011Jan 9, 2012 (62 d)
David Brandon CottrellBrokersxpress LLC otherTradingblock unclassifiedOtherSep 21, 2011Jul 29, 2016 (1773 d)
Peigen TaoBrokersxpress LLC otherTaos Investment Advisors, LLC state registeredOtherJul 26, 2011Aug 22, 2011
Jennifer Marie TarnoffBrokersxpress LLC otherEnvestnet Pmc otherOtherJul 1, 2011Jul 6, 2011
Paul Edward MannBrokersxpress LLC otherRovin Capital unclassifiedOtherJun 30, 2011May 24, 2011
Serge Patrick D'AdeskyBrokersxpress LLC otherNorthstar Strategic Investments Inc state registeredOtherJun 15, 2011Feb 25, 2011
Jacalyn MurrayBrokersxpress LLC otherHornor, Townsend & Kent, LLC otherOtherJun 6, 2011Jan 3, 2013 (577 d)
Ronald Bryan SultzbachBrokersxpress LLC otherSsn Advisory, Inc. otherOtherJun 2, 2011Jun 2, 2011
Stefani M. BywaterBrokersxpress LLC otherJ.P. Morgan Securities LLC wirehouseOtherFeb 28, 2011Nov 8, 2021 (3906 d)
Mark Thomas KollarBrokersxpress LLC otherTrue Wealth Design, LLC independent RIAOtherJul 7, 2010Jul 8, 2010
Michael R TosawBrokersxpress LLC otherRcm Wealth Advisors otherOtherMay 18, 2010May 13, 2010
Michael David WaltonBrokersxpress LLC otherSage Advisory Services Ltd Co otherOtherJan 6, 2010Feb 5, 2010
John S EmmettBrokersxpress LLC otherGeneva Financial Group LLC state registeredOtherNov 2, 2009Feb 16, 2010 (106 d)
James Thomas CaulfieldBrokersxpress LLC otherShamrock Financial Services state registeredOtherOct 30, 2009Nov 12, 2009
Brian James WileyBrokersxpress LLC otherHelmstar Wealth Management otherOtherSep 10, 2009Oct 19, 2009 (39 d)
Allyson Marta SaldanaBrokersxpress LLC otherInvestment Centers Of America, Inc. otherOtherMay 18, 2009May 15, 2009
David Michael WarrickBrokersxpress LLC otherQuestar Asset Management, Inc. otherOtherFeb 6, 2009Jan 16, 2009
James Scott WolterBrokersxpress LLC otherBroadreach Capital, LLC state registeredOtherDec 31, 2008Jan 1, 2026 (6210 d)
Roman LaraBrokersxpress LLC otherGradient Advisors, LLC no RAUMOtherNov 20, 2008Oct 12, 2010 (691 d)
Steven Paul Van MetreBrokersxpress LLC otherPacific Financial Strategies, Inc otherOtherNov 20, 2008Jun 3, 2010 (560 d)
Sean Joseph GreenBrokersxpress LLC otherLonestar Registered Investment Advisors, LLC no RAUMOtherAug 19, 2008Apr 17, 2014 (2067 d)
John Harrison EllisBrokersxpress LLC otherU.S. Bancorp Investments, Inc. otherOtherJan 2, 2008Dec 20, 2007
Tuan Minh Peter PhamBrokersxpress LLC otherWells Fargo Advisors wirehouseOtherDec 31, 2007Mar 24, 2016 (3006 d)
Michael Stephen ConstantineBrokersxpress LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 31, 2007Aug 22, 2007
Kathlene Elizabeth GarberBrokersxpress LLC otherThrivent Investment Management Inc. otherOtherApr 30, 2007May 9, 2007
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102 moves match.