DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Invest Financial Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sandra Renee WorshamInvest Financial Corporation no RAUMH. Beck, Inc. BD affiliatedOtherJun 25, 2018Aug 28, 2019 (429 d)
David Andrew MausInvest Financial Corporation no RAUMRaymond James Financial Services Advisors, Inc BD affiliatedOtherApr 24, 2018May 15, 2018
Tatiana Frost PurdyInvest Financial Corporation no RAUMMorgan Stanley wirehouseOtherApr 24, 2018May 10, 2018
Russell Thomas WoodwardInvest Financial Corporation no RAUMRaymond James Financial Services Advisors, Inc BD affiliatedOtherApr 24, 2018May 1, 2018
Mark Cronin EttingerInvest Financial Corporation no RAUMLPL Financial LLC independent RIAOtherApr 24, 2018Jun 26, 2018 (63 d)
Rebecca Ann LearyInvest Financial Corporation no RAUMMorgan Stanley wirehouseOtherApr 24, 2018Jul 13, 2018 (80 d)
Wendy Nichole HuntInvest Financial Corporation no RAUMLPL Financial LLC independent RIAOtherApr 24, 2018Apr 24, 2019 (365 d)
Timothy Alexander DonaldsonInvest Financial Corporation no RAUMCalton & Associates, Inc. independent RIAOtherApr 24, 2018May 7, 2018
Holly Jo MoriartyInvest Financial Corporation no RAUMRaymond James Financial Services Advisors, Inc BD affiliatedOtherApr 24, 2018May 15, 2018
Marlena M OcasioInvest Financial Corporation no RAUMMorgan Stanley wirehouseOtherApr 24, 2018May 23, 2018
Christian Paul DesarioInvest Financial Corporation no RAUMRaymond James & Associates, Inc. national BDOtherApr 24, 2018Jul 11, 2018 (78 d)
Anders Christopher BergmannInvest Financial Corporation no RAUMRaymond James & Associates, Inc. national BDOtherApr 24, 2018May 8, 2018
Molly AmbrosinoInvest Financial Corporation otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherMar 19, 2018Apr 2, 2019 (379 d)
Benjamin Daniel DavisInvest Financial Corporation otherRaymond James & Associates, Inc. national BDOtherMar 19, 2018Apr 16, 2018
Taylor Kalyn SavkaInvest Financial Corporation otherJ. W. Cole Advisors, Inc. otherOtherMar 19, 2018Mar 28, 2018
Clark Austin LemasterInvest Financial Corporation otherJ. W. Cole Advisors, Inc. otherOtherMar 19, 2018Mar 28, 2018
Javier Emmanuel OrtizInvest Financial Corporation otherVoya Financial Advisors, Inc. BD affiliatedOtherMar 19, 2018Apr 17, 2018
Jason AlbinoInvest Financial Corporation otherH. Beck, Inc. otherOtherFeb 26, 2018Feb 27, 2018
Joseph Samuel ZaidainInvest Financial Corporation otherBrass Tax Wealth Management independent RIAOtherFeb 21, 2018Dec 8, 2017
Michael Andrew SeiterInvest Financial Corporation otherCharles Schwab & Co., Inc. national BDOtherFeb 21, 2018May 11, 2018 (79 d)
Jacqueline L PowellInvest Financial Corporation otherAlliance Financial no RAUMOtherFeb 20, 2018May 23, 2022 (1553 d)
Neal SchulteInvest Financial Corporation otherBrass Tax Wealth Management otherOtherFeb 20, 2018Nov 4, 2016
Paul Anthony RestanteInvest Financial Corporation otherNottingham Wealth Partners, Inc. independent RIAOtherFeb 20, 2018Jan 25, 2023 (1800 d)
Neil Kenneth PiperInvest Financial Corporation otherRockdale Financial Services, Inc. state registeredOtherFeb 20, 2018Oct 23, 2003
Mark OechlerInvest Financial Corporation otherWells Fargo Advisors wirehouseOtherFeb 20, 2018Oct 7, 2011
Robert Wayne StitesInvest Financial Corporation otherCg Advisory Services otherOtherFeb 20, 2018Nov 19, 2010
Craig Ryan SeligmanInvest Financial Corporation otherProactive Wealth Strategies, LLC no RAUMOtherFeb 20, 2018May 5, 2022 (1535 d)
Robert Charles StreitInvest Financial Corporation otherPrivate Advisor Group, LLC BD affiliatedOtherFeb 20, 2018Apr 26, 2024 (2257 d)
Sandra J CurleeInvest Financial Corporation otherJacqueline L. Powell & Associates, Inc. unclassifiedOtherFeb 20, 2018Jun 18, 2009
Matthew William KarisInvest Financial Corporation otherPrivate Advisor Group, LLC independent RIAOtherFeb 20, 2018Apr 5, 2018 (44 d)
Darin Andrew StevensInvest Financial Corporation otherBlue Water Asset Management independent RIAOtherFeb 20, 2018Apr 24, 2018 (63 d)
Robert Pittman JonesInvest Financial Corporation otherPrivate Advisor Group, LLC otherOtherFeb 20, 2018Mar 28, 2018 (36 d)
Greg Alan StorenInvest Financial Corporation otherBrass Tax Wealth Management otherOtherFeb 20, 2018Nov 4, 2016
Michael George KochInvest Financial Corporation otherFortis Group Advisors LLC no RAUMOtherFeb 20, 2018Feb 21, 2018
Austin William SweerusInvest Financial Corporation otherFortis Group Advisors LLC no RAUMOtherFeb 20, 2018Feb 21, 2018
Katrina Bowers FalkeInvest Financial Corporation otherFortis Group Advisors LLC no RAUMOtherFeb 16, 2018Mar 1, 2018
John Anthony NaphorInvest Financial Corporation otherFortis Group Advisors LLC no RAUMOtherFeb 16, 2018Feb 21, 2018
Diane L MetivierInvest Financial Corporation otherThe Private Client Advisory Group, LLC no RAUMOtherFeb 16, 2018Mar 18, 2021 (1126 d)
Kevin Michael FoxInvest Financial Corporation otherAlliance Financial no RAUMOtherFeb 16, 2018May 23, 2022 (1557 d)
Kevin Dru KorondiInvest Financial Corporation otherFortis Group Advisors LLC no RAUMOtherFeb 16, 2018Feb 21, 2018
Eric Mcfadden MischlerInvest Financial Corporation otherAlliance Financial no RAUMOtherFeb 16, 2018May 23, 2022 (1557 d)
Dana Alan BinsbacharInvest Financial Corporation otherIfg Advisory, LLC independent RIAOtherFeb 15, 2018Jun 4, 2019 (474 d)
Randall Howard ReedInvest Financial Corporation otherCollaborative Wealth independent RIAOtherFeb 15, 2018Jan 1, 2026 (2877 d)
Stephen MagallanesInvest Financial Corporation otherCollaborative Wealth independent RIAOtherFeb 15, 2018Sep 4, 2018 (201 d)
Nick H SinghInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherFeb 14, 2018Sep 12, 2012
Mark Sid RedfieldInvest Financial Corporation otherCg Advisory Services otherOtherFeb 14, 2018Sep 24, 2010
Joseph PanfilInvest Financial Corporation otherBlue Water Asset Management otherOtherFeb 14, 2018Oct 20, 2015
Theodore Michael TerzianInvest Financial Corporation otherBlue Water Asset Management no RAUMOtherFeb 14, 2018Jun 12, 2015
Richard Lee StitesInvest Financial Corporation otherCg Advisory Services otherOtherFeb 14, 2018Nov 19, 2010
Eva Marie RulloInvest Financial Corporation otherFortis Group Advisors LLC independent RIAOtherFeb 14, 2018Jun 8, 2020 (845 d)
J Scott SavageInvest Financial Corporation otherThe Private Client Advisory Group, LLC no RAUMOtherFeb 14, 2018Mar 10, 2021 (1120 d)
Christopher Todd RobinsonInvest Financial Corporation otherRfg Wealth Advisory independent RIAOtherFeb 14, 2018May 5, 2015
Mark Anthony FacconeInvest Financial Corporation otherFortis Group Advisors LLC independent RIAOtherFeb 14, 2018Apr 2, 2018 (47 d)
Blake Everett HahnInvest Financial Corporation otherFortis Group Advisors LLC no RAUMOtherFeb 14, 2018Feb 15, 2018
Michelle Ann JosephInvest Financial Corporation otherExecutive Wealth Management, LLC otherOtherFeb 14, 2018Nov 1, 2016
Christina Alexis WardInvest Financial Corporation otherJacqueline L. Powell & Associates, Inc. unclassifiedOtherFeb 14, 2018Oct 25, 2010
Akbar Kassamali KassamInvest Financial Corporation otherProactive Wealth Strategies, LLC no RAUMOtherFeb 14, 2018Apr 20, 2022 (1526 d)
Jeffrey Cullen Hegener HacklerInvest Financial Corporation otherFortis Group Advisors LLC independent RIAOtherFeb 14, 2018Jul 1, 2020 (868 d)
Richard Salvatore LotitoInvest Financial Corporation otherFortis Group Advisors LLC no RAUMOtherFeb 14, 2018Feb 15, 2018
Scott Lee RobinsonInvest Financial Corporation otherRfg Wealth Advisory independent RIAOtherFeb 14, 2018May 6, 2015
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961 moves match.