| Joshua Christopher Mitchell | Invest Financial Corporation other | Miller Howard Investments Inc other | Other | Apr 8, 2014 | Aug 17, 2015 (496 d) |
| Lisa C Esteves-Dixon | Invest Financial Corporation other | Raymond James & Associates, Inc. national BD | Other | Apr 1, 2014 | Apr 4, 2014 |
| Jonathan David Cox | Invest Financial Corporation other | First Allied Advisory Services, Inc. other | Other | Mar 18, 2014 | Apr 30, 2014 (43 d) |
| Troy David Fox | Invest Financial Corporation other | First Allied Advisory Services, Inc. other | Other | Mar 14, 2014 | Apr 1, 2014 |
| James M. Sbarra | Invest Financial Corporation other | LPL Financial LLC other | Other | Mar 7, 2014 | Mar 5, 2014 |
| James Gerard Williams | Invest Financial Corporation other | Ic Advisory Services, Inc. other | Other | Feb 27, 2014 | Feb 24, 2014 |
| Jimmy Maldonado | Invest Financial Corporation other | Investors Capital Advisory other | Other | Feb 27, 2014 | Feb 26, 2014 |
| Markus Gracen Byrd | Invest Financial Corporation other | Nfp Advisor Services, LLC other | Other | Feb 24, 2014 | Feb 21, 2014 |
| Jeffrey Michael Husak | Invest Financial Corporation other | Next Financial Group, Inc. other | Other | Feb 19, 2014 | Feb 20, 2014 |
| Charles Bruce Strum | Invest Financial Corporation other | Strategic Advisers LLC national BD | Other | Feb 6, 2014 | Aug 19, 2015 (559 d) |
| Justin Michael Arneson | Invest Financial Corporation other | Edward Jones national BD | Other | Feb 5, 2014 | Feb 14, 2014 |
| Jerome Patrick Owens | Invest Financial Corporation other | First Allied Advisory Services, Inc. other | Other | Jan 23, 2014 | Oct 8, 2014 (258 d) |
| Robert Leroy Chess | Invest Financial Corporation other | Investacorp Advisory Services Inc other | Other | Jan 22, 2014 | Jan 21, 2014 |
| Daniel R Callahan | Invest Financial Corporation other | Principal Securities, Inc. other | Other | Jan 15, 2014 | Sep 25, 2014 (253 d) |
| Jacob Kelly Sanders | Invest Financial Corporation other | Financial Network Associates, Inc. unclassified | Other | Jan 15, 2014 | May 22, 2009 |
| Louis Anthony Capezza | Invest Financial Corporation other | Lanark Financial, Inc. other | Other | Jan 3, 2014 | Jan 9, 2014 |
| Stephen Andrew Wickleder | Invest Financial Corporation other | Starbord LLC state registered | Other | Dec 31, 2013 | Jan 29, 2015 (394 d) |
| George Elias | Invest Financial Corporation other | Harvest Financial Group, LLC other | Other | Dec 31, 2013 | Feb 13, 2014 (44 d) |
| Anthony C Willoughby | Invest Financial Corporation other | Nfp Advisor Services, LLC other | Other | Dec 23, 2013 | Feb 4, 2014 (43 d) |
| Rebecca E. Chicco | Invest Financial Corporation other | Raymond James & Associates, Inc. national BD | Other | Dec 20, 2013 | Dec 12, 2019 (2183 d) |
| Pamela Ann Blodgett | Invest Financial Corporation other | LPL Financial LLC other | Other | Dec 19, 2013 | Jan 2, 2014 |
| Kelly J France | Invest Financial Corporation other | LPL Financial LLC other | Other | Dec 19, 2013 | Dec 18, 2013 |
| Nathan Michael Farrell | Invest Financial Corporation other | LPL Financial LLC other | Other | Dec 19, 2013 | Dec 23, 2013 |
| Edward Felix Dublis | Invest Financial Corporation other | LPL Financial LLC other | Other | Dec 17, 2013 | Dec 16, 2013 |
| John Marinelli | Invest Financial Corporation other | American Portfolios Advisors, Inc other | Other | Dec 16, 2013 | Jan 28, 2014 (43 d) |
| John D Coscia | Invest Financial Corporation other | American Portfolios Advisors, Inc other | Other | Dec 12, 2013 | Dec 23, 2013 |
| Michael Douglas Weldy | Invest Financial Corporation other | Cetera Advisors LLC other | Other | Dec 6, 2013 | Dec 5, 2013 |
| Joshua Richard Allen | Invest Financial Corporation other | Oppenheimer & Co. Inc. other | Other | Dec 5, 2013 | Dec 5, 2013 |
| Alan Barry Krichman | Invest Financial Corporation other | Santander Securities other | Other | Dec 2, 2013 | Dec 6, 2013 |
| Brett Michael Pendleton | Invest Financial Corporation other | Retirement Plan Advisors, LLC other | Other | Nov 13, 2013 | Nov 26, 2013 |
| Laith Amer Al Tikriti | Invest Financial Corporation other | Fifth Third Securities, Inc. other | Other | Nov 12, 2013 | Dec 2, 2013 |
| Orion Kelly Willis | Invest Financial Corporation other | Centaurus Financial, Inc. other | Other | Nov 12, 2013 | Dec 4, 2013 |
| Jonathan Hill | Invest Financial Corporation other | Centaurus Financial, Inc. other | Other | Nov 12, 2013 | Nov 12, 2013 |
| Timothy Dean Kliewer | Invest Financial Corporation other | Cetera Investment Services LLC other | Other | Nov 11, 2013 | Nov 12, 2013 |
| Kenyon Lloyd Lederer | Invest Financial Corporation other | Pinnacle Asset Management, Inc. no RAUM | Other | Nov 5, 2013 | Nov 11, 2013 |
| Jesse Zaragoza | Invest Financial Corporation other | U.S. Bancorp Investments, Inc. other | Other | Nov 4, 2013 | Oct 31, 2013 |
| Jack Richard Zboralske | Invest Financial Corporation other | Pinnacle Asset Management, Inc. no RAUM | Other | Nov 4, 2013 | Nov 11, 2013 |
| Eric Scott Maslowsky | Invest Financial Corporation other | Santander Securities other | Other | Sep 19, 2013 | Sep 27, 2013 |
| David James Metzger | Invest Financial Corporation other | Securities America Advisors, Inc. other | Other | Sep 17, 2013 | Sep 17, 2013 |
| Dennis Charles Jackson | Invest Financial Corporation other | Securities America Advisors, Inc. other | Other | Sep 17, 2013 | Sep 18, 2013 |
| Anthony Lee Van Keuren | Invest Financial Corporation other | Securities America Advisors, Inc. other | Other | Sep 17, 2013 | Sep 17, 2013 |
| Jeffrey Scott Panik | Invest Financial Corporation other | Ameriprise Financial Services, LLC national BD | Other | Sep 6, 2013 | Sep 12, 2013 |
| Roderick Charles Salter | Invest Financial Corporation other | Cetera Investment Services LLC other | Other | Sep 5, 2013 | Sep 3, 2013 |
| Jennifer N Broemeling | Invest Financial Corporation other | U.S. Bancorp Advisors, LLC other | Other | Sep 3, 2013 | Sep 11, 2013 |
| Michelle Renee Smith | Invest Financial Corporation other | Arvest Wealth Management other | Other | Aug 20, 2013 | Sep 9, 2013 |
| David Alexander Hertl | Invest Financial Corporation other | Oppenheimer & Co. Inc. other | Other | Aug 12, 2013 | Aug 13, 2013 |
| Phillip Joseph Susi | Invest Financial Corporation other | Oppenheimer & Co. Inc. other | Other | Aug 12, 2013 | Aug 12, 2013 |
| Michael David Miller | Invest Financial Corporation other | Calton & Associates, Inc. other | Other | Aug 2, 2013 | Aug 13, 2013 |
| Kevin Michael Arquette | Invest Financial Corporation other | Darwin Wealth Management other | Other | Jul 29, 2013 | Aug 23, 2013 |
| Saimir Astrit Prapaniku | Invest Financial Corporation other | U.S. Bancorp Investments, Inc. other | Other | Jun 19, 2013 | Jun 18, 2013 |
| Kevin Darnell Newmuis | Invest Financial Corporation other | Citizens Securities, Inc. other | Other | Jun 18, 2013 | Jun 20, 2013 |
| Stephen Philip Fuller | Invest Financial Corporation other | LPL Financial LLC other | Other | Jun 6, 2013 | Jun 4, 2013 |
| Jonathan Hastings | Invest Financial Corporation other | Cetera Investment Advisers LLC BD affiliated | Other | May 21, 2013 | Jun 29, 2023 (3691 d) |
| Brittany S Oldham | Invest Financial Corporation other | Wells Fargo Advisors wirehouse | Other | Apr 30, 2013 | Apr 29, 2013 |
| Jeffrey Marshall Wadsworth | Invest Financial Corporation other | Global Financial Private Capital, Inc. other | Other | Apr 23, 2013 | Apr 22, 2013 |
| Heather S Saunders | Invest Financial Corporation other | Ameriprise Financial Services, LLC national BD | Other | Apr 18, 2013 | May 24, 2013 (36 d) |
| Ryan Corbin | Invest Financial Corporation other | Strategic Advisers LLC national BD | Other | Apr 15, 2013 | Nov 21, 2013 (220 d) |
| Russell Melville Hanscom | Invest Financial Corporation other | Cuso Financial Services, L.P. other | Other | Apr 8, 2013 | Apr 3, 2013 |
| Angel Galan | Invest Financial Corporation other | Cuso Financial Services, L.P. other | Other | Mar 26, 2013 | Oct 9, 2013 (197 d) |
| Mahmud Jetha | Invest Financial Corporation other | The Strategic Financial Alliance other | Other | Mar 21, 2013 | Mar 18, 2015 (727 d) |