DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Money Concepts Advisory Service

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Ted Joel Dickinson	Money Concepts Advisory Service other	Transamerica Financial Advisors, LLC other	Other	May 1, 2012	May 8, 2012
Eric Blake Evers	Money Concepts Advisory Service other	Cuna Brokerage Services, Inc. other	Other	Feb 10, 2012	Feb 27, 2012
Susan J Finefrock	Money Concepts Advisory Service other	Woodbury Financial Services, Inc. other	Other	Jan 30, 2012	Feb 1, 2012
John Taveira	Money Concepts Advisory Service other	Voya Financial Advisors, Inc. other	Other	Jan 9, 2012	Jul 23, 2012 (196 d)
John Essigman	Money Concepts Advisory Service other	John Essigman Wealth Advisors, LLC unclassified	Other	Aug 18, 2011	Aug 23, 2011
Ann Kay Slechta	Money Concepts Advisory Service other	Principal Securities, Inc. other	Other	Aug 11, 2011	Sep 7, 2011
Robert Rocco La Spada	Money Concepts Advisory Service other	Monticello Investment Services, Inc. other	Other	Jul 6, 2011	Sep 12, 2011 (68 d)
Marc A Henline	Money Concepts Advisory Service other	Edward Jones national BD	Other	May 24, 2011	May 31, 2011
Christopher A Casconi	Money Concepts Advisory Service other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 16, 2011	May 13, 2011
James Russell Hardesty	Money Concepts Advisory Service other	Centaurus Financial, Inc. other	Other	May 4, 2011	Apr 21, 2011
Keith Harold Offel	Money Concepts Advisory Service other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 28, 2011	Apr 29, 2011
Johnny Manuel Vallejo	Money Concepts Advisory Service other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 28, 2011	Apr 29, 2011
Robert Sean Alimena	Money Concepts Advisory Service other	Usaa Financial Planning Services no RAUM	Other	Feb 24, 2011	Mar 14, 2011
Kathy Ann Merritt	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Jan 18, 2011	Jan 14, 2011
Patrick Sturmer Paxton	Money Concepts Advisory Service other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 31, 2010	Jan 5, 2011
John Picardi	Money Concepts Advisory Service other	J. W. Cole Advisors, Inc. other	Other	Oct 20, 2010	Oct 29, 2010
John Paul Power	Money Concepts Advisory Service other	USA Financial Securities LLC other	Other	Oct 11, 2010	Apr 11, 2011 (182 d)
Randy Lee Immeker	Money Concepts Advisory Service other	Northwest Wealth Management, LLC other	Other	Sep 7, 2010	Sep 21, 2010
Curtis Montgomery Minks	Money Concepts Advisory Service other	Resource Horizons Investment Advisory, Inc. other	Other	Sep 1, 2010	Oct 7, 2010 (36 d)
Kenny Blake Nichols	Money Concepts Advisory Service other	Securities America Advisors, Inc. other	Other	Aug 25, 2010	Nov 19, 2010 (86 d)
Bryan A. Okun	Money Concepts Advisory Service other	J.P. Morgan Securities LLC wirehouse	Other	Jul 29, 2010	Aug 31, 2017 (2590 d)
Mark A Geraci	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Jul 15, 2010	Jul 15, 2010
Kenneth Robert Picerno	Money Concepts Advisory Service other	Avantax Advisory Services other	Other	May 26, 2010	Aug 25, 2010 (91 d)
Dianne Williams Wildt	Money Concepts Advisory Service other	American Portfolios Advisors, Inc other	Other	May 21, 2010	Jun 14, 2010
Amanda Joy Willey	Money Concepts Advisory Service other	Ameriprise Financial Services, LLC national BD	Other	May 7, 2010	Mar 22, 2019 (3241 d)
Joseph Peter Velez	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Apr 27, 2010	Apr 26, 2010
Robert Michael Troyano	Money Concepts Advisory Service other	H. Beck, Inc. other	Other	Jan 29, 2010	Feb 3, 2010
David Joseph Lazzaro	Money Concepts Advisory Service other	H. Beck, Inc. other	Other	Jan 29, 2010	Feb 2, 2010
Keith Kavell Carter	Money Concepts Advisory Service other	Cetera Investment Services LLC other	Other	Dec 2, 2009	Dec 15, 2009
Bernard Emile Boucher	Money Concepts Advisory Service other	Kalos Management other	Other	Nov 3, 2009	Nov 25, 2009
Chad Philip Trevithick	Money Concepts Advisory Service other	New England Securities Corporation other	Other	Oct 29, 2009	Jan 15, 2010 (78 d)
Jeffrey Scott Arnold	Money Concepts Advisory Service other	Charles Schwab & Co., Inc. national BD	Other	Sep 14, 2009	Oct 9, 2009
Tamara Leah Higgins	Money Concepts Advisory Service other	MML Investors Services, LLC other	Other	Sep 3, 2009	Sep 25, 2009
Christopher Jon Immeker	Money Concepts Advisory Service other	Compass Lighthouse Capital, LLC unclassified	Other	Jun 16, 2009	Dec 15, 2020 (4200 d)
Kathleen Ann Tollison	Money Concepts Advisory Service other	Raymond James Financial Services Advisors, Inc other	Other	Feb 13, 2009	Mar 26, 2009 (41 d)
Kenneth Stafford	Money Concepts Advisory Service other	Securities America Advisors, Inc. other	Other	Feb 3, 2009	Jan 28, 2009
Stewart Alan Macdonald	Money Concepts Advisory Service other	J. W. Cole Advisors, Inc. other	Other	Dec 31, 2008	Mar 20, 2009 (79 d)
Jennifer Hastings Hammett	Money Concepts Advisory Service other	Msi Financial Services, Inc. other	Other	Nov 26, 2008	Apr 29, 2009 (154 d)
Biran Clifford Herndon	Money Concepts Advisory Service other	Bch Financial, Inc. unclassified	Other	Sep 12, 2008	Jul 16, 2014 (2133 d)
Craig M Fredrickson	Money Concepts Advisory Service other	Berthel Fisher & Company Financial Services, Inc. other	Other	Aug 21, 2008	Aug 21, 2008
Derek Moises Robertson	Money Concepts Advisory Service other	Integrated Investment Strategies,Inc. independent RIA	Other	Aug 18, 2008	Aug 25, 2008
Collin Dee Lafollette	Money Concepts Advisory Service other	Bent Tree Trust Advisors, LLC state registered	Other	Jun 11, 2008	Jul 14, 2008 (33 d)
Laura Carrera Warnock	Money Concepts Advisory Service other	Berthel Fisher & Company Financial Services, Inc. other	Other	May 14, 2008	May 15, 2008
Jerry Thomas Mayes	Money Concepts Advisory Service other	LPL Financial LLC other	Other	Mar 24, 2008	Mar 14, 2008
Robyn D Simons	Money Concepts Advisory Service other	Berthel Fisher & Company Financial Services, Inc. other	Other	Feb 28, 2008	Feb 29, 2008
Jeffrey Clayton Baker	Money Concepts Advisory Service other	American Portfolios Advisors, Inc other	Other	Feb 25, 2008	Feb 28, 2008
Terry Todd Thill	Money Concepts Advisory Service other	Next Financial Group, Inc. other	Other	Feb 1, 2008	Feb 6, 2008
John Curtis Eisenbarth	Money Concepts Advisory Service other	Raymond James Financial Services, Inc. unclassified	Other	Dec 31, 2007	Jan 9, 2008
Lynn M Dunston	Money Concepts Advisory Service other	Dunston Financial Group, LLC unclassified	Other	Nov 27, 2007	Jul 23, 2015 (2795 d)
Lemuel Weyher Kornegay	Money Concepts Advisory Service other	Cetera Advisor Networks LLC other	Other	Nov 19, 2007	Jan 10, 2008 (52 d)
John Thomas Cooper	Money Concepts Advisory Service other	Natcity Investments, Inc. unclassified	Other	Oct 1, 2007	Oct 5, 2007
Janet M Stanley	Money Concepts Advisory Service other	Questar Asset Management, Inc. other	Other	Aug 29, 2007	Oct 4, 2007 (36 d)
Timothy H Sutherland	Money Concepts Advisory Service other	H. Beck, Inc. other	Other	May 25, 2007	May 25, 2007
Joseph Anthony Pancerella	Money Concepts Advisory Service other	Next Financial Group, Inc. other	Other	May 21, 2007	May 21, 2007
Jonathan Michael Fiorito	Money Concepts Advisory Service other	Msi Financial Services, Inc. other	Other	Apr 25, 2007	Apr 23, 2007
Lawrance Malone Johnson	Money Concepts Advisory Service other	Brecek & Young Advisors, Inc. other	Other	Mar 5, 2007	Mar 5, 2007
Lisa Ann Sumpter	Money Concepts Advisory Service other	First State Financial Management, Inc. unclassified	Other	Mar 2, 2007	Feb 28, 2007
Bernard Emile Boucher	Money Concepts Advisory Service other	1st Global Advisors Inc other	Other	Dec 31, 2006	Dec 18, 2006
Collin Dee Lafollette	Money Concepts Advisory Service other	Ameriprise Advisor Services, Inc. unclassified	Other	Dec 4, 2006	Nov 30, 2006
Nicholas Joiseph Destefano	Money Concepts Advisory Service other	Brecek & Young Advisors, Inc. other	Other	Oct 12, 2006	Oct 11, 2006

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325 moves match.